RIA Intelligence

EAGLE ROCK FINANCIAL ADVISERS, LTD.

CRD #125749 SEC #801-66739 LANCASTER, PA 717-569-4577
SEC Registered
Total AUM
$30.1M
Discretionary
$27.6M
Employees
1
Clients
0
Accounts
199

Firm Details

Organization Type
Corporation
State of Formation
Pennsylvania
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 10, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
RAUBA, THOMAS, FRANKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
RAUBA, THOMAS, FRANKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
RAUBA, THOMAS, FRANKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
RAUBA, THOMAS, FRANKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
RAUBA, THOMAS, FRANKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
RAUBA, THOMAS, FRANKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
RAUBA, THOMAS, FRANKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
RAUBA, THOMAS, FRANKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
RAUBA, THOMAS, FRANKIPRESIDENT/CHIEF COMPLIANCE OFFICERE Control
RAUBA, THOMAS, FRANKICHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICERD Control
RAUBA, THOMAS, FRANKICHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICERD Control
RAUBA, THOMAS, FRANKICHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICERD Control
RAUBA, THOMAS, FRANKICHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICERD Control
WEISER, RICHARD, DALEICHIEF INVESTMENT OFFICERD Control
WEISER, RICHARD, DALEICHIEF INVESTMENT OFFICERD Control
WEISER, RICHARD, DALEICHIEF INVESTMENT OFFICERD Control
WEISER, RICHARD, DALEICHIEF INVESTMENT OFFICERD Control

Registrations

Federal

IA
May 10, 2012 REGISTERED

Notice Filings (1)

PA

Address

205 GRANITE RUN DRIVE
SUITE 240
LANCASTER, PA 17601
United States
Phone: 717-569-4577