COMPASS EFFICIENT MODEL PORTFOLIOS, LLC

CRD #125568 SEC #801-61868 BRENTWOOD, TN 615-620-8600

SEC Registered

Total AUM

$864.1M

Discretionary

$864.1M

Employees

Clients

Accounts

641

Firm Details

Organization Type: Limited Liability Company
State of Formation: Tennessee
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 30, 2012
Branch Offices: --
CIK (EDGAR): 1455005

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BATEMAN, ROBERT	I	CHIEF COMPLIANCE OFFICER	NA	Control
BATEMAN, ROBERT	I	CHIEF COMPLIANCE OFFICER	NA	Control
GRAFFY, PAUL, DONALD	I	PRESIDENT OF SALES AND DISTRIBUTIONS	NA
GRAFFY, PAUL, DONALD	I	PRESIDENT OF SALES AND DISTRIBUTIONS	NA
GRAFFY, PAUL, DONALD	I	PRESIDENT OF SALES AND DISTRIBUTIONS	NA
HORTON, TODD, ALLEN	I	OPERATIONS, CLIENT SUPPORT, AND CCO	NA	Control
HORTON, TODD, ALLEN	I	OPERATIONS, CLIENT SUPPORT, AND COMPLIANCE	NA	Control
LOFTIN, PLESHETTA, JUANITA	I	CHIEF COMPLIANCE OFFICER	NA	Control
LOFTIN, PLESHETTA, JUANITA	I	CHIEF COMPLIANCE OFFICER	NA	Control
LOFTIN, PLESHETTA, JUANITA	I	CHIEF COMPLIANCE OFFICER	NA	Control
LOFTIN, PLESHETTA, JUANITA	I	CHIEF COMPLIANCE OFFICER	NA	Control
LOFTIN, PLESHETTA, JUANITA	I	CHIEF COMPLIANCE OFFICER	NA	Control
LOFTIN, PLESHETTA, JUANITA	I	CHIEF COMPLIANCE OFFICER	NA	Control
LOFTIN, PLESHETTA, JUANITA	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCONNELL, HARVEY, EDWARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCONNELL, HARVEY, EDWARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCONNELL, HARVEY, EDWARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
MCCONNELL, HARVEY, EDWARD	I	CHIEF COMPLIANCE OFFICER	NA	Control
WALKER, ROBERT, WILLIAM	I	PRESIDENT	NA	Control
WALKER, ROBERT, WILLIAM	I	PRESIDENT	NA	Control
WALKER, ROBERT, WILLIAM	I	PRESIDENT	NA	Control
WALKER, ROBERT, WILLIAM	I	PRESIDENT	NA	Control
WALKER, ROBERT, WILLIAM	I	CHIEF COMPLIANCE OFFICER	NA	Control
WALKER, ROBERT, WILLIAM	I	PRESIDENT	NA	Control
WALKER, ROBERT, WILLIAM	I	PRESIDENT	NA	Control
WALKER, ROBERT, WILLIAM	I	PRESIDENT	NA	Control
WALKER, ROBERT, WILLIAM	I	PRESIDENT	NA	Control
WALKER, ROBERT, WILLIAM	I	PRESIDENT	NA	Control
WALKER, ROBERT, WILLIAM	I	PRESIDENT	NA	Control
WALKER, ROBERT, WILLIAM	I	PRESIDENT	NA	Control
WALKER, ROBERT, WILLIAM	I	PRESIDENT	NA	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING MEMBER	E	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING MEMBER	E	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING MEMBER	E	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING MEMBER	E	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING PARTNER AND CCO	D	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING PARTNER AND CCO	D	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER	D	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING PARTNER	D	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING PARTNER	D	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING PARTNER	D	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER	D	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER	D	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER	D	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER	D	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER	D	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER	D	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING PARTNER	D	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER	D	Control
MOORE, DAVID, J.	I	MANAGING PARTNER	D	Control
MOORE, DAVID, J.	I	MANAGING PARTNER	D	Control
MOORE, DAVID, J.	I	MANAGING PARTNER	D	Control
MOORE, DAVID, J.	I	MANAGING PARTNER	D	Control
MOORE, DAVID, J.	I	MANAGING PARTNER	D	Control
MOORE, DAVID, J.	I	MANAGING PARTNER	D	Control
MOORE, DAVID, J.	I	MANAGING PARTNER	D	Control
MOORE, DAVID, J.	I	MANAGING PARTNER	D	Control
MOORE, DAVID, J.	I	MANAGING PARTNER	D	Control
MOORE, DAVID, J.	I	MANAGING PARTNER	D	Control
MOORE, DAVID, J.	I	MANAGING PARTNER	D	Control
MOORE, DAVID, J.	I	MANAGING PARTNER	D	Control
MOORE, DAVID, J.	I	MANAGING PARTNER	D	Control
MOORE, DAVID, JOE	I	MANAGING PARTNER	D	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING PARTNER	C	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING PARTNER	C	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING PARTNER	C	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING PARTNER	C	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING PARTNER	C	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING PARTNER	C	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING PARTNER	C	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING PARTNER	C	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING PARTNER	C	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING PARTNER	C	Control
HAMMERS, STEPHEN, MICHAEL	I	MANAGING PARTNER	C	Control
MOORE, DAVID, JOE	I	MANAGING PARTNER	C	Control
MOORE, DAVID, JOE	I	MANAGING PARTNER	C	Control
MOORE, DAVID, JOE	I	MANAGING PARTNER	C	Control
MOORE, DAVID, JOE	I	MANAGING PARTNER	C	Control
MOORE, DAVID, JOE	I	MANAGING PARTNER	C	Control
MOORE, DAVID, JOE	I	MANAGING PARTNER	C	Control
MOORE, DAVID, JOE	I	MANAGING PARTNER	C	Control
MOORE, DAVID, JOE	I	MANAGING PARTNER	C	Control
MOORE, DAVID, JOE	I	MANAGING PARTNER	C	Control
MOORE, DAVID, JOE	I	MANAGING PARTNER	C	Control
MOORE, DAVID, JOE	I	MANAGING PARTNER	C	Control

Registrations

Federal

Mar 30, 2012 REGISTERED

Notice Filings (34)

AL AR CA CO DE FL GA ID IL IN KS KY LA MA MI MN MO MS NC NE NH NJ NV NY OH OK OR PA SC SD TN TX VA WA

Address

213 OVERLOOK CIRCLE
SUITE A-1
BRENTWOOD, TN 37027
United States

Phone: 615-620-8600