HVB ALTERNATIVE ADVISORS INC.
CRD #125599 SEC #801-62090 NEW YORK, NY 212-672-6040
SEC Registered
Total AUM
$1.4B
Discretionary
$1.4B
Employees
--
Clients
--
Accounts
2
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 26, 2003
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BUB, STEPHAN, WALTER | I | CHAIRMAN | NA | Control |
| GALLAGHER, JOHN, J | I | TREASURER | NA | |
| GLYNN, THOMAS | I | PRESIDENT | NA | Control |
| LANDLE, JEFFREY, CHARLES | I | CHIEF INVESTMENT OFFICER | NA | Control |
| LANDLE, JEFFREY, CHARLES | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| NEUMANN, JAMES, ANTHONY | I | MANAGING DIRECTOR & CEO | NA | Control |
| NEUMANN, JENS PETER | I | CHAIRMAN | NA | Control |
| NEUMANN, JENS PETER | I | CHAIRMAN | NA | Control |
| SCHACHENHOFER, EVI | I | CHIEF OPERATING OFFICER | NA | Control |
| SCHACHENHOFER, EVI | I | CHIEF OPERATING OFFICER | NA | Control |
| HVB ALTERNATIVE INVESTMENT AG | FE | SOLE SHAREHOLDER | E | |
| HVB ALTERNATIVE INVESTMENT AG | FE | SOLE SHAREHOLDER | E | |
| HVB ALTERNATIVE INVESTMENT AG | FE | SOLE SHAREHOLDER | E |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BAYERISCHE HYPO-UND VEREINSBANK AG | FE | HVB ALTERNATIVE INVESTMENT AG | E | Control |
| BAYERISCHE HYPO-UND VEREINSBANK AG | FE | HVB ALTERNATIVE INVESTMENT AG | E | Control |
| BAYERISCHE HYPO-UND VEREINSBANK AG | FE | HVB ALTERNATIVE INVESTMENT AG | E | Control |
| MUENCHNER RUECKVERSICHERUNG-GESELLSCHAFT AG | FE | BAYERISCHE HYPO-UND VEREINSBANK AG | C | |
| MUENCHNER RUECKVERSICHERUNG-GESELLSCHAFT AG | FE | BAYERISCHE HYPO-UND VEREINSBANK AG | C | |
| MUENCHNER RUECKVERSICHERUNG-GESELLSCHAFT AG | FE | BAYERISCHE HYPO-UND VEREINSBANK AG | C |
Registrations
Federal
IA
Nov 26, 2003 REGISTERED
Notice Filings (2)
CT MA
Address
150 EAST 42ND STREETNEW YORK, NY 10017-4679
USA
Phone: 212-672-6040