SOUND PORTFOLIO ADVISORS, LLC
CRD #125511 SEC #801-120415 MYSTIC, CT 860-572-2737
SEC Registered
Total AUM
$123.9M
Discretionary
$123.9M
Employees
3
Clients
--
Accounts
350
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 5, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PARKER, THEODORE, LEE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| PARKER, THEODORE, LEE | I | PRESIDENT AND CHIEF COMPLIANCE OFFICER | D | Control |
| PARKER, THEODORE, LEE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, AND MANAGING MEMBER | D | Control |
| PARKER, THEODORE, LEE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, AND MANAGING MEMBER | D | Control |
| PARKER, THEODORE, LEE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, AND MANAGING MEMBER | D | Control |
| PARKER, THEODORE, LEE | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, AND MANAGING MEMBER | D | Control |
| WATTS, BRYAN, JAMES | I | PRESIDENT, MANAGING MEMBER | D | Control |
| WATTS, BRYAN, JAMES | I | PRESIDENT, MANAGING MEMBER | D | Control |
| PARKER, THEODORE, LEE | I | FINANCIAL ADVISOR, CHIEF COMPLIANCE OFFICER, MEMBER | C | Control |
| PARKER, THEODORE, LEE | I | FINANCIAL ADVISOR, CHIEF COMPLIANCE OFFICER, MEMBER | C | Control |
| WATTS, BRYAN, JAMES | I | FINANCIAL ADVISER | C | |
| WATTS, BRYAN, JAMES | I | FINANCIAL ADVISER | C | |
| WATTS, BRYAN, JAMES | I | FINANCIAL ADVISER AND MEMBER | C | Control |
| WATTS, BRYAN, JAMES | I | FINANCIAL ADVISER AND MEMBER | C | Control |
| WATTS, BRYAN, JAMES | I | FINANCIAL ADVISER AND MEMBER | C | Control |
| WATTS, BRYAN, JAMES | I | FINANCIAL ADVISER AND MEMBER | C | Control |
Registrations
Federal
IA
Dec 5, 2025 REGISTERED
Notice Filings (5)
CT FL NH NY PA
Address
28 COTTRELL ST.MYSTIC, CT 06355
United States
Phone: 860-572-2737