ENSIGN INVESTMENT ADVISERS LLC
CRD #125416 SEC #801-61984 BOSTON, MA 617-367-4885
SEC Registered
Total AUM
$28.4M
Discretionary
$28.4M
Employees
5
Clients
0
Accounts
76
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2004
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAXTER, RAYMOND, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAXTER, RAYMOND, EDWARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CRAVER, JAMES, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| CRAVER, JAMES, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| CRAVER, JAMES, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| CROCKER, PRESCOTT, BIGELOW | I | CHIEF INVESTMENT OFFICER | NA | |
| JOSE, WILLIAM, MANNING | I | PRESIDENT | NA | Control |
| JOSE, WILLIAM, MANNING | I | PRESIDENT | NA | Control |
| JOSE, WILLIAM, MANNING | I | PRESIDENT | NA | Control |
| OLD HARBOR CAPITAL MANAGEMENT LLC | DE | DOMESTIC ENTITY/OWNER | E | Control |
| OLD HARBOR CAPITAL MANAGEMENT LLC | DE | DOMESTIC ENTITY/OWNER | E | Control |
| OLD HARBOR CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| OLD HARBOR CAPITAL MANAGEMENT LLC | DE | DOMESTIC ENTITY/OWNER | E | Control |
| OLD HARBOR CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| OLD HARBOR CAPITAL MANAGEMENT LLC | DE | DOMESTIC ENTITY/OWNER | E | Control |
| OLD HARBOR CAPITAL MANAGEMENT LLC | DE | DOMESTIC ENTITY/OWNER | E | Control |
| OLD HARBOR CAPITAL MANAGEMENT LLC | DE | DOMESTIC ENTITY/OWNER | E | Control |
| OLD HARBOR CAPITAL MANAGEMENT LLC | DE | OWNER | E | Control |
| STEVENS, MICHAEL, BURR | I | CHIEF INVESTMENT OFFICER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ESTATE OF WILLIAM M. JOSE | DE | OLD HARBOR CAPITAL LLC | E | Control |
| WILLIAM MANNING JOSE | DE | OLD HARBOR CAPITAL MANAGEMENT LLC | E | Control |
| WILLIAM MANNING JOSE | DE | OLD HARBOR CAPITAL MANAGEMENT LLC | E | Control |
| WILLIAM MANNING JOSE | DE | OLD HARBOR CAPITAL MANAGEMENT LLC | E | Control |
| WILLIAM MANNING JOSE ESTATE | DE | OLD HARBOR CAPITAL LLC | E | Control |
| WILLIAM MANNING JOSE ESTATE | DE | OLD HARBOR CAPITAL LLC | E | Control |
Registrations
Federal
IA
Mar 31, 2004 REGISTERED
Notice Filings (4)
CA FL MA TX
Address
50 CONGRESS ST. #222BOSTON, MA 2109
USA
Phone: 617-367-4885