RICE HALL JAMES & ASSOCIATES LLC
CRD #125410 SEC #801-61905 SAN DIEGO, CA 619-239-9005
SEC Registered
Total AUM
$1.8B
Discretionary
$1.8B
Employees
25
Clients
--
Accounts
265
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DEMPSTER, DONALD, OGDEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DEMPSTER, DONALD, OGDEN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HAMILTON, KEVIN, THOMAS | I | PRESIDENT & TREASURER, MANAGEMENT COMMITTEE | NA | Control |
| HAMILTON, KEVIN, THOMAS | I | PRESIDENT & TREASURER, MANAGEMENT COMMITTEE | NA | Control |
| HAMILTON, KEVIN, THOMAS | I | PRESIDENT & TREASURER, MANAGEMENT COMMITTEE | NA | Control |
| HAMILTON, KEVIN, THOMAS | I | PRESIDENT & TREASURER, MANAGEMENT COMMITTEE | NA | Control |
| MARQUEZ, JANINE, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARQUEZ, JANINE, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARQUEZ, JANINE, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARQUEZ, JANINE, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARQUEZ, JANINE, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARQUEZ, JANINE, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARQUEZ, JANINE, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARQUEZ, JANINE, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARQUEZ, JANINE, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARQUEZ, JANINE, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARQUEZ, JANINE, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARQUEZ, JANINE, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARQUEZ, JANINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARQUEZ, JANINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARQUEZ, JANINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARQUEZ, JANINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARQUEZ, JANINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARQUEZ, JANINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARQUEZ, JANINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARQUEZ, JANINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARQUEZ, JANINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARQUEZ, JANINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARQUEZ, JANINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARQUEZ, JANINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARQUEZ, JANINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARQUEZ, JANINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARQUEZ, JANINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARQUEZ, JANINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARQUEZ, JANINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARQUEZ, JANINE, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MCDOWELL, THOMAS, W | I | CEO, MANAGEMENT COMMITTEE | NA | Control |
| MCDOWELL, THOMAS, W | I | CEO, MANAGEMENT COMMITTEE | NA | Control |
| MCDOWELL, THOMAS, W | I | CEO, MANAGEMENT COMMITTEE | NA | Control |
| MCDOWELL, THOMAS, W | I | CEO, MANAGEMENT COMMITTEE | NA | Control |
| OBECK, CARL, M | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| OBECK, CARL, M | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| SILVERA, DAVID, D | I | MANAGEMENT COMMITTEE | NA | Control |
| SILVERA, DAVID, D | I | MANAGEMENT COMMITTEE | NA | Control |
| SILVERA, DAVID, D | I | MANAGEMENT COMMITTEE | NA | Control |
| URBONYA, PATRICIA, ANN | I | COO,CCO | NA | Control |
| URBONYA, PATRICIA, ANN | I | COO,CCO | NA | Control |
| RHJ MANAGEMENT COMPANY, LLC | DE | OWNER | E | Control |
| RHJ MANAGEMENT COMPANY, LLC | DE | OWNER | D | Control |
| RHJ MANAGEMENT COMPANY, LLC | DE | OWNER | D | Control |
| RHJ MANAGEMENT COMPANY, LLC | DE | OWNER | D | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER | C | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER | C | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER | C | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER | C | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER | C | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER | C | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER | C | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER | C | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER | C | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER | C | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER | C | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER | C | Control |
| ROSEMONT PARTNERS I, L.P. | DE | OWNER | C | Control |
| ROSEMONT PARTNERS I, L.P. | DE | OWNER | C | Control |
| ROSEMONT PARTNERS I, L.P. | DE | OWNER | C | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| BUU-HOAN, THUONG-THAO, NGUYEN | I | MANAGING MEMBER, CHIEF OPERATING OFFICER, PRESIDENT | B | Control |
| HOLTZ, LOUIS, MILLETT | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER | B | Control |
| LIPSKER, YOSSEF, YTZHAK | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER | B | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER | B | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER | B | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | B | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER | B | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER | B | Control |
| MCDOWELL, THOMAS, W | I | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER, CO-CHIEF INVESTMENT OFFICER | B | Control |
| MCDOWELL, THOMAS, W | I | CHAIRMAN EMERITUS | B | Control |
| OBECK, CARL, MARTIN | I | MEMBER, CHIEF FINANCIAL OFFICER | B | Control |
| RICE, GARY, SCHULER | I | PORTFOLIO MANAGER | B | |
| RICE, GARY, SCHULER | I | PORTFOLIO MANAGER | B | |
| RICE, GARY, SCHULER | I | PORTFOLIO MANAGER | B | |
| RICE, GARY, SCHULER | I | PORTFOLIO MANAGER | B | |
| RICE, GARY, SCHULER | I | PORTFOLIO MANAGER | B | |
| RICE, GARY, SCHULER | I | PORTFOLIO MANAGER | B | |
| RICE, GARY, SCHULER | I | PORTFOLIO MANAGER | B | |
| RICE, GARY, SCHULER | I | PORTFOLIO MANAGER | B | |
| RICE, GARY, SCHULER | I | PORTFOLIO MANAGER | B | |
| RICE, GARY, SCHULER | I | PORTFOLIO MANAGER | B | |
| RICE, GARY, SCHULER | I | PORTFOLIO MANAGER | B | |
| RICE, GARY, SCHULER | I | PORTFOLIO MANAGER | B | |
| RICE, GARY, SCHULER | I | PORTFOLIO MANAGER | B | |
| RICE, GARY, SCHULER | I | PORTFOLIO MANAGER | B | |
| RICE, GARY, SCHULER | I | PORTFOLIO MANAGER | B | |
| RICE, GARY, SCHULER | I | PORTFOLIO MANAGER | B | |
| RICE, GARY, SCHULER | I | PORTFOLIO MANAGER | B | |
| RICE, GARY, SCHULER | I | PORTFOLIO MANAGER | B | |
| THOME, CARA, MARGARET | I | MANAGING MEMBER | B | Control |
| THOME, CARA, MARGARET | I | MANAGING MEMBER | B | Control |
| THOME, CARA, MARGARET | I | MANAGING MEMBER | B | Control |
| THOME, CARA, MARGARET | I | MANAGING MEMBER | B | Control |
| THOME, CARA, MARGARET | I | MANAGING MEMBER | B | Control |
| THOME, CARA, MARGARET | I | MANAGING MEMBER | B | Control |
| THOME, CARA, MARGARET | I | MANAGING MEMBER | B | Control |
| THOME, CARA, MARGARET | I | MANAGING MEMBER | B | Control |
| THOME, CARA, MARGARET | I | MANAGING MEMBER | B | Control |
| THOME, CARA, MARGARET | I | MANAGING MEMBER | B | Control |
| THOME, CARA, MARGARET | I | MANAGING MEMBER | B | Control |
| THOME, CARA, MARGARET | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| THOME, CARA, MARGARET | I | MANAGING MEMBER | B | Control |
| THOME, CARA, MARGARET | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| THOME, CARA, MARGARET | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| THOME, CARA, MARGARET | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| THOME, CARA, MARGARET | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| THOME, CARA, MARGARET | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| THOME, CARA, MARGARET | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| THOME, CARA, MARGARET | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| THOME, CARA, MARGARET | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| THOME, CARA, MARGARET | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| THOME, CARA, MARGARET | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| THOME, CARA, MARGARET | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| THOME, CARA, MARGARET | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| THOME, CARA, MARGARET | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| THOME, CARA, MARGARET | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| THOME, CARA, MARGARET | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| THOME, CARA, MARGARET | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| TODARO, TIMOTHY, ALAN | I | MANAGING MEMBER, PORTFOLIO MANAGER | B | Control |
| HOLTZ, LOUIS, MILLETT | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER | A | Control |
| HOLTZ, LOUIS, MILLETT | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER | A | Control |
| HOLTZ, LOUIS, MILLETT | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER | A | Control |
| HOLTZ, LOUIS, MILLETT | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER | A | Control |
| HOLTZ, LOUIS, MILLETT | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER | A | Control |
| HOLTZ, LOUIS, MILLETT | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER | A | Control |
| HOLTZ, LOUIS, MILLETT | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER | A | Control |
| HOLTZ, LOUIS, MILLETT | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER | A | Control |
| HOLTZ, LOUIS, MILLETT | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER | A | Control |
| HOLTZ, LOUIS, MILLETT | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER | A | Control |
| HOLTZ, LOUIS, MILLETT | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER | A | Control |
| HOLTZ, LOUIS, MILLETT | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER | A | Control |
| HOLTZ, LOUIS, MILLETT | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER | A | Control |
| HOLTZ, LOUIS, MILLETT | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER | A | Control |
| LIPSKER, YOSSEF, YTZHAK | I | MANAGING MEMBER, PORTFOLIO MANAGER | A | Control |
| LIPSKER, YOSSEF, YTZHAK | I | MANAGING MEMBER, PORTFOLIO MANAGER | A | Control |
| LIPSKER, YOSSI | I | MANAGING MEMBER, PORTFOLIO MANAGER | A | Control |
| LIPSKER, YOSSI | I | MANAGING MEMBER, PORTFOLIO MANAGER | A | Control |
| LIPSKER, YOSSI | I | MANAGING MEMBER, PORTFOLIO MANAGER | A | Control |
| LIPSKER, YOSSI | I | MANAGING MEMBER, PORTFOLIO MANAGER | A | Control |
| LIPSKER, YOSSI | I | MANAGING MEMBER, PORTFOLIO MANAGER | A | Control |
| LIPSKER, YOSSI | I | MANAGING MEMBER, PORTFOLIO MANAGER | A | Control |
| LIPSKER, YOSSI | I | MANAGING MEMBER, PORTFOLIO MANAGER | A | Control |
| LIPSKER, YOSSI | I | MANAGING MEMBER, PORTFOLIO MANAGER | A | Control |
| LIPSKER, YOSSI | I | MANAGING MEMBER, PORTFOLIO MANAGER | A | Control |
| LIPSKER, YOSSI | I | MANAGING MEMBER, PORTFOLIO MANAGER | A | Control |
| LIPSKER, YOSSI | I | MANAGING MEMBER, PORTFOLIO MANAGER | A | Control |
| LIPSKER, YOSSI | I | MANAGING MEMBER, PORTFOLIO MANAGER | A | Control |
| OBECK, CARL, M | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| OBECK, CARL, M | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| OBECK, CARL, M | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| OBECK, CARL, M | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| OBECK, CARL, M | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| OBECK, CARL, M | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| OBECK, CARL, M | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| OBECK, CARL, M | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| OBECK, CARL, M | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| OBECK, CARL, M | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| OBECK, CARL, M | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| OBECK, CARL, M | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| OBECK, CARL, M | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| OBECK, CARL, M | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| OBECK, CARL, M | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| OBECK, CARL, M | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| OBECK, CARL, M | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| OBECK, CARL, M | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| OBECK, CARL, M | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| OBECK, CARL, M | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| OBECK, CARL, M | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| OBECK, CARL, M | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| OBECK, CARL, M | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| OBECK, CARL, M | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| OBECK, CARL, M | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| OBECK, CARL, M | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| OBECK, CARL, M | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| OBECK, CARL, MARTIN | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| OBECK, CARL, MARTIN | I | MEMBER, CHIEF FINANCIAL OFFICER | A | Control |
| SARGEN, DANIEL, STEVEN | I | MANAGING MEMBER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HAMILTON, KEVIN, THOMAS | I | RHJ MANAGEMENT COMPANY, LLC | F | Control |
| HAMILTON, KEVIN, THOMAS | I | RHJ MANAGEMENT COMPANY, LLC | F | Control |
| HAMILTON, KEVIN, THOMAS | I | RHJ MANAGEMENT COMPANY, LLC | F | Control |
| HAMILTON, KEVIN, THOMAS | I | RHJ MANAGEMENT COMPANY, LLC | F | Control |
| MCDOWELL, THOMAS, W | I | RHJ MANAGEMENT COMPANY, LLC | F | Control |
| MCDOWELL, THOMAS, W | I | RHJ MANAGEMENT COMPANY, LLC | F | Control |
| MCDOWELL, THOMAS, W | I | RHJ MANAGEMENT COMPANY, LLC | F | Control |
| MCDOWELL, THOMAS, W | I | RHJ MANAGEMENT COMPANY, LLC | F | Control |
| ROSEMONT INVESTMENT PARTNERS LLC | DE | ROSEMONT PARTNERS I, L.P. | F | Control |
| ROSEMONT INVESTMENT PARTNERS LLC | DE | ROSEMONT PARTNERS I, L.P. | F | Control |
| TODARO, TIMOTHY, ALAN | I | RHJ MANAGEMENT COMPANY, LLC | F | Control |
| TODARO, TIMOTHY, ALAN | I | RHJ MANAGEMENT COMPANY, LLC | F | Control |
| TODARO, TIMOTHY, ALAN | I | RHJ MANAGEMENT COMPANY, LLC | F | Control |
| TODARO, TIMOTHY, ALAN | I | RHJ MANAGEMENT COMPANY, LLC | F | Control |
| KBC BANK & INSURANCE HOLDING CO. | FE | KBC BANK NV | E | Control |
| KBC BANK & INSURANCE HOLDING CO. | FE | KBC BANK NV | E | Control |
| KBC BANK & INSURANCE HOLDING CO. | FE | KBC BANK NV | E | Control |
| ALMANIJ NV | FE | KBC BANK & INSURANCE HOLDING CO. | D | Control |
| ALMANIJ NV | FE | KBC BANK & INSURANCE HOLDING CO. | D | Control |
| ALMANIJ NV | FE | KBC BANK & INSURANCE HOLDING CO. | D | Control |
| BURKHART, CHARLES, B. | I | ROSEMONT INVESTMENT PARTNERS LLC | D | Control |
| CERA HOLDING CVBA | FE | ALMANIJ NV | C | Control |
| CERA HOLDING CVBA | FE | ALMANIJ NV | C | Control |
| CERA HOLDING CVBA | FE | ALMANIJ NV | C | Control |
| KBC BANK NV | FE | ROSEMONT PARTNERS I, L.P. | C | Control |
| KBC BANK NV | FE | ROSEMONT PARTNERS I, L.P. | C | Control |
| KBC BANK NV | FE | ROSEMONT PARTNERS I, L.P. | C | Control |
| ROSEMONT INVESTMENT PARTNERS LLC | DE | ROSEMONT PARTNERS I, L.P. | C | Control |
Registrations
Federal
IA
Mar 28, 2025 REGISTERED
Notice Filings (48)
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