STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
CRD #1254 SEC #801-67179 PORTLAND, OR 971-353-7800
SEC Registered Broker-Dealer
Total AUM
$990.9M
Discretionary
$870.8M
Employees
524
Clients
0
Accounts
2,712
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 15, 2024
- Branch Offices
- 4
- LEI
- 25490043UEOX7JZ3AC58
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDERSON, HEATHER HONEY | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| ANDERSON, HEATHER HONEY | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| ANDERSON, HEATHER HONEY | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| ANDERSON, HEATHER HONEY | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| ANDERSON, HEATHER HONEY | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| ANDERSON, HEATHER HONEY | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| ANDERSON, HEATHER HONEY | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| ANDERSON, HEATHER HONEY | I | PRINCIPAL OPERATIONS OFFICER | NA | Control |
| BROWN, RYAN JOHN | I | ROSFP | NA | |
| BROWN, RYAN JOHN | I | ROSFP | NA | |
| BROWN, RYAN JOHN | I | ROSFP | NA | |
| BROWN, RYAN JOHN | I | ROSFP | NA | |
| BROWN, RYAN JOHN | I | ROSFP | NA | |
| BROWN, RYAN JOHN | I | ROSFP | NA | |
| BROWN, RYAN JOHN | I | ROSFP | NA | |
| BROWN, RYAN JOHN | I | ROSFP | NA | |
| BROWN, RYAN JOHN | I | ROSFP | NA | |
| BROWN, RYAN JOHN | I | ROSFP | NA | |
| BROWN, RYAN JOHN | I | ROSFP | NA | |
| BROWN, RYAN JOHN | I | ROSFP | NA | |
| BROWN, RYAN JOHN | I | ROSFP | NA | |
| BROWN, RYAN JOHN | I | ROSFP | NA | |
| BROWN, RYAN JOHN | I | ROSFP | NA | |
| BROWN, RYAN JOHN | I | ROSFP | NA | |
| BROWN, RYAN JOHN | I | ROSFP | NA | |
| BROWN, RYAN JOHN | I | ROSFP | NA | |
| BROWN, RYAN JOHN | I | ROSFP | NA | |
| BROWN, RYAN JOHN | I | ROSFP | NA | |
| BROWN, RYAN JOHN | I | ROSFP | NA | |
| BROWN, RYAN JOHN | I | ROSFP | NA | |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHANG, STEVEN BYUNGKWAN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DAVIS, RAYMOND PRESTON | I | CHAIRMAN | NA | Control |
| DAVIS, RAYMOND PRESTON | I | CHAIRMAN | NA | Control |
| DAVIS, RAYMOND PRESTON | I | CHAIRMAN | NA | Control |
| DAVIS, RAYMOND PRESTON | I | CHAIRMAN | NA | Control |
| DAVIS, RAYMOND PRESTON | I | CHAIRMAN | NA | Control |
| DAVIS, RAYMOND PRESTON | I | CHAIRMAN | NA | Control |
| DAVIS, RAYMOND PRESTON | I | CHAIRMAN | NA | Control |
| DAVIS, RAYMOND PRESTON | I | CHAIRMAN | NA | Control |
| DAVIS, RAYMOND PRESTON | I | CHAIRMAN | NA | Control |
| DAVIS, RAYMOND PRESTON | I | CHAIRMAN | NA | Control |
| DAVIS, RAYMOND PRESTON | I | CHAIRMAN | NA | Control |
| DAVIS, RAYMOND PRESTON | I | CHAIRMAN | NA | Control |
| DAVIS, RAYMOND PRESTON | I | CHAIRMAN | NA | Control |
| DAVIS, RAYMOND PRESTON | I | CHAIRMAN | NA | Control |
| DAVIS, RAYMOND PRESTON | I | CHAIRMAN | NA | Control |
| DAVIS, RAYMOND PRESTON | I | CHAIRMAN | NA | Control |
| DAVIS, RAYMOND PRESTON | I | CHAIRMAN | NA | Control |
| DAVIS, RAYMOND PRESTON | I | CHAIRMAN | NA | Control |
| FABER, JOSEPH S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FABER, JOSEPH S | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FIELD, JOHN ERIC | I | CEO, DIRECTOR | NA | Control |
| FOWLER, PEGGY YEVONNE | I | DIRECTOR | NA | Control |
| FOWLER, PEGGY YEVONNE | I | DIRECTOR | NA | Control |
| FOWLER, PEGGY YEVONNE | I | DIRECTOR | NA | Control |
| FOWLER, PEGGY YEVONNE | I | DIRECTOR | NA | Control |
| FROHNMAYER, DAVID BRADEN | I | DIRECTOR | NA | Control |
| FROHNMAYER, DAVID BRADEN | I | DIRECTOR | NA | Control |
| FROHNMAYER, DAVID BRADEN | I | DIRECTOR | NA | Control |
| FROHNMAYER, DAVID BRADEN | I | DIRECTOR | NA | Control |
| FROHNMAYER, DAVID BRADEN | I | DIRECTOR | NA | Control |
| FROHNMAYER, DAVID BRADEN | I | DIRECTOR | NA | Control |
| FROHNMAYER, DAVID BRADEN | I | DIRECTOR | NA | Control |
| FROHNMAYER, DAVID BRADEN | I | DIRECTOR | NA | Control |
| FROHNMAYER, DAVID BRADEN | I | DIRECTOR | NA | Control |
| FROHNMAYER, DAVID BRADEN | I | DIRECTOR | NA | Control |
| FROHNMAYER, DAVID BRADEN | I | DIRECTOR | NA | Control |
| GAMBEE, STEPHEN MICHAEL | I | DIRECTOR | NA | Control |
| GAMBEE, STEPHEN MICHAEL | I | DIRECTOR | NA | Control |
| GAMBEE, STEPHEN MICHAEL | I | DIRECTOR | NA | Control |
| GAMBEE, STEPHEN MICHAEL | I | DIRECTOR | NA | Control |
| GORECKI, TERRI DIANE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| GREENE, JAMES SCOTT | I | DIRECTOR | NA | Control |
| GREENE, JAMES SCOTT | I | DIRECTOR | NA | Control |
| GREENE, JAMES SCOTT | I | DIRECTOR | NA | Control |
| GREENE, JAMES SCOTT | I | DIRECTOR | NA | Control |
| GREENE, JAMES SCOTT | I | DIRECTOR | NA | Control |
| GREENE, JAMES SCOTT | I | DIRECTOR | NA | Control |
| GRUBAUGH, KENT ALLEN | I | DIRECTOR | NA | Control |
| GRUBAUGH, KENT ALLEN | I | DIRECTOR | NA | Control |
| GRUBAUGH, KENT ALLEN | I | DIRECTOR | NA | Control |
| GRUBAUGH, KENT ALLEN | I | DIRECTOR | NA | Control |
| GRUBAUGH, KENT ALLEN | I | DIRECTOR | NA | Control |
| GRUBAUGH, KENT ALLEN | I | DIRECTOR | NA | Control |
| GRUBAUGH, KENT ALLEN | I | DIRECTOR | NA | Control |
| GRUBAUGH, KENT ALLEN | I | DIRECTOR | NA | Control |
| GRUBAUGH, KENT ALLEN | I | DIRECTOR | NA | Control |
| GRUBAUGH, KENT ALLEN | I | DIRECTOR | NA | Control |
| GRUBAUGH, KENT ALLEN | I | DIRECTOR | NA | Control |
| GRUBAUGH, KENT ALLEN | I | DIRECTOR | NA | Control |
| GRUBAUGH, KENT ALLEN | I | DIRECTOR | NA | Control |
| GRUBAUGH, KENT ALLEN | I | DIRECTOR | NA | Control |
| GRUBAUGH, KENT ALLEN | I | DIRECTOR | NA | Control |
| GRUBAUGH, KENT ALLEN | I | DIRECTOR | NA | Control |
| GRUBAUGH, KENT ALLEN | I | DIRECTOR | NA | Control |
| GRUBAUGH, KENT ALLEN | I | DIRECTOR | NA | Control |
| GRUBAUGH, KENT ALLEN | I | DIRECTOR | NA | Control |
| GRUBAUGH, KENT ALLEN | I | DIRECTOR | NA | Control |
| GRUBAUGH, KENT ALLEN | I | DIRECTOR | NA | Control |
| GULDNER, ROBERT JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GULDNER, ROBERT JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GULDNER, ROBERT JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GULDNER, ROBERT JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GULDNER, ROBERT JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GULDNER, ROBERT JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GULDNER, ROBERT JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GULDNER, ROBERT JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GULDNER, ROBERT JOHN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HERMOCILLO, JOSE RAMON | I | DIRECTOR | NA | Control |
| HERMOCILLO, JOSE RAMON | I | DIRECTOR | NA | Control |
| HERMOCILLO, JOSE RAMON | I | DIRECTOR | NA | Control |
| HERMOCILLO, JOSE RAMON | I | DIRECTOR | NA | Control |
| HERMOCILLO, JOSE RAMON | I | DIRECTOR | NA | Control |
| HERMOCILLO, JOSE RAMON | I | DIRECTOR | NA | Control |
| HERMOCILLO, JOSE RAMON | I | DIRECTOR | NA | Control |
| JOHNSON, KELLY JOHN | I | DIRECTOR | NA | Control |
| JOHNSON, KELLY JOHN | I | DIRECTOR | NA | Control |
| KERR, SHERRIE LYN | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| KERR, SHERRIE LYN | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| KERR, SHERRIE LYN | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| KERR, SHERRIE LYN | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| KERR, SHERRIE LYN | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| KERR, SHERRIE LYN | I | PRINCIPAL OPERATIONS OFFICER | NA | |
| LANSING, WILLIAM ARNOLD | I | DIRECTOR | NA | Control |
| LANSING, WILLIAM ARNOLD | I | DIRECTOR | NA | Control |
| LANSING, WILLIAM ARNOLD | I | DIRECTOR | NA | Control |
| LANSING, WILLIAM ARNOLD | I | DIRECTOR | NA | Control |
| LANSING, WILLIAM ARNOLD | I | DIRECTOR | NA | Control |
| LANSING, WILLIAM ARNOLD | I | DIRECTOR | NA | Control |
| LANSING, WILLIAM ARNOLD | I | DIRECTOR | NA | Control |
| LANSING, WILLIAM ARNOLD | I | DIRECTOR | NA | Control |
| LANSING, WILLIAM ARNOLD | I | DIRECTOR | NA | Control |
| LANSING, WILLIAM ARNOLD | I | DIRECTOR | NA | Control |
| LANSING, WILLIAM ARNOLD | I | DIRECTOR | NA | Control |
| LANSING, WILLIAM ARNOLD | I | DIRECTOR | NA | Control |
| LANSING, WILLIAM ARNOLD | I | DIRECTOR | NA | Control |
| LANSING, WILLIAM ARNOLD | I | DIRECTOR | NA | Control |
| LANSING, WILLIAM ARNOLD | I | DIRECTOR | NA | Control |
| LANSING, WILLIAM ARNOLD | I | DIRECTOR | NA | Control |
| MACHUCA, LUIS F | I | DIRECTOR | NA | Control |
| MACHUCA, LUIS F | I | DIRECTOR | NA | Control |
| MACHUCA, LUIS F | I | DIRECTOR | NA | Control |
| MACHUCA, LUIS F | I | DIRECTOR | NA | Control |
| MACHUCA, LUIS F | I | DIRECTOR | NA | Control |
| MACHUCA, LUIS F | I | DIRECTOR | NA | Control |
| MACHUCA, LUIS F | I | DIRECTOR | NA | Control |
| MACHUCA, LUIS F | I | DIRECTOR | NA | Control |
| MACHUCA, LUIS F | I | DIRECTOR | NA | Control |
| MACHUCA, LUIS F | I | DIRECTOR | NA | Control |
| MACHUCA, LUIS F | I | DIRECTOR | NA | Control |
| MACHUCA, LUIS F | I | DIRECTOR | NA | Control |
| MACHUCA, LUIS F | I | DIRECTOR | NA | Control |
| MACHUCA, LUIS F | I | DIRECTOR | NA | Control |
| MARTINEZ, ROBERTO ANTONIO | I | AML OFFICER | NA | |
| MARTINEZ, ROBERTO ANTONIO | I | AML OFFICER | NA | |
| MARTINEZ, ROBERTO ANTONIO | I | AML OFFICER | NA | |
| MARTINEZ, ROBERTO ANTONIO | I | AML OFFICER | NA | |
| MARTINEZ, ROBERTO ANTONIO | I | AML OFFICER | NA | |
| MARTINEZ, ROBERTO ANTONIO | I | AML OFFICER | NA | |
| MARTINEZ, ROBERTO ANTONIO | I | AML OFFICER | NA | |
| MARTINEZ, ROBERTO ANTONIO | I | AML OFFICER | NA | |
| MARTINEZ, ROBERTO ANTONIO | I | AML OFFICER | NA | |
| MARTINEZ, ROBERTO ANTONIO | I | AML OFFICER | NA | |
| MARTINEZ, ROBERTO ANTONIO | I | AML OFFICER | NA | |
| MARTINEZ, ROBERTO ANTONIO | I | AML OFFICER | NA | |
| MARTINEZ, ROBERTO ANTONIO | I | AML OFFICER | NA | |
| MARTINEZ, ROBERTO ANTONIO | I | AML OFFICER | NA | |
| MARTINEZ, ROBERTO ANTONIO | I | AML OFFICER | NA | |
| MARTINEZ, ROBERTO ANTONIO | I | AML OFFICER | NA | |
| MARTINEZ, ROBERTO ANTONIO | I | AML OFFICER | NA | |
| MARTINEZ, ROBERTO ANTONIO | I | AML OFFICER | NA | |
| NIXON, TORRAN BLAKE | I | DIRECTOR | NA | Control |
| NIXON, TORRAN BLAKE | I | DIRECTOR | NA | Control |
| NIXON, TORRAN BLAKE | I | DIRECTOR | NA | Control |
| NIXON, TORRAN BLAKE | I | DIRECTOR | NA | Control |
| NIXON, TORRAN BLAKE | I | DIRECTOR | NA | Control |
| NIXON, TORRAN BLAKE | I | DIRECTOR | NA | Control |
| NIXON, TORRAN BLAKE | I | DIRECTOR | NA | Control |
| NIXON, TORRAN BLAKE | I | DIRECTOR | NA | Control |
| NIXON, TORRAN BLAKE | I | DIRECTOR | NA | Control |
| NIXON, TORRAN BLAKE | I | DIRECTOR | NA | Control |
| NIXON, TORRAN BLAKE | I | DIRECTOR | NA | Control |
| NIXON, TORRAN BLAKE | I | DIRECTOR | NA | Control |
| NIXON, TORRAN BLAKE | I | DIRECTOR | NA | Control |
| NIXON, TORRAN BLAKE | I | DIRECTOR | NA | Control |
| NIXON, TORRAN BLAKE | I | DIRECTOR | NA | Control |
| NIXON, TORRAN BLAKE | I | DIRECTOR | NA | Control |
| NIXON, TORRAN BLAKE | I | DIRECTOR | NA | Control |
| NIXON, TORRAN BLAKE | I | DIRECTOR | NA | Control |
| NIXON, TORRAN BLAKE | I | DIRECTOR | NA | Control |
| NIXON, TORRAN BLAKE | I | DIRECTOR | NA | Control |
| NIXON, TORRAN BLAKE | I | DIRECTOR | NA | Control |
| NIXON, TORRAN BLAKE | I | DIRECTOR | NA | Control |
| NIXON, TORRAN BLAKE | I | DIRECTOR | NA | Control |
| NIXON, TORRAN BLAKE | I | DIRECTOR | NA | Control |
| NIXON, TORRAN BLAKE | I | DIRECTOR | NA | Control |
| NOBLE, JOHN MORTON | I | CEO, PRESIDENT | NA | Control |
| NOBLE, JOHN MORTON | I | CEO, PRESIDENT | NA | Control |
| NOBLE, JOHN MORTON | I | CEO, PRESIDENT | NA | Control |
| NOBLE, JOHN MORTON | I | CEO, PRESIDENT | NA | Control |
| NOBLE, JOHN MORTON | I | CEO, PRESIDENT | NA | Control |
| NOBLE, JOHN MORTON | I | CEO, PRESIDENT | NA | Control |
| NOBLE, JOHN MORTON | I | CEO, PRESIDENT | NA | Control |
| O'HAVER, CORT LANE | I | DIRECTOR | NA | Control |
| O'HAVER, CORT LANE | I | DIRECTOR | NA | Control |
| O'HAVER, CORT LANE | I | DIRECTOR | NA | Control |
| O'HAVER, CORT LANE | I | DIRECTOR | NA | Control |
| O'HAVER, CORT LANE | I | DIRECTOR | NA | Control |
| O'HAVER, CORT LANE | I | DIRECTOR | NA | Control |
| O'HAVER, CORT LANE | I | DIRECTOR | NA | Control |
| O'HAVER, CORT LANE | I | DIRECTOR | NA | Control |
| O'HAVER, CORT LANE | I | DIRECTOR | NA | Control |
| O'HAVER, CORT LANE | I | DIRECTOR | NA | Control |
| O'HAVER, CORT LANE | I | DIRECTOR | NA | Control |
| O'HAVER, CORT LANE | I | DIRECTOR | NA | Control |
| O'HAVER, CORT LANE | I | DIRECTOR | NA | Control |
| O'HAVER, CORT LANE | I | DIRECTOR | NA | Control |
| O'HAVER, CORT LANE | I | DIRECTOR | NA | Control |
| O'HAVER, CORT LANE | I | DIRECTOR | NA | Control |
| O'HAVER, CORT LANE | I | DIRECTOR | NA | Control |
| RUHLIN, PETER ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| RUHLIN, PETER ERIC | I | CHIEF LEGAL OFFICER | NA | Control |
| SAPORTA, HY JAMIE | I | CEO | NA | Control |
| SAPORTA, HY JAMIE | I | CEO | NA | Control |
| SAPORTA, HY JAMIE | I | CEO | NA | Control |
| SAPORTA, HY JAMIE | I | CEO | NA | Control |
| SAPORTA, HY JAMIE | I | CEO | NA | Control |
| SAPORTA, HY JAMIE | I | CEO | NA | Control |
| SAPORTA, HY JAMIE | I | CEO | NA | Control |
| SAPORTA, HY JAMIE | I | CEO | NA | Control |
| SAPORTA, HY JAMIE | I | CEO | NA | Control |
| SAPORTA, HY JAMIE | I | CEO | NA | Control |
| SAPORTA, HY JAMIE | I | CEO | NA | Control |
| SAPORTA, HY JAMIE | I | CEO | NA | Control |
| SAPORTA, HY JAMIE | I | CEO | NA | Control |
| SEIBLY, JOHN GREGORY | I | DIRECTOR | NA | Control |
| SEIBLY, JOHN GREGORY | I | DIRECTOR | NA | Control |
| SEIBLY, JOHN GREGORY | I | DIRECTOR | NA | Control |
| SEIBLY, JOHN GREGORY | I | DIRECTOR | NA | Control |
| SEIBLY, JOHN GREGORY | I | DIRECTOR | NA | Control |
| SEIBLY, JOHN GREGORY | I | DIRECTOR | NA | Control |
| SEIBLY, JOHN GREGORY | I | DIRECTOR | NA | Control |
| SEIBLY, JOHN GREGORY | I | DIRECTOR | NA | Control |
| SEIBLY, JOHN GREGORY | I | DIRECTOR | NA | Control |
| SEIBLY, JOHN GREGORY | I | DIRECTOR | NA | Control |
| SEIBLY, JOHN GREGORY | I | DIRECTOR | NA | Control |
| SEIBLY, JOHN GREGORY | I | DIRECTOR | NA | Control |
| SLATER, DUDLEY RICHARD | I | DIRECTOR | NA | Control |
| SLATER, DUDLEY RICHARD | I | DIRECTOR | NA | Control |
| SLATER, DUDLEY RICHARD | I | DIRECTOR | NA | Control |
| SLATER, DUDLEY RICHARD | I | DIRECTOR | NA | Control |
| SLATER, DUDLEY RICHARD | I | DIRECTOR | NA | Control |
| SLATER, DUDLEY RICHARD | I | DIRECTOR | NA | Control |
| SLATER, DUDLEY RICHARD | I | DIRECTOR | NA | Control |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STAGGENBORG, JENNIFER ANN | I | FINANCIAL OPERATIONS OFFICER | NA | |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | PRESIDENT, CEO, TREASURER, CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER, DIRECTOR & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| STRIPLIN, HARRY LYNN | I | CHIEF COMPLIANCE OFFICER & ROSFP | NA | Control |
| WHITTAKER, FRANK RICHARD JOHNSTONE | I | DIRECTOR | NA | Control |
| WHITTAKER, FRANK RICHARD JOHNSTONE | I | DIRECTOR | NA | Control |
| WHITTAKER, FRANK RICHARD JOHNSTONE | I | DIRECTOR | NA | Control |
| WHITTAKER, FRANK RICHARD JOHNSTONE | I | DIRECTOR | NA | Control |
| WHITTAKER, FRANK RICHARD JOHNSTONE | I | DIRECTOR | NA | Control |
| WHITTAKER, FRANK RICHARD JOHNSTONE | I | DIRECTOR | NA | Control |
| WHITTAKER, FRANK RICHARD JOHNSTONE | I | DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | SR. VICE PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | SR. VICE PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | SR. VICE PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | SR. VICE PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | SR. VICE PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | SR. VICE PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | SR. VICE PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO, PRINCIPAL FINANCIAL OFFICER & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CEO, PRESIDENT & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO, PRINCIPAL FINANCIAL OFFICER & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO, PRINCIPAL FINANCIAL OFFICER & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO, PRINCIPAL FINANCIAL OFFICER & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO, PRINCIPAL FINANCIAL OFFICER & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO, PRINCIPAL FINANCIAL OFFICER & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO, PRINCIPAL FINANCIAL OFFICER & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO, PRINCIPAL FINANCIAL OFFICER & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO, PRINCIPAL FINANCIAL OFFICER & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO, PRINCIPAL FINANCIAL OFFICER & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO, PRINCIPAL FINANCIAL OFFICER & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO, PRINCIPAL FINANCIAL OFFICER & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO, PRINCIPAL FINANCIAL OFFICER & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO, PRINCIPAL FINANCIAL OFFICER & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT, COO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER & DIRECTOR | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CHIEF OPERATING OFFICER | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CHIEF OPERATING OFFICER | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CHIEF OPERATING OFFICER | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CHIEF OPERATING OFFICER | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CHIEF OPERATING OFFICER | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CHIEF OPERATING OFFICER | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CHIEF OPERATING OFFICER | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CHIEF OPERATING OFFICER | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CHIEF OPERATING OFFICER | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CHIEF OPERATING OFFICER | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CHIEF OPERATING OFFICER | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CHIEF OPERATING OFFICER | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | CHIEF OPERATING OFFICER | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT / CHIEF OPERATING OFFICER | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT / CHIEF OPERATING OFFICER | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT / CHIEF OPERATING OFFICER | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT / CHIEF OPERATING OFFICER | NA | Control |
| WINTERBOURNE, JEANI THERESA | I | PRESIDENT / CHIEF OPERATING OFFICER | NA | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | OWNER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | OWNER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | OWNER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | OWNER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | OWNER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | OWNER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | OWNER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | OWNER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | OWNER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | OWNER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | OWNER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | OWNER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | OWNER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | OWNER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | OWNER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | OWNER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | OWNER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | OWNER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | OWNER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | OWNER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | OWNER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | OWNER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | OWNER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | OWNER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | OWNER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | OWNER | E | Control |
| STEWARD PARTNERS HOLDINGS, LLC | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
| UMPQUA HOLDINGS CORPORATION | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GOLD, JAMES MATTHEW | I | STEWARD PARTNERS HOLDINGS, LL | F | |
| GOLD, JAMES MATTHEW | I | STEWARD PARTNERS HOLDINGS, LL | F | |
| GOLD, JAMES MATTHEW | I | STEWARD PARTNERS HOLDINGS, LL | F | |
| GOLD, JAMES MATTHEW | I | STEWARD PARTNERS HOLDINGS, LL | F | |
| GOLD, JAMES MATTHEW | I | STEWARD PARTNERS HOLDINGS, LL | F | |
| GOLD, JAMES MATTHEW | I | STEWARD PARTNERS HOLDINGS, LL | F | |
| GOLD, JAMES MATTHEW | I | STEWARD PARTNERS HOLDINGS, LL | F | |
| GOLD, JAMES MATTHEW | I | STEWARD PARTNERS HOLDINGS, LL | F | |
| GOLD, JAMES MATTHEW | I | STEWARD PARTNERS HOLDINGS, LL | F | |
| SAPORTA, HY JAMIE | I | STEWARD PARTNERS HOLDINGS, LL | F | |
| SAPORTA, HY JAMIE | I | STEWARD PARTNERS HOLDINGS, LL | F | |
| SAPORTA, HY JAMIE | I | STEWARD PARTNERS HOLDINGS, LL | F | |
| SAPORTA, HY JAMIE | I | STEWARD PARTNERS HOLDINGS, LL | F | |
| SAPORTA, HY JAMIE | I | STEWARD PARTNERS HOLDINGS, LL | F | |
| SAPORTA, HY JAMIE | I | STEWARD PARTNERS HOLDINGS, LL | F | |
| SAPORTA, HY JAMIE | I | STEWARD PARTNERS HOLDINGS, LL | F | |
| SAPORTA, HY JAMIE | I | STEWARD PARTNERS HOLDINGS, LL | F | |
| SAPORTA, HY JAMIE | I | STEWARD PARTNERS HOLDINGS, LL | F | |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D | |
| STEWARD PARTNERS MANAGEMENT HOLDINGS, LLC | DE | STEWARD PARTNERS HOLDINGS, LLC | D |
Registrations
Federal
IA
May 15, 2024 REGISTERED
Notice Filings (51)
AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA RI SC SD TN TX UT VA VI VT WA WI WV
Address
15495 SW SEQUOIA PARKWAYSUITE 150
PORTLAND, OR 97224
United States
Phone: 971-353-7800