SANDERS, BOOZE & COMPANY, INC.
Legal name: SANDERS BOOZE CAPITAL ADVISORS
CRD #125266 SEC #801-67349 OVERLAND PARK, KS 913-663-2376
SEC Registered
Total AUM
$43.5M
Discretionary
$43.5M
Employees
5
Clients
25
Accounts
139
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 15, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOOZE, JONATHAN, LAWRENCE | I | VICE PRESIDENT | D | Control |
| BOOZE, JONATHAN, LAWRENCE | I | VICE PRESIDENT | D | Control |
| BOOZE, JONATHAN, LAWRENCE | I | VICE PRESIDENT | D | Control |
| BOOZE, JONATHAN, LAWRENCE | I | VICE PRESIDENT | D | Control |
| BOOZE, JONATHAN, LAWRENCE | I | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| SANDERS, RONALD, NELSON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| SANDERS, RONALD, NELSON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| SANDERS, RONALD, NELSON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| SANDERS, RONALD, NELSON | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | D | Control |
| SANDERS, RONALD, NELSON | I | PRESIDENT | D | Control |
Registrations
Federal
IA
Mar 15, 2007 REGISTERED
Notice Filings (2)
KS MO
Address
10851 MASTIN, SUITE 270OVERLAND PARK, KS 66210
USA
Phone: 913-663-2376