TROTTA, JOHN (NMN)
Legal name: FINANCIAL ADVISOR NETWORK, INC.
CRD #125537 SEC #801-79944 FARMINGDALE, NY 631-226-9046
SEC Registered
Total AUM
$146M
Discretionary
$146M
Employees
5
Clients
0
Accounts
394
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 17, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| D'Andrea, Sandra | I | CHIEF COMPLIANCE OFFICER | NA | |
| D'Andrea, Sandra | I | CHIEF COMPLIANCE OFFICER | NA | |
| D'Andrea, Sandra | I | CHIEF COMPLIANCE OFFICER | NA | |
| D'Andrea, Sandra | I | CHIEF COMPLIANCE OFFICER | NA | |
| D'Andrea, Sandra | I | CHIEF COMPLIANCE OFFICER | NA | |
| D'Andrea, Sandra | I | CHIEF COMPLIANCE OFFICER | NA | |
| D'Andrea, Sandra | I | CHIEF COMPLIANCE OFFICER | NA | |
| D'Andrea, Sandra | I | CHIEF COMPLIANCE OFFICER | NA | |
| D'Andrea, Sandra | I | CHIEF COMPLIANCE OFFICER | NA | |
| D'Andrea, Sandra | I | CHIEF COMPLIANCE OFFICER | NA | |
| D'Andrea, Sandra | I | CHIEF COMPLIANCE OFFICER | NA | |
| TROTTA, JOHN | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| TROTTA, JOHN | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| TROTTA, JOHN | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| TROTTA, JOHN | I | SOLE PROPRIETOR & CHIEF COMPLIANCE OFFICER | E | Control |
| TROTTA, JOHN | I | SOLE PROPRIETOR | E | Control |
| TROTTA, JOHN, NMN | I | SOLE PROPRIETOR | E | Control |
| TROTTA, JOHN, NMN | I | SOLE PROPRIETOR | E | Control |
| TROTTA, JOHN, NMN | I | SOLE PROPRIETOR | E | Control |
| TROTTA, JOHN, NMN | I | SOLE PROPRIETOR | E | Control |
| TROTTA, JOHN, NMN | I | SOLE PROPRIETOR | E | Control |
| TROTTA, JOHN, NMN | I | SOLE PROPRIETOR | E | Control |
| TROTTA, JOHN, NMN | I | SOLE PROPRIETOR | E | Control |
| TROTTA, JOHN, NMN | I | SOLE PROPRIETOR | E | Control |
| TROTTA, JOHN, NMN | I | SOLE PROPRIETOR | E | Control |
| TROTTA, JOHN, NMN | I | SOLE PROPRIETOR | E | Control |
Registrations
Federal
IA
Feb 17, 2025 REGISTERED
Notice Filings (3)
FL NJ NY
Address
1111 ROUTE 110SUITE 359
FARMINGDALE, NY 11735
United States
Phone: 631-226-9046