KLINGMAN AND ASSOCIATES, LLC
CRD #125618 SEC #801-67783 NEW YORK, NY 212-867-7647
SEC Registered
Total AUM
$4.8B
Discretionary
$1.4B
Employees
25
Clients
251
Accounts
3,132
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Mar 2025 | $4.8B | $3.5B | $1.4B | 25 | 2 |
| Mar 2025 | $4.8B | $1.4B | $3.5B | 25 | 2 |
| Mar 2024 | $3.3B | $3B | $276.3M | 22 | 3 |
| Dec 2023 | $2.8B | $2.5B | $254.2M | 22 | 2 |
| Mar 2023 | $2.8B | $2.5B | $254.2M | 22 | 2 |
| Nov 2022 | $3.1B | $2.9B | $239.4M | 19 | 2 |
| Jul 2022 | $3.1B | $2.9B | $239.4M | 19 | 2 |
| Apr 2022 | $3.1B | $2.9B | $239.4M | 19 | 2 |
| Mar 2022 | $3.1B | $2.9B | $239.4M | 19 | 2 |
| Apr 2021 | $2.7B | $2.4B | $297.8M | 18 | 0 |
| Mar 2021 | $2.7B | $297.8M | $2.4B | 18 | 0 |
| Mar 2021 | $2.7B | $297.8M | $2.4B | 18 | 0 |
| Nov 2020 | $2.1B | $1.8B | $316.8M | 17 | 0 |
| Jun 2020 | $2.1B | $1.8B | $316.8M | 17 | 0 |
| Mar 2020 | $2.1B | $1.8B | $316.8M | 17 | 0 |
| Nov 2019 | $1.8B | $1.4B | $384.5M | 14 | 0 |
| Aug 2019 | $1.8B | $1.4B | $384.5M | 14 | 0 |
| Mar 2019 | $1.8B | $1.4B | $384.5M | 14 | 0 |
| Nov 2018 | $1.8B | $1.4B | $403.3M | 14 | 3 |
| Oct 2018 | $1.8B | $1.4B | $403.3M | 14 | 3 |
| Apr 2018 | $1.8B | $1.4B | $403.3M | 14 | 3 |
| Mar 2018 | $1.8B | $1.4B | $403.3M | 14 | 3 |
| Mar 2018 | $1.8B | $1.4B | $403.3M | 14 | 3 |
| Feb 2018 | $1.5B | $1.1B | $407.4M | 13 | 0 |
| Nov 2017 | $1.5B | $1.1B | $407.4M | 13 | 0 |
| Sep 2017 | $1.5B | $1.1B | $407.4M | 13 | 290 |
| Mar 2017 | $1.5B | $1.1B | $407.4M | 13 | 290 |
| Dec 2016 | $1.4B | $988.9M | $367.2M | 13 | 300 |
| Oct 2016 | $1.4B | $988.9M | $367.2M | 13 | 300 |
| Mar 2016 | $1.4B | $988.9M | $367.2M | 13 | 300 |
| Nov 2015 | $1.3B | $950.4M | $392.3M | 14 | 300 |
| Jun 2015 | $1.3B | $950.4M | $392.3M | 14 | 300 |
| Mar 2015 | $1.3B | $950.4M | $392.3M | 14 | 300 |
| Dec 2014 | $1.1B | $881.1M | $192M | 12 | 253 |
| Nov 2014 | $1.1B | $881.1M | $192M | 12 | 253 |
| Apr 2014 | $1.1B | $881.1M | $192M | 12 | 253 |
| Apr 2014 | $1.1B | $881.1M | $192M | 12 | 253 |
| Mar 2014 | $1.1B | $881.1M | $192M | 12 | 253 |
| Mar 2013 | $827.6M | $798.2M | $29.4M | 14 | 231 |
| May 2012 | $671M | $669.1M | $1.9M | 11 | 214 |
| Mar 2012 | $671M | $669.1M | $1.9M | 11 | 214 |
| Apr 2010 | $578.7M | $573.8M | $4.9M | 10 | -- |
| Mar 2007 | $516M | $502M | $14M | 10 | -- |
DateMar 2025
Total AUM$4.8B
Discretionary$3.5B
Non-Disc.$1.4B
Employees25
Clients2
DateMar 2025
Total AUM$4.8B
Discretionary$1.4B
Non-Disc.$3.5B
Employees25
Clients2
DateMar 2024
Total AUM$3.3B
Discretionary$3B
Non-Disc.$276.3M
Employees22
Clients3
DateDec 2023
Total AUM$2.8B
Discretionary$2.5B
Non-Disc.$254.2M
Employees22
Clients2
DateMar 2023
Total AUM$2.8B
Discretionary$2.5B
Non-Disc.$254.2M
Employees22
Clients2
DateNov 2022
Total AUM$3.1B
Discretionary$2.9B
Non-Disc.$239.4M
Employees19
Clients2
DateJul 2022
Total AUM$3.1B
Discretionary$2.9B
Non-Disc.$239.4M
Employees19
Clients2
DateApr 2022
Total AUM$3.1B
Discretionary$2.9B
Non-Disc.$239.4M
Employees19
Clients2
DateMar 2022
Total AUM$3.1B
Discretionary$2.9B
Non-Disc.$239.4M
Employees19
Clients2
DateApr 2021
Total AUM$2.7B
Discretionary$2.4B
Non-Disc.$297.8M
Employees18
Clients0
DateMar 2021
Total AUM$2.7B
Discretionary$297.8M
Non-Disc.$2.4B
Employees18
Clients0
DateMar 2021
Total AUM$2.7B
Discretionary$297.8M
Non-Disc.$2.4B
Employees18
Clients0
DateNov 2020
Total AUM$2.1B
Discretionary$1.8B
Non-Disc.$316.8M
Employees17
Clients0
DateJun 2020
Total AUM$2.1B
Discretionary$1.8B
Non-Disc.$316.8M
Employees17
Clients0
DateMar 2020
Total AUM$2.1B
Discretionary$1.8B
Non-Disc.$316.8M
Employees17
Clients0
DateNov 2019
Total AUM$1.8B
Discretionary$1.4B
Non-Disc.$384.5M
Employees14
Clients0
DateAug 2019
Total AUM$1.8B
Discretionary$1.4B
Non-Disc.$384.5M
Employees14
Clients0
DateMar 2019
Total AUM$1.8B
Discretionary$1.4B
Non-Disc.$384.5M
Employees14
Clients0
DateNov 2018
Total AUM$1.8B
Discretionary$1.4B
Non-Disc.$403.3M
Employees14
Clients3
DateOct 2018
Total AUM$1.8B
Discretionary$1.4B
Non-Disc.$403.3M
Employees14
Clients3
DateApr 2018
Total AUM$1.8B
Discretionary$1.4B
Non-Disc.$403.3M
Employees14
Clients3
DateMar 2018
Total AUM$1.8B
Discretionary$1.4B
Non-Disc.$403.3M
Employees14
Clients3
DateMar 2018
Total AUM$1.8B
Discretionary$1.4B
Non-Disc.$403.3M
Employees14
Clients3
DateFeb 2018
Total AUM$1.5B
Discretionary$1.1B
Non-Disc.$407.4M
Employees13
Clients0
DateNov 2017
Total AUM$1.5B
Discretionary$1.1B
Non-Disc.$407.4M
Employees13
Clients0
DateSep 2017
Total AUM$1.5B
Discretionary$1.1B
Non-Disc.$407.4M
Employees13
Clients290
DateMar 2017
Total AUM$1.5B
Discretionary$1.1B
Non-Disc.$407.4M
Employees13
Clients290
DateDec 2016
Total AUM$1.4B
Discretionary$988.9M
Non-Disc.$367.2M
Employees13
Clients300
DateOct 2016
Total AUM$1.4B
Discretionary$988.9M
Non-Disc.$367.2M
Employees13
Clients300
DateMar 2016
Total AUM$1.4B
Discretionary$988.9M
Non-Disc.$367.2M
Employees13
Clients300
DateNov 2015
Total AUM$1.3B
Discretionary$950.4M
Non-Disc.$392.3M
Employees14
Clients300
DateJun 2015
Total AUM$1.3B
Discretionary$950.4M
Non-Disc.$392.3M
Employees14
Clients300
DateMar 2015
Total AUM$1.3B
Discretionary$950.4M
Non-Disc.$392.3M
Employees14
Clients300
DateDec 2014
Total AUM$1.1B
Discretionary$881.1M
Non-Disc.$192M
Employees12
Clients253
DateNov 2014
Total AUM$1.1B
Discretionary$881.1M
Non-Disc.$192M
Employees12
Clients253
DateApr 2014
Total AUM$1.1B
Discretionary$881.1M
Non-Disc.$192M
Employees12
Clients253
DateApr 2014
Total AUM$1.1B
Discretionary$881.1M
Non-Disc.$192M
Employees12
Clients253
DateMar 2014
Total AUM$1.1B
Discretionary$881.1M
Non-Disc.$192M
Employees12
Clients253
DateMar 2013
Total AUM$827.6M
Discretionary$798.2M
Non-Disc.$29.4M
Employees14
Clients231
DateMay 2012
Total AUM$671M
Discretionary$669.1M
Non-Disc.$1.9M
Employees11
Clients214
DateMar 2012
Total AUM$671M
Discretionary$669.1M
Non-Disc.$1.9M
Employees11
Clients214
DateApr 2010
Total AUM$578.7M
Discretionary$573.8M
Non-Disc.$4.9M
Employees10
Clients--
DateMar 2007
Total AUM$516M
Discretionary$502M
Non-Disc.$14M
Employees10
Clients--