ATIVO CAPITAL MANAGEMENT, LLC
CRD #125303 SEC #801-65975 CHICAGO, IL 312-263-7600
SEC Registered Private Funds
Total AUM
$999.9M
Discretionary
$999.9M
Employees
9
Clients
--
Accounts
21
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 21, 2025
- Branch Offices
- 0
- LEI
- 5493007ROE8YOPR8OG19
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALLEN, DANIEL, THOMAS | I | DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| ALLEN, DANIEL, THOMAS | I | MEMBER/DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| ALLEN, DANIEL, THOMAS | I | MEMBER/DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| ALLEN, DANIEL, THOMAS | I | MEMBER/DIRECTOR OF BUSINESS DEVELOPMENT | NA | |
| AUST, DENNIS | I | MEMBER/DEPUTY CHIEF INVESTMENT OFFICER/DIRECTOR OF RESEARCH | NA | |
| AUST, DENNIS | I | MEMBER/DEPUTY CHIEF INVESTMENT OFFICER/DIRECTOR OF RESEARCH | NA | |
| AUST, DENNIS | I | MEMBER/DEPUTY CHIEF INVESTMENT OFFICER/DIRECTOR OF RESEARCH | NA | |
| AUST, DENNIS | I | MEMBER/DEPUTY CHIEF INVESTMENT OFFICER/DIRECTOR OF RESEARCH | NA | |
| AUST, DENNIS | I | MEMBER/DEPUTY CHIEF INVESTMENT OFFICER/DIRECTOR OF RESEARCH | NA | |
| AUST, DENNIS | I | MEMBER/DEPUTY CHIEF INVESTMENT OFFICER/DIRECTOR OF RESEARCH | NA | |
| AUST, DENNIS | I | MEMBER/DEPUTY CHIEF INVESTMENT OFFICER/DIRECTOR OF RESEARCH | NA | |
| AUST, DENNIS | I | MEMBER/DEPUTY CHIEF INVESTMENT OFFICER/DIRECTOR OF RESEARCH | NA | |
| AUST, DENNIS | I | MEMBER/DEPUTY CHIEF INVESTMENT OFFICER/DIRECTOR OF RESEARCH | NA | |
| AUST, DENNIS | I | MEMBER/DEPUTY CHIEF INVESTMENT OFFICER/DIRECTOR OF RESEARCH | NA | |
| BEKIN, RICARDO | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| BEKIN, RICARDO | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| BEKIN, RICARDO | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| BEKIN, RICARDO | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| BEKIN, RICARDO | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| BEKIN, RICARDO | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| BEKIN, RICARDO | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| BEKIN, RICARDO | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| BEKIN, RICARDO | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| BEKIN, RICARDO | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| BEKIN, RICARDO | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| BEKIN, RICARDO | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| BEKIN, RICARDO | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| BEKIN, RICARDO | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| BEKIN, RICARDO | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| BEKIN, RICARDO | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| BEKIN, RICARDO | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| BEKIN, RICARDO | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| BEKIN, RICARDO | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| BEKIN, RICARDO | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| BEKIN, RICARDO | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| BEKIN, RICARDO | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| BEKIN, RICARDO | I | CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | NA | Control |
| BROOKS, MICHAEL, STANLEY | I | DIRECTOR OF CLIENT RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | DIRECTOR OF CLIENT RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | DIRECTOR OF CLIENT RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF CLIENT RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF CLIENT RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF CLIENT RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF CLIENT RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF CLIENT RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF CLIENT RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | DIRECTOR OF CLIENT RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | DIRECTOR OF CLIENT RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | DIRECTOR OF CLIENT RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF CLIENT RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF CLIENT RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF CLIENT RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF CLIENT RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF CLIENT RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF CLIENT RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF CLIENT RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF CLIENT RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF CLIENT RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF CLIENT RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF CLIENT RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF CLIENT RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF MARKETING & INVESTOR RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF MARKETING & INVESTOR RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF MARKETING & INVESTOR RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF MARKETING & INVESTOR RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF MARKETING & INVESTOR RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF MARKETING & INVESTOR RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF MARKETING & INVESTOR RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF MARKETING & INVESTOR RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF MARKETING & INVESTOR RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF MARKETING & INVESTOR RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF MARKETING & INVESTOR RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF MARKETING & INVESTOR RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF MARKETING & INVESTOR RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF MARKETING & INVESTOR RELATIONS | NA | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF MARKETING & INVESTOR RELATIONS | NA | |
| BURDA, BRIAN, LEO | I | MEMBER/QUANTITATIVE ANALYST | NA | |
| BURDA, BRIAN, LEO | I | MEMBER/QUANTITATIVE ANALYST | NA | |
| CUNNINGHAM, PATRICK, JOSEPH | I | OPERATIONS MANAGER | NA | |
| CUNNINGHAM, PATRICK, JOSEPH | I | OPERATIONS MANAGER | NA | |
| CUNNINGHAM, PATRICK, JOSEPH | I | OPERATIONS MANAGER | NA | |
| CUNNINGHAM, PATRICK, JOSEPH | I | OPERATIONS MANAGER | NA | |
| CUNNINGHAM, PATRICK, JOSEPH | I | OPERATIONS MANAGER | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER | NA | |
| GALVAN, ADAN | I | MEMBER/PORTFOLIO SPECIALIST | NA | |
| GALVAN, ADAN | I | MEMBER/PORTFOLIO SPECIALIST | NA | |
| GALVAN, ADAN | I | MEMBER/PORTFOLIO SPECIALIST | NA | |
| GALVAN, ADAN | I | MEMBER/PORTFOLIO SPECIALIST | NA | |
| GALVAN, ADAN | I | MEMBER/PORTFOLIO SPECIALIST | NA | |
| GALVAN, ADAN | I | MEMBER/PORTFOLIO SPECIALIST | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER/HEAD TRADER | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER/HEAD TRADER | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER/HEAD TRADER | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER/HEAD TRADER | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER/HEAD TRADER | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER/HEAD TRADER | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER/HEAD TRADER | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER/HEAD TRADER | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER/HEAD TRADER | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER/DIRECTOR OF TRADING | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER/DIRECTOR OF TRADING | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER/DIRECTOR OF TRADING | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER/DIRECTOR OF TRADING | NA | |
| GALVAN, ADAN | I | MEMBER/CHIEF OPERATING OFFICER | NA | |
| GALVAN, ADAN | I | MEMBER/SENIOR PORTFOLIO MANAGER/DIRECTOR OF TRADING/CHIEF OPERATING OFFICER | NA | |
| GALVAN, ADAN | I | MEMBER/CHIEF OPERATING OFFICER | NA | |
| GALVAN, ADAN | I | MEMBER/CHIEF OPERATING OFFICER | NA | |
| GALVAN, ADAN | I | MEMBER/CHIEF OPERATING OFFICER | NA | |
| GALVAN, ADAN | I | MEMBER/CHIEF OPERATING OFFICER | NA | |
| GANDIKOTA, RAM GOPAL | I | MEMBER/SENIOR PORTFOLIO MANAGER/ASSOCIATE DIRECTOR OF RESEARCH | NA | |
| GANDIKOTA, RAM GOPAL | I | MEMBER/SENIOR PORTFOLIO MANAGER/ASSOCIATE DIRECTOR OF RESEARCH | NA | |
| GANDIKOTA, RAM GOPAL | I | MEMBER/SENIOR PORTFOLIO MANAGER/ASSOCIATE DIRECTOR OF RESEARCH | NA | |
| GANDIKOTA, RAM GOPAL | I | MEMBER/SENIOR PORTFOLIO MANAGER/ASSOCIATE DIRECTOR OF RESEARCH | NA | |
| GANDIKOTA, RAM GOPAL | I | MEMBER/SENIOR PORTFOLIO MANAGER/ASSOCIATE DIRECTOR OF RESEARCH | NA | |
| GANDIKOTA, RAM GOPAL | I | MEMBER/SENIOR PORTFOLIO MANAGER/ASSOCIATE DIRECTOR OF RESEARCH | NA | |
| GANDIKOTA, RAM GOPAL | I | MEMBER/SENIOR PORTFOLIO MANAGER/ASSOCIATE DIRECTOR OF RESEARCH | NA | |
| GANDIKOTA, RAM GOPAL | I | MEMBER/SENIOR PORTFOLIO MANAGER/ASSOCIATE DIRECTOR OF RESEARCH | NA | |
| GANDIKOTA, RAM GOPAL | I | MEMBER/SENIOR PORTFOLIO MANAGER/ASSOCIATE DIRECTOR OF RESEARCH | NA | |
| GANDIKOTA, RAM GOPAL | I | MEMBER/SENIOR PORTFOLIO MANAGER/ASSOCIATE DIRECTOR OF RESEARCH | NA | |
| GANDIKOTA, RAM GOPAL | I | MEMBER/SENIOR PORTFOLIO MANAGER/ASSOCIATE DIRECTOR OF RESEARCH | NA | |
| GANDIKOTA, RAM GOPAL | I | MEMBER/SENIOR PORTFOLIO MANAGER/ASSOCIATE DIRECTOR OF RESEARCH | NA | |
| GANDIKOTA, RAM GOPAL | I | MEMBER/SENIOR PORTFOLIO MANAGER/ASSOCIATE DIRECTOR OF RESEARCH | NA | |
| GANDIKOTA, RAM GOPAL | I | MEMBER/SENIOR PORTFOLIO MANAGER/ASSOCIATE DIRECTOR OF RESEARCH | NA | |
| GANDIKOTA, RAM GOPAL | I | MEMBER/SENIOR PORTFOLIO MANAGER/ASSOCIATE DIRECTOR OF RESEARCH | NA | |
| GANDIKOTA, RAM GOPAL | I | MEMBER/SENIOR PORTFOLIO MANAGER/DIRECTOR OF RESEARCH | NA | |
| GANDIKOTA, RAM GOPAL | I | MEMBER/SENIOR PORTFOLIO MANAGER/DIRECTOR OF RESEARCH | NA | |
| GANDIKOTA, RAM GOPAL | I | MEMBER/DEPUTY CHIEF INVESTMENT OFFICER/DIRECTOR OF RESEARCH | NA | |
| GANDIKOTA, RAM GOPAL | I | MEMBER/SENIOR PORTFOLIO MANAGER/DIRECTOR OF RESEARCH | NA | |
| GANDIKOTA, RAM GOPAL | I | MEMBER/DEPUTY CHIEF INVESTMENT OFFICER/DIRECTOR OF RESEARCH | NA | |
| GANDIKOTA, RAM GOPAL | I | MEMBER/DEPUTY CHIEF INVESTMENT OFFICER/DIRECTOR OF RESEARCH | NA | |
| GANDIKOTA, RAM GOPAL | I | MEMBER/DEPUTY CHIEF INVESTMENT OFFICER/DIRECTOR OF RESEARCH | NA | |
| GANDIKOTA, RAM GOPAL | I | MEMBER/DEPUTY CHIEF INVESTMENT OFFICER/DIRECTOR OF RESEARCH | NA | |
| HUANG, SHIQING | I | DIRECTOR OF FINANCE | NA | |
| HUANG, SHIQING | I | DIRECTOR OF FINANCE | NA | |
| HUANG, SHIQING | I | DIRECTOR OF FINANCE | NA | |
| HUANG, SHIQING | I | DIRECTOR OF FINANCE | NA | |
| HUANG, SHIQING | I | DIRECTOR OF FINANCE | NA | |
| HUANG, SHIQING | I | MEMBER/DIRECTOR OF FINANCE | NA | |
| HUANG, SHIQING | I | MEMBER/DIRECTOR OF FINANCE | NA | |
| HUANG, SHIQING | I | MEMBER/DIRECTOR OF FINANCE/CHIEF COMPLIANCE OFFICER | NA | |
| HUANG, SHIQING | I | MEMBER/DIRECTOR OF FINANCE/CHIEF COMPLIANCE OFFICER | NA | |
| HUANG, SHIQING | I | MEMBER/DIRECTOR OF FINANCE/CHIEF COMPLIANCE OFFICER | NA | |
| HUANG, SHIQING | I | MEMBER/DIRECTOR OF FINANCE/CHIEF COMPLIANCE OFFICER | NA | |
| HUANG, SHIQING | I | MEMBER/DIRECTOR OF FINANCE/CHIEF COMPLIANCE OFFICER | NA | |
| HUANG, SHIQING | I | MEMBER/DIRECTOR OF FINANCE/CHIEF COMPLIANCE OFFICER | NA | |
| O'MALLEY, KELLY, ANN | I | RELATIONSHIP MANAGER/INSTITUTIONAL SALES | NA | |
| O'MALLEY, KELLY, ANN | I | RELATIONSHIP MANAGER/INSTITUTIONAL SALES | NA | |
| O'MALLEY, KELLY, ANN | I | RELATIONSHIP MANAGER/INSTITUTIONAL SALES | NA | |
| O'MALLEY, KELLY, ANN | I | RELATIONSHIP MANAGER/INSTITUTIONAL SALES | NA | |
| O'MALLEY, KELLY, ANN | I | RELATIONSHIP MANAGER/INSTITUTIONAL SALES | NA | |
| O'MALLEY, KELLY, ANN | I | MEMBER/RELATIONSHIP MANAGER/INSTITUTIONAL SALES | NA | |
| O'MALLEY, KELLY, ANN | I | MEMBER/RELATIONSHIP MANAGER/INSTITUTIONAL SALES | NA | |
| PUCEK, ERIC, T | I | CHIEF COMPLIANCE OFFICER/OPERATIONS MANAGER | NA | |
| PUCEK, ERIC, T | I | CHIEF COMPLIANCE OFFICER/OPERATIONS MANAGER | NA | |
| PUCEK, ERIC, T | I | CHIEF COMPLIANCE OFFICER/OPERATIONS MANAGER | NA | |
| PUCEK, ERIC, T | I | CHIEF COMPLIANCE OFFICER/OPERATIONS MANAGER | NA | |
| PUCEK, ERIC, T | I | MEMBER/CHIEF COMPLIANCE OFFICER | NA | |
| PUCEK, ERIC, T | I | MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | |
| PUCEK, ERIC, T | I | MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | |
| PUCEK, ERIC, T | I | MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | |
| PUCEK, ERIC, T | I | MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | |
| PUCEK, ERIC, T | I | MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | |
| PUCEK, ERIC, T | I | MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | |
| PUCEK, ERIC, T | I | MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | |
| PUCEK, ERIC, T | I | MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | |
| PUCEK, ERIC, T | I | MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | |
| PUCEK, ERIC, T | I | MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | |
| PUCEK, ERIC, T | I | MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | |
| PUCEK, ERIC, T | I | MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | NA | |
| TANG, HUAN KIAT | I | MEMBER/SENIOR SECURITIES SYSTEMS ANALYST | NA | |
| TANG, HUAN KIAT | I | MEMBER/SENIOR SECURITIES SYSTEMS ANALYST | NA | |
| TANG, HUAN KIAT | I | MEMBER/SENIOR SECURITIES SYSTEMS ANALYST | NA | |
| TANG, HUAN KIAT | I | MEMBER/SENIOR SECURITIES SYSTEMS ANALYST | NA | |
| TANG, HUAN KIAT | I | MEMBER/SENIOR SECURITIES SYSTEMS ANALYST | NA | |
| TANG, HUAN KIAT | I | MEMBER/SENIOR SECURITIES SYSTEMS ANALYST | NA | |
| TANG, HUAN KIAT | I | MEMBER/SENIOR SECURITIES SYSTEMS ANALYST | NA | |
| TANG, HUAN KIAT | I | MEMBER/SENIOR SECURITIES SYSTEMS ANALYST | NA | |
| TANG, HUAN KIAT | I | MEMBER/SENIOR SECURITIES SYSTEMS ANALYST | NA | |
| TANG, HUAN KIAT | I | MEMBER/SENIOR IT MANAGER | NA | |
| TANG, HUAN KIAT | I | MEMBER/SENIOR IT MANAGER | NA | |
| TANG, HUAN KIAT | I | MEMBER/SENIOR IT MANAGER | NA | |
| TANG, HUAN KIAT | I | MEMBER/SENIOR IT MANAGER | NA | |
| TANG, HUAN KIAT | I | MEMBER/SENIOR IT MANAGER | NA | |
| TANG, HUAN KIAT | I | MEMBER/SENIOR IT MANAGER | NA | |
| TANG, HUAN KIAT | I | MEMBER/DIRECTOR OF IT | NA | |
| TANG, HUAN KIAT | I | MEMBER/DIRECTOR OF IT | NA | |
| TANG, HUAN KIAT | I | MEMBER/DIRECTOR OF IT | NA | |
| TANG, HUAN KIAT | I | MEMBER/DIRECTOR OF IT | NA | |
| TANG, HUAN KIAT | I | MEMBER/DIRECTOR OF IT | NA | |
| TANG, HUAN KIAT | I | MEMBER/DIRECTOR OF IT | NA | |
| TANG, HUAN KIAT | I | MEMBER/DIRECTOR OF IT | NA | |
| TANG, HUAN KIAT | I | MEMBER/DIRECTOR OF IT | NA | |
| WIGFALL, SIDNEY, GREGORY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WIGFALL, SIDNEY, GREGORY | I | CHIEF COMPLIANCE OFFICER | NA | |
| WIGFALL, SIDNEY, GREGORY | I | CHIEF COMPLIANCE OFFICER | NA | |
| BEKIN, RICARDO | I | CHIEF INVESTMENT OFFICER | E | Control |
| BEKIN, RICARDO | I | CHIEF INVESTMENT OFFICER | E | Control |
| BEKIN, RICARDO | I | CHIEF INVESTMENT OFFICER | E | Control |
| BEKIN, RICARDO | I | CHIEF INVESTMENT OFFICER | E | Control |
| BEKIN, RICARDO | I | MANAGER/CHIEF INVESTMENT OFFICER | E | Control |
| BEKIN, RICARDO | I | MANAGER/CHIEF INVESTMENT OFFICER | E | Control |
| BEKIN, RICARDO | I | MANAGER/CHIEF INVESTMENT OFFICER | E | Control |
| BEKIN, RICARDO | I | MANAGER/CHIEF INVESTMENT OFFICER | E | Control |
| BEKIN, RICARDO | I | MANAGER/CHIEF INVESTMENT OFFICER | E | Control |
| BEKIN, RICARDO | I | CHIEF INVESTMENT OFFICER | E | Control |
| BEKIN, RICARDO | I | CHIEF INVESTMENT OFFICER | E | Control |
| BEKIN, RICARDO | I | MANAGER/CHIEF INVESTMENT OFFICER | E | Control |
| BEKIN, RICARDO | I | CHIEF INVESTMENT OFFICER | E | Control |
| BEKIN, RICARDO | I | CHIEF INVESTMENT OFFICER | E | Control |
| BEKIN, RICARDO | I | CHIEF INVESTMENT OFFICER | E | Control |
| BEKIN, RICARDO | I | MANAGER/CHIEF INVESTMENT OFFICER | E | Control |
| BEKIN, RICARDO | I | MANAGER/CHIEF INVESTMENT OFFICER | E | Control |
| ATIVO HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | D | Control |
| ATIVO HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | D | Control |
| ATIVO HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | D | Control |
| ATIVO HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | D | Control |
| ATIVO HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | D | Control |
| ATIVO HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | D | Control |
| ATIVO HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | D | Control |
| ATIVO HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | D | Control |
| ATIVO HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | D | Control |
| ATIVO HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | D | Control |
| ATIVO HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | D | Control |
| ATIVO HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | D | Control |
| ATIVO HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | D | Control |
| ATIVO HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | D | Control |
| ATIVO HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | D | Control |
| ATIVO HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | D | Control |
| ATIVO HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | D | Control |
| ATIVO HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | D | Control |
| ATIVO HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | D | Control |
| ATIVO HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | D | Control |
| ATIVO HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | D | Control |
| ATIVO HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | D | Control |
| ATIVO HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | D | Control |
| BEKIN, RICARDO | I | MANAGER/CHIEF INVESTMENT OFFICER | D | Control |
| BEKIN, RICARDO | I | MANAGER/CHIEF INVESTMENT OFFICER | D | Control |
| BEKIN, RICARDO | I | MEMBER/MANAGER/CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | D | Control |
| BEKIN, RICARDO | I | MANAGER/CHIEF INVESTMENT OFFICER | D | Control |
| BEKIN, RICARDO | I | MANAGER/CHIEF INVESTMENT OFFICER | D | Control |
| BEKIN, RICARDO | I | MANAGER/CHIEF INVESTMENT OFFICER | D | Control |
| BEKIN, RICARDO | I | MANAGER/CHIEF INVESTMENT OFFICER | D | Control |
| BEKIN, RICARDO | I | MANAGER/CHIEF INVESTMENT OFFICER | D | Control |
| BEKIN, RICARDO | I | MEMBER/MANAGER/CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | D | Control |
| BEKIN, RICARDO | I | MEMBER/MANAGER/CHIEF EXECUTIVE OFFICER/CHIEF INVESTMENT OFFICER | D | Control |
| THE PINECLIFF TRUST | DE | MEMBER/TRUST | C | Control |
| THE PINECLIFF TRUST | DE | MEMBER/TRUST | C | Control |
| THE PINECLIFF TRUST | DE | MEMBER/TRUST | C | Control |
| THE PINECLIFF TRUST | DE | MEMBER/TRUST | C | Control |
| THE PINECLIFF TRUST | DE | MEMBER/TRUST | C | Control |
| THE PINECLIFF TRUST | DE | MEMBER/TRUST | C | Control |
| STUART, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STUART, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | B | Control |
| STUART, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | B | Control |
| STUART, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | B | Control |
| STUART, JAMES, EDWARD | I | MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | B | Control |
| STUART, JAMES, EDWARD | I | MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | B | Control |
| STUART, JAMES, EDWARD | I | MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | B | Control |
| STUART, JAMES, EDWARD | I | MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | B | Control |
| STUART, JAMES, EDWARD | I | MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | B | Control |
| STUART, JAMES, EDWARD | I | DIRECTOR OF OPERATIONS | B | Control |
| STUART, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STUART, JAMES, EDWARD | I | MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | B | Control |
| STUART, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STUART, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STUART, JAMES, EDWARD | I | CHIEF COMPLIANCE OFFICER | B | Control |
| STUART, JAMES, EDWARD | I | MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | B | Control |
| STUART, JAMES, EDWARD | I | MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | B | Control |
| STUART, JAMES, EDWARD | I | MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | B | Control |
| STUART, JAMES, EDWARD | I | MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | B | Control |
| STUART, JAMES, EDWARD | I | MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | B | Control |
| STUART, JAMES, EDWARD | I | MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | B | Control |
| STUART, JAMES, EDWARD | I | MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | B | Control |
| STUART, JAMES, EDWARD | I | MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | B | Control |
| STUART, JAMES, EDWARD | I | MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER | B | Control |
| THE PINECLIFF TRUST | DE | TRUST | B | |
| THE PINECLIFF TRUST | DE | TRUST | B | |
| THE PINECLIFF TRUST | DE | TRUST | B | |
| THE PINECLIFF TRUST | DE | TRUST | B | |
| THE PINECLIFF TRUST | DE | TRUST | B | |
| THE PINECLIFF TRUST | DE | TRUST | B | |
| THE PINECLIFF TRUST | DE | MEMBER/TRUST | B | |
| THE PINECLIFF TRUST | DE | MEMBER/TRUST | B | |
| THE PINECLIFF TRUST | DE | MEMBER/TRUST | B | |
| THE PINECLIFF TRUST | DE | MEMBER/TRUST | B | |
| THE PINECLIFF TRUST | DE | MEMBER/TRUST | B | |
| THE PINECLIFF TRUST | DE | MEMBER/TRUST | B | |
| THE PINECLIFF TRUST | DE | MEMBER/TRUST | B | |
| THE PINECLIFF TRUST | DE | MEMBER/TRUST | B | |
| THE PINECLIFF TRUST | DE | MEMBER/TRUST | B | |
| THE PINECLIFF TRUST | DE | MEMBER/TRUST | B | |
| THE PINECLIFF TRUST | DE | MEMBER/TRUST | B | |
| THE PINECLIFF TRUST | DE | MEMBER/TRUST | B | |
| THE PINECLIFF TRUST | DE | MEMBER/TRUST | B | |
| THE PINECLIFF TRUST | DE | MEMBER/TRUST | B | |
| THE PINECLIFF TRUST | DE | MEMBER/TRUST | B | |
| THE PINECLIFF TRUST | DE | MEMBER/TRUST | B | |
| THE PINECLIFF TRUST | DE | MEMBER/TRUST | B | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF CLIENT RELATIONS | A | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF CLIENT RELATIONS | A | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF CLIENT RELATIONS | A | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF CLIENT RELATIONS | A | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF MARKETING & INVESTOR RELATIONS | A | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF MARKETING & INVESTOR RELATIONS | A | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF MARKETING & INVESTOR RELATIONS | A | |
| BROOKS, MICHAEL, STANLEY | I | MEMBER/DIRECTOR OF MARKETING & INVESTOR RELATIONS | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BEKIN, RICARDO | I | THE PINECLIFF TRUST | E | Control |
| BEKIN, RICARDO | I | ATIVO HOLDINGS, LLC | E | Control |
| BEKIN, RICARDO | I | THE PINECLIFF TRUST | E | Control |
| BEKIN, RICARDO | I | ATIVO HOLDINGS, LLC | E | Control |
| BEKIN, RICARDO | I | THE PINECLIFF TRUST | E | Control |
| BEKIN, RICARDO | I | ATIVO HOLDINGS, LLC | E | Control |
| BEKIN, RICARDO | I | THE PINECLIFF TRUST | E | Control |
| BEKIN, RICARDO | I | ATIVO HOLDINGS, LLC | E | Control |
| BEKIN, RICARDO | I | THE PINECLIFF TRUST | E | Control |
| BEKIN, RICARDO | I | ATIVO HOLDINGS, LLC | E | Control |
| BEKIN, RICARDO | I | THE PINECLIFF TRUST | E | Control |
| BEKIN, RICARDO | I | ATIVO HOLDINGS, LLC | E | Control |
| BEKIN, RICARDO | I | THE PINECLIFF TRUST | E | Control |
| BEKIN, RICARDO | I | ATIVO HOLDINGS, LLC | E | Control |
| BEKIN, RICARDO | I | THE PINECLIFF TRUST | E | Control |
| BEKIN, RICARDO | I | ATIVO HOLDINGS, LLC | E | Control |
| BEKIN, RICARDO | I | THE PINECLIFF TRUST | E | Control |
| BEKIN, RICARDO | I | ATIVO HOLDINGS, LLC | E | Control |
| BEKIN, RICARDO | I | THE PINECLIFF TRUST | E | Control |
| BEKIN, RICARDO | I | ATIVO HOLDINGS, LLC | E | Control |
| BEKIN, RICARDO | I | THE PINECLIFF TRUST | E | Control |
| BEKIN, RICARDO | I | ATIVO HOLDINGS, LLC | E | Control |
| BEKIN, RICARDO | I | THE PINECLIFF TRUST | E | Control |
| BEKIN, RICARDO | I | ATIVO HOLDINGS, LLC | E | Control |
| BEKIN, RICARDO | I | THE PINECLIFF TRUST | E | Control |
| BEKIN, RICARDO | I | ATIVO HOLDINGS, LLC | E | Control |
| BEKIN, RICARDO | I | THE PINECLIFF TRUST | E | Control |
| BEKIN, RICARDO | I | ATIVO HOLDINGS, LLC | E | Control |
| BEKIN, RICARDO | I | THE PINECLIFF TRUST | E | Control |
| BEKIN, RICARDO | I | ATIVO HOLDINGS, LLC | E | Control |
| BEKIN, RICARDO | I | THE PINECLIFF TRUST | E | Control |
| BEKIN, RICARDO | I | ATIVO HOLDINGS, LLC | E | Control |
| BEKIN, RICARDO | I | THE PINECLIFF TRUST | E | Control |
| BEKIN, RICARDO | I | ATIVO HOLDINGS, LLC | E | Control |
| BEKIN, RICARDO | I | THE PINECLIFF TRUST | E | Control |
| BEKIN, RICARDO | I | ATIVO HOLDINGS, LLC | E | Control |
| BEKIN, RICARDO | I | THE PINECLIFF TRUST | E | Control |
| BEKIN, RICARDO | I | ATIVO HOLDINGS, LLC | E | Control |
| BEKIN, RICARDO | I | THE PINECLIFF TRUST | E | Control |
| BEKIN, RICARDO | I | ATIVO HOLDINGS, LLC | E | Control |
| BEKIN, RICARDO | I | THE PINECLIFF TRUST | E | Control |
| BEKIN, RICARDO | I | ATIVO HOLDINGS, LLC | E | Control |
| BEKIN, RICARDO | I | THE PINECLIFF TRUST | D | Control |
| BEKIN, RICARDO | I | THE PINECLIFF TRUST | D | Control |
| BEKIN, RICARDO | I | THE PINECLIFF TRUST | D | Control |
| BEKIN, RICARDO | I | THE PINECLIFF TRUST | D | Control |
| BEKIN, RICARDO | I | THE PINECLIFF TRUST | D | Control |
| BEKIN, RICARDO | I | THE PINECLIFF TRUST | D | Control |
Registrations
Federal
IA
May 21, 2025 REGISTERED
Notice Filings (7)
CA IL LA NE NH NY TX
Address
120 N LASALLE STREETSUITE 1160
CHICAGO, IL 60602-2493
United States
Phone: 312-263-7600