GRUBER & MCBAINE CAPITAL MANAGEMENT, LLC
Legal name: GRUBER & MCBAINE
CRD #125336 SEC #801-61836 SAN FRANCISCO, CA 415-981-2101
SEC Registered Private Funds
Total AUM
$709M
Discretionary
$709M
Employees
6
Clients
--
Accounts
34
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 7, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GIORGIS, ELIZABETH, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| GIORGIS, ELIZABETH, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| GIORGIS, ELIZABETH, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| GIORGIS, ELIZABETH, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| GIORGIS, ELIZABETH, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| GIORGIS, ELIZABETH, DOUGLAS | I | COMPLIANCE OFFICER | NA | |
| GIORGIS, ELIZABETH, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| GIORGIS, ELIZABETH, DOUGLAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | DE | MEMBER | NA | |
| GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | DE | MEMBER | NA | |
| GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | DE | MEMBER | NA | |
| GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | DE | MEMBER | NA | |
| GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | DE | MEMBER | NA | |
| GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | DE | MEMBER | NA | |
| GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | DE | MEMBER | NA | |
| GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | DE | MEMBER | NA | |
| GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | DE | MEMBER | NA | |
| GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | DE | MEMBER | NA | |
| GRUBER, JON, DEROY | I | MANAGER | C | Control |
| GRUBER, JON, DEROY | I | MANAGER | C | Control |
| GRUBER, JON, DEROY | I | MANAGER | C | Control |
| GRUBER, JON, DEROY | I | MANAGER | C | Control |
| GRUBER, JON, DEROY | I | MANAGER | C | Control |
| GRUBER, JON, DEROY | I | MANAGER | C | Control |
| GRUBER, JON, DEROY | I | MANAGER | C | Control |
| GRUBER, JON, DEROY | I | MANAGER | C | Control |
| GRUBER, JON, DEROY | I | MANAGER | C | Control |
| GRUBER, JON, DEROY | I | MANAGER | C | Control |
| MCBAINE, JAMES, PATTERSON | I | MANAGER | C | Control |
| MCBAINE, JAMES, PATTERSON | I | MANAGER | C | Control |
| MCBAINE, JAMES, PATTERSON | I | MANAGER | C | Control |
| MCBAINE, JAMES, PATTERSON | I | MANAGER | C | Control |
| MCBAINE, JAMES, PATTERSON | I | MANAGER | C | Control |
| MCBAINE, JAMES, PATTERSON | I | MANAGER | C | Control |
| MCBAINE, JAMES, PATTERSON | I | MANAGER | C | Control |
| MCBAINE, JAMES, PATTERSON | I | MANAGER | C | Control |
| MCBAINE, JAMES, PATTERSON | I | MANAGER | C | Control |
| MCBAINE, JAMES, PATTERSON | I | MANAGER | C | Control |
| SWERGOLD, ERIC, BENJAMIN | I | MEMBER | B | |
| SWERGOLD, ERIC, BENJAMIN | I | MEMBER | B | |
| SWERGOLD, ERIC, BENJAMIN | I | MEMBER | B | |
| SWERGOLD, ERIC, BENJAMIN | I | MEMBER | B | |
| SWERGOLD, ERIC, BENJAMIN | I | MEMBER | B | |
| SWERGOLD, ERIC, BENJAMIN | I | MEMBER | B | |
| SWERGOLD, ERIC, BENJAMIN | I | MEMBER | B | |
| SWERGOLD, ERIC, BENJAMIN | I | MEMBER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GRUBER, JON, DEROY | I | GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | D | Control |
| GRUBER, JON, DEROY | I | GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | D | Control |
| GRUBER, JON, DEROY | I | GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | C | Control |
| GRUBER, JON, DEROY | I | GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | C | Control |
| GRUBER, JON, DEROY | I | GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | C | Control |
| GRUBER, JON, DEROY | I | GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | C | Control |
| GRUBER, JON, DEROY | I | GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | C | Control |
| GRUBER, JON, DEROY | I | GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | C | Control |
| GRUBER, JON, DEROY | I | GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | C | Control |
| GRUBER, JON, DEROY | I | GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | C | Control |
| MCBAINE, JAMES, PATTERSON | I | GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | C | Control |
| MCBAINE, JAMES, PATTERSON | I | GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | C | Control |
| MCBAINE, JAMES, PATTERSON | I | GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | C | Control |
| MCBAINE, JAMES, PATTERSON | I | GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | C | Control |
| MCBAINE, JAMES, PATTERSON | I | GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | C | Control |
| MCBAINE, JAMES, PATTERSON | I | GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | C | Control |
| MCBAINE, JAMES, PATTERSON | I | GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | C | Control |
| MCBAINE, JAMES, PATTERSON | I | GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | C | Control |
| MCBAINE, JAMES, PATTERSON | I | GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | C | Control |
| MCBAINE, JAMES, PATTERSON | I | GRUBER & MCBAINE CAPITAL MANAGEMENT, INC. | C | Control |
Registrations
Federal
IA
May 7, 2012 REGISTERED
Notice Filings (1)
CA
Address
50 OSGOOD PLACE,PENTHOUSE
SAN FRANCISCO, CA 94133-4644
United States
Phone: 415-981-2101