RESOLUTE FINANCIAL, LLC
CRD #125739 SEC #801-67898 NEWBURYPORT, MA 978-463-8771
SEC Registered
Total AUM
$443.8M
Discretionary
$404.6M
Employees
7
Clients
251
Accounts
1,460
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 3, 2022
- Branch Offices
- 3
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| DWYER, THOMAS, G. | I | PRINCIPAL AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| JOHNSON, CHARLES, MALCOLM | I | CHIEF COMPLIANCE OFFICER AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| RYAN, ROBERT, THOMAS | I | PRINCIPAL AND MEMBER | C | Control |
| SIMPSON, WILLIAM, ACKER | I | MANAGING PARTNER | B | |
| SIMPSON, WILLIAM, ACKER | I | MANAGING PARTNER | B | |
| SIMPSON, WILLIAM, ACKER | I | MANAGING PARTNER | B | |
| SIMPSON, WILLIAM, ACKER | I | MANAGING PARTNER | B | |
| SIMPSON, WILLIAM, ACKER | I | MANAGING PARTNER | B | |
| SIMPSON, WILLIAM, ACKER | I | MANAGING PARTNER | B | |
| SIMPSON, WILLIAM, ACKER | I | MANAGING PARTNER | B | |
| SIMPSON, WILLIAM, ACKER | I | MANAGING PARTNER | B | |
| SIMPSON, WILLIAM, ACKER | I | MANAGING PARTNER | B | |
| SIMPSON, WILLIAM, ACKER | I | MANAGING PARTNER | B | |
| SIMPSON, WILLIAM, ACKER | I | MANAGING PARTNER | B | |
| SIMPSON, WILLIAM, ACKER | I | MANAGING PARTNER | B | |
| SIMPSON, WILLIAM, ACKER | I | MANAGING PARTNER | B | |
| SIMPSON, WILLIAM, ACKER | I | MANAGING PARTNER | B | |
| SIMPSON, WILLIAM, ACKER | I | MANAGING PARTNER | B | |
| SIMPSON, WILLIAM, ACKER | I | MANAGING PARTNER | B | |
| SIMPSON, WILLIAM, ACKER | I | MANAGING PARTNER | B |
Registrations
Federal
IA
Oct 3, 2022 REGISTERED
Notice Filings (5)
FL MA ME NH TX
Address
102 STATE STREETSUITE E
NEWBURYPORT, MA 01950-6639
United States
Phone: 978-463-8771