MENDOZA AND ASSOCIATES, INC.
CRD #125579 SEC #801-68082 ROCKY HILL, CT (860) 563-1319
SEC Registered
Total AUM
$42.5M
Discretionary
$33.5M
Employees
1
Clients
51
Accounts
220
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Jun 2012 | $42.5M | $33.5M | $9M | 1 | 110 |
| May 2012 | $42.5M | $33.5M | $9M | 1 | 110 |
| Mar 2012 | $42.5M | $33.5M | $9M | 1 | 110 |
| Mar 2011 | $40M | $30.5M | $9.5M | 5 | -- |
| Mar 2011 | $40M | $30.5M | $9.5M | 5 | -- |
| Feb 2011 | $40M | $30.5M | $9.5M | 5 | -- |
| May 2010 | $36M | $26.5M | $9.5M | 5 | -- |
| Mar 2008 | $44M | $44M | $0 | 5 | -- |
DateJun 2012
Total AUM$42.5M
Discretionary$33.5M
Non-Disc.$9M
Employees1
Clients110
DateMay 2012
Total AUM$42.5M
Discretionary$33.5M
Non-Disc.$9M
Employees1
Clients110
DateMar 2012
Total AUM$42.5M
Discretionary$33.5M
Non-Disc.$9M
Employees1
Clients110
DateMar 2011
Total AUM$40M
Discretionary$30.5M
Non-Disc.$9.5M
Employees5
Clients--
DateMar 2011
Total AUM$40M
Discretionary$30.5M
Non-Disc.$9.5M
Employees5
Clients--
DateFeb 2011
Total AUM$40M
Discretionary$30.5M
Non-Disc.$9.5M
Employees5
Clients--
DateMay 2010
Total AUM$36M
Discretionary$26.5M
Non-Disc.$9.5M
Employees5
Clients--
DateMar 2008
Total AUM$44M
Discretionary$44M
Non-Disc.$0
Employees5
Clients--