RIA Intelligence

SOUTH FINANCIAL ASSET MANAGEMENT, INC.

CRD #125427 SEC #801-61913 GREENVILLE, SC 864-255-9429
SEC Registered
Total AUM
$119M
Discretionary
$119M
Employees
5
Clients
0
Accounts
3

Firm Details

Organization Type
Corporation
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Jan 31, 2007
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
CRAWFORD, WILLIAM, P.ISECRETARY, CHIEF COMPLIANCE OFFICERNA
CRAWFORD, WILLIAM, P.ISECRETARY, CHIEF COMPLIANCE OFFICERNA
CRAWFORD, WILLIAM, P.ISECRETARYNA
CRAWFORD, WILLIAM, P.ISECRETARYNA
HUMMERS, WILLIAM, SIDIRECTOR, EXECUTIVE VICE PRESIDENT & TREASURERNA Control
HUMMERS, WILLIAM, SIDIRECTOR, EXECUTIVE VICE PRESIDENT & TREASURERNA Control
HUMMERS, WILLIAM, SIDIRECTOR, EXECUTIVE VICE PRESIDENT & TREASURERNA Control
HUMMERS, WILLIAM, SIDIRECTOR, EXECUTIVE VICE PRESIDENT & TREASURERNA Control
MONROE, JAMES, CHARLESIPRESIDENT, CIO, DIRECTOR, CHAIRMAN OF BOARD OF DIRECTORSNA Control
MONROE, JAMES, CHARLESIPRESIDENT, CIO, DIRECTOR, CHAIRMAN OF BOARD OF DIRECTORSNA Control
MONROE, JAMES, CHARLESIPRESIDENT, DIRECTOR, CHAIRMAN OF BOARD OF DIRECTORSNA Control
MONROE, JAMES, CHARLESIPRESIDENT, DIRECTOR, CHAIRMAN OF BOARD OF DIRECTORSNA Control
PAULES, EDWARD, PEARSONICRONA Control
PAULES, EDWARD, PEARSONICRONA Control
PAULES, EDWARD, PEARSONICRONA Control
THE SOUTH FINANCIAL GROUP, INC.DESHAREHOLDERE Control
THE SOUTH FINANCIAL GROUP, INC.DESHAREHOLDERE Control
THE SOUTH FINANCIAL GROUP, INC.DESHAREHOLDERE Control
THE SOUTH FINANCIAL GROUP, INC.DESHAREHOLDERE Control

Registrations

Federal

IA
Jan 31, 2007 REGISTERED

Notice Filings (1)

SC

Address

102 SOUTH MAIN STREET
GREENVILLE, SC 29601
USA
Phone: 864-255-9429