PPA ADVISORY SERVICES, INC.
CRD #125930 SEC #801-66525 ROSWELL, GA 770-998-8721
SEC Registered Broker-Dealer
Total AUM
$169.1M
Discretionary
$85.5M
Employees
6
Clients
51
Accounts
169
Firm Details
- Organization Type
- Corporation
- State of Formation
- Georgia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DUBAY, DANIEL, MARK | I | FINANCIAL & OPERATIONS PRINCIPAL, CCO | NA | Control |
| DUBAY, DANIEL, MARK | I | FINANCIAL & OPERATIONS PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| DUBAY, DANIEL, MARK | I | FINANCIAL & OPERATIONS PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| DUBAY, DANIEL, MARK | I | FINANCIAL & OPERATIONS PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| DUBAY, DANIEL, MARK | I | FINANCIAL & OPERATIONS PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| DUBAY, DANIEL, MARK | I | FINANCIAL & OPERATIONS PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| DUBAY, DANIEL, MARK | I | FINANCIAL & OPERATIONS PRINCIPAL, CHIEF COMPLIANCE OFFICER | NA | Control |
| DUBAY, DANIEL, MARK | I | CEO, CFO, CCO MANAGING PRINCIPAL | NA | Control |
| DUBAY, DANIEL, MARK | I | CEO, CFO, CCO MANAGING PRINCIPAL | NA | Control |
| DUBAY, DANIEL, MARK | I | CEO, CFO, CCO MANAGING PRINCIPAL | NA | Control |
| DUBAY, DANIEL, MARK | I | CEO, CFO, CCO MANAGING PRINCIPAL | NA | Control |
| DUBAY, DANIEL, MARK | I | CEO, CFO, CCO MANAGING PRINCIPAL | NA | Control |
| MORRIS, GEORGE, WYLY | I | PRESIDENT | NA | Control |
| MORRIS, GEORGE, WYLY | I | PRESIDENT | NA | Control |
| MORRIS, GEORGE, WYLY | I | PRESIDENT | NA | Control |
| MORRIS, GEORGE, WYLY | I | PRESIDENT | NA | Control |
| MORRIS, GEORGE, WYLY | I | PRESIDENT | NA | Control |
| MORRIS, GEORGE, WYLY | I | PRESIDENT | NA | Control |
| MORRIS, GEORGE, WYLY | I | PRESIDENT | NA | Control |
| MORRIS, GEORGE, WYLY | I | CHAIRMAN | NA | Control |
| MORRIS, GEORGE, WYLY | I | CHAIRMAN | NA | Control |
| MORRIS, GEORGE, WYLY | I | CHAIRMAN | NA | Control |
| MORRIS, GEORGE, WYLY | I | CHAIRMAN | NA | Control |
| MORRIS, GEORGE, WYLY | I | CHAIRMAN | NA | Control |
| CORPORATE CHARITIES, INC. | DE | OWNER | E | Control |
| CORPORATE CHARITIES, INC. | DE | OWNER | E | Control |
| CORPORATE CHARITIES, INC. | DE | OWNER | E | Control |
| CORPORATE CHARITIES, INC. | DE | OWNER | E | Control |
| CORPORATE CHARITIES, INC. | DE | OWNER | E | Control |
| CORPORATE CHARITIES, INC. | DE | OWNER | E | Control |
| CORPORATE CHARITIES, INC. | DE | OWNER | E | Control |
| CORPORATE CHARITIES, INC. | DE | OWNER | E | Control |
| CORPORATE CHARITIES, INC. | DE | OWNER | E | Control |
| CORPORATE CHARITIES, INC. | DE | OWNER | E | Control |
| CORPORATE CHARITIES, INC. | DE | OWNER | E | Control |
| CORPORATE CHARITIES, INC. | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MORRIS, GEORGE, WYLY | I | PPA ADVISORY SERVICES, INC. | C | Control |
| MORRIS, GEORGE, WYLY | I | PPA ADVISORY SERVICES, INC. | C | Control |
| MORRIS, GEORGE, WYLY | I | PPA ADVISORY SERVICES, INC. | C | Control |
| MORRIS, GEORGE, WYLY | I | PPA ADVISORY SERVICES, INC. | C | Control |
| MORRIS, GEORGE, WYLY | I | PPA ADVISORY SERVICES, INC. | C | Control |
| MORRIS, GEORGE, WYLY | I | PPA ADVISORY SERVICES, INC. | C | Control |
| MORRIS, GEORGE, WYLY | I | PPA ADVISORY SERVICES, INC. | C | Control |
| MORRIS, GEORGE, WYLY | I | PPA ADVISORY SERVICES, INC. | C | Control |
| MORRIS, GEORGE, WYLY | I | PPA ADVISORY SERVICES, INC. | C | Control |
Registrations
Federal
IA
Mar 31, 2012 REGISTERED
Notice Filings (2)
FL GA
Address
500 COLONIAL CENTER PARKWAY,SUITE 600
ROSWELL, GA 30076-8853
United States
Phone: 770-998-8721