SPIVAK ASSET MANAGEMENT, LLC
CRD #125714 SEC #801-81096 AVON, CT 860-676-9756
SEC Registered
Total AUM
$392.5M
Discretionary
$392.5M
Employees
1
Clients
--
Accounts
65
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 10, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SPIVAK, JAY, STUART | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| SPIVAK, JAY, STUART | DE | OWNER | E | Control |
| SPIVAK, JAY, STUART | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| SPIVAK, JAY, STUART | DE | OWNER | E | Control |
| SPIVAK, JAY, STUART | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| SPIVAK, JAY, STUART | DE | OWNER | E | Control |
| SPIVAK, JAY, STUART | DE | OWNER | E | Control |
| SPIVAK, JAY, STUART | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| SPIVAK, JAY, STUART | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SPIVAK, JAY, STUART | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SPIVAK, JAY, STUART | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| SPIVAK, JAY, STUART | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SPIVAK, JAY, STUART | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SPIVAK, JAY, STUART | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SPIVAK, JAY, STUART | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SPIVAK, JAY, STUART | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SPIVAK, JAY, STUART | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SPIVAK, JAY, STUART | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SPIVAK, JAY, STUART | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SPIVAK, JAY, STUART | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SPIVAK, JAY, STUART | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SPIVAK, JAY, STUART | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SPIVAK, JAY, STUART | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SPIVAK, JAY, STUART | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SPIVAK, JAY, STUART | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SPIVAK, JAY, STUART | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| SPIVAK, JAY, STUART | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Apr 10, 2025 REGISTERED
Notice Filings (3)
CT FL TX
Address
172 WEST MAIN STREETAVON, CT 06001
United States
Phone: 860-676-9756