MID OCEAN ASSOCIATES, SPC
Legal name: MID OCEAN ASSOCIATES
CRD #125237 SEC #801-61784 NEW YORK, NY 212-497-1400
SEC Registered
Total AUM
$1.8B
Discretionary
$1.8B
Employees
--
Clients
--
Accounts
2
Firm Details
- Organization Type
- Other (specify) (SPECIAL PURPOSE COMPANY)
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 17, 2003
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HODGES, DEBORAH | I | CHIEF OPERATING OFFICER | NA | |
| SPRING, ANDREW, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| VIRTUE, JAMES, EDWARD | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| ULTRAMAR CAPITAL LTD. | FE | SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| VIRTUE, JAMES, EDWARD | I | ULTRAMAR CAPITAL LTD. | D | Control |
| CLEMPSON, GRAHAM | I | ULTRAMAR CAPITAL LTD. | C | Control |
Registrations
Federal
IA
Dec 17, 2003 REGISTERED
Notice Filings (1)
NY
Address
320 PARK AVENUE17TH FLOOR
NEW YORK, NY 10022
USA
Phone: 212-497-1400