INDEPENDENT FINANCIAL GROUP, INC.

CRD #125953 SEC #801- SAN DIEGO, CA 619-209-3559

SEC Registered Broker-Dealer

Total AUM

$105.7M

Discretionary

$84.3M

Employees

Clients

Accounts

503

Firm Details

Organization Type: Corporation
State of Formation: --
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Feb 11, 2005
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
WURTZLER, JAY, ALAN	I	OWNER	NA
WURTZLER, JAY, ALAN	I	OWNER	NA
WURTZLER, JAY, ALAN	I	OWNER	NA
WURTZLER, JAY, ALAN	I	OWNER	NA
WURTZLER, JAY, ALAN	I	OWNER	NA
WURTZLER, JAY, ALAN	I	OWNER	NA
WURTZLER, JAY, ALAN	I	OWNER	NA
WURTZLER, JAY, ALAN	I	OWNER	NA
WURTZLER, JAY, ALAN	I	OWNER	NA
WURTZLER, JAY, ALAN	I	OWNER	NA
WURTZLER, JAY, ALAN	I	OWNER	NA
WURTZLER, JAY, ALAN	I	OWNER	NA
WURTZLER, JAY, ALAN	I	OWNER	NA
WURTZLER, JAY, ALAN	I	OWNER	NA
WURTZLER, JAY, ALAN	I	OWNER	NA
WURTZLER, JAY, ALAN	I	OWNER	NA
WURTZLER, JAY, ALAN	I	OWNER	NA
WURTZLER, JAY, ALAN	I	OWNER	NA
WURTZLER, JAY, ALAN	I	OWNER	NA
HEISING, SCOTT, ALLEN	I	PRESIDENT/CHIEF FINANCIAL OFFICER/DIRECTOR	C	Control
HEISING, SCOTT, ALLEN	I	PRESIDENT/CHIEF FINANCIAL OFFICER/DIRECTOR	C	Control
HEISING, SCOTT, ALLEN	I	PRESIDENT/CHIEF FINANCIAL OFFICER/DIRECTOR	C	Control
HEISING, SCOTT, ALLEN	I	PRESIDENT/CHIEF FINANCIAL OFFICER/DIRECTOR	C	Control
HEISING, SCOTT, ALLEN	I	PRESIDENT/CHIEF FINANCIAL OFFICER/DIRECTOR	C	Control
HEISING, SCOTT, ALLEN	I	PRESIDENT/CHIEF FINANCIAL OFFICER/DIRECTOR	C	Control
HEISING, SCOTT, ALLEN	I	PRESIDENT/CHIEF FINANCIAL OFFICER/DIRECTOR	C	Control
HEISING, SCOTT, ALLEN	I	PRESIDENT/CHIEF FINANCIAL OFFICER/DIRECTOR	C	Control
HEISING, SCOTT, ALLEN	I	PRESIDENT/CHIEF FINANCIAL OFFICER/DIRECTOR	C	Control
HEISING, SCOTT, ALLEN	I	PRESIDENT/CHIEF FINANCIAL OFFICER/DIRECTOR	C	Control
HEISING, SCOTT, ALLEN	I	PRESIDENT/CHIEF FINANCIAL OFFICER/DIRECTOR	C	Control
HEISING, SCOTT, ALLEN	I	PRESIDENT/CHIEF FINANCIAL OFFICER/DIRECTOR	C	Control
HEISING, SCOTT, ALLEN	I	PRESIDENT/CHIEF FINANCIAL OFFICER/DIRECTOR	C	Control
HEISING, SCOTT, ALLEN	I	PRESIDENT/CHIEF FINANCIAL OFFICER/DIRECTOR	C	Control
HEISING, SCOTT, ALLEN	I	PRESIDENT/CHIEF FINANCIAL OFFICER/DIRECTOR	C	Control
HEISING, SCOTT, ALLEN	I	PRESIDENT/CHIEF FINANCIAL OFFICER/DIRECTOR	C	Control
HEISING, SCOTT, ALLEN	I	PRESIDENT/CHIEF FINANCIAL OFFICER/DIRECTOR	C	Control
HEISING, SCOTT, ALLEN	I	PRESIDENT/CHIEF FINANCIAL OFFICER/DIRECTOR	C	Control
HEISING, SCOTT, ALLEN	I	PRESIDENT/CHIEF FINANCIAL OFFICER/DIRECTOR	C	Control
MILLER, JOE, HENRY	I	EXEC VP/DIRECTOR	B	Control
MILLER, JOE, HENRY	I	EXEC VP/DIRECTOR	B	Control
MILLER, JOE, HENRY	I	EXEC VP/DIRECTOR	B	Control
MILLER, JOE, HENRY	I	EXEC VP/DIRECTOR	B	Control
MILLER, JOE, HENRY	I	EXEC VP/DIRECTOR	B	Control
MILLER, JOE, HENRY	I	EXEC VP/DIRECTOR	B	Control
MILLER, JOE, HENRY	I	EXEC VP/DIRECTOR	B	Control
MILLER, JOE, HENRY	I	EXEC VP/DIRECTOR	B	Control
MILLER, JOE, HENRY	I	EXEC VP/DIRECTOR	B	Control
MILLER, JOE, HENRY	I	EXEC VP/DIRECTOR	B	Control
MILLER, JOE, HENRY	I	EXEC VP/DIRECTOR	B	Control
MILLER, JOE, HENRY	I	EXEC VP/DIRECTOR	B	Control
MILLER, JOE, HENRY	I	EXEC VP/DIRECTOR	B	Control
MILLER, JOE, HENRY	I	EXEC VP/DIRECTOR	B	Control
MILLER, JOE, HENRY	I	EXEC VP/DIRECTOR	B	Control
MILLER, JOE, HENRY	I	EXEC VP/DIRECTOR	B	Control
MILLER, JOE, HENRY	I	EXEC VP/DIRECTOR	B	Control
MILLER, JOE, HENRY	I	EXEC VP/DIRECTOR	B	Control
MILLER, JOE, HENRY	I	EXEC VP/DIRECTOR	B	Control
MOLLOY, ARTHUR, EUGENE	I	DIRECTOR	B
MOLLOY, ARTHUR, EUGENE	I	DIRECTOR	B
MOLLOY, ARTHUR, EUGENE	I	DIRECTOR	B
MOLLOY, ARTHUR, EUGENE	I	DIRECTOR	B
MOLLOY, ARTHUR, EUGENE	I	DIRECTOR	B
MOLLOY, ARTHUR, EUGENE	I	DIRECTOR	B
MOLLOY, ARTHUR, EUGENE	I	DIRECTOR	B
MOLLOY, ARTHUR, EUGENE	I	DIRECTOR	B
MOLLOY, ARTHUR, EUGENE	I	DIRECTOR	B
MOLLOY, ARTHUR, EUGENE	I	DIRECTOR	B
MOLLOY, ARTHUR, EUGENE	I	DIRECTOR	B
MOLLOY, ARTHUR, EUGENE	I	DIRECTOR	B
MOLLOY, ARTHUR, EUGENE	I	DIRECTOR	B
MOLLOY, ARTHUR, EUGENE	I	DIRECTOR	B
MOLLOY, ARTHUR, EUGENE	I	DIRECTOR	B
MOLLOY, ARTHUR, EUGENE	I	DIRECTOR	B
MOLLOY, ARTHUR, EUGENE	I	OWNER	B
MOLLOY, ARTHUR, EUGENE	I	DIRECTOR	B
MOLLOY, ARTHUR, EUGENE	I	DIRECTOR	B
CAPITAL GROWTH INC.	DE	OWNER	A
CAPITAL GROWTH INC.	DE	OWNER	A
CAPITAL GROWTH INC.	DE	OWNER	A
CAPITAL GROWTH INC.	DE	OWNER	A
CAPITAL GROWTH INC.	DE	OWNER	A
CAPITAL GROWTH INC.	DE	OWNER	A
CAPITAL GROWTH INC.	DE	OWNER	A
CAPITAL GROWTH INC.	DE	OWNER	A
CAPITAL GROWTH INC.	DE	OWNER	A
CAPITAL GROWTH INC.	DE	OWNER	A
CAPITAL GROWTH INC.	DE	OWNER	A
CAPITAL GROWTH INC.	DE	OWNER	A
CAPITAL GROWTH INC.	DE	OWNER	A
CAPITAL GROWTH INC.	DE	OWNER	A
CAPITAL GROWTH INC.	DE	OWNER	A
CAPITAL GROWTH INC.	DE	OWNER	A
CAPITAL GROWTH INC.	DE	OWNER	A
CAPITAL GROWTH INC.	DE	OWNER	A
KRAMEDJIAN, SIMON, SUZMED	I	OWNER	A
KRAMEDJIAN, SIMON, SUZMED	I	OWNER	A
KRAMEDJIAN, SIMON, SUZMED	I	OWNER	A
KRAMEDJIAN, SIMON, SUZMED	I	OWNER	A
KRAMEDJIAN, SIMON, SUZMED	I	OWNER	A
KRAMEDJIAN, SIMON, SUZMED	I	OWNER	A
KRAMEDJIAN, SIMON, SUZMED	I	OWNER	A
KRAMEDJIAN, SIMON, SUZMED	I	OWNER	A
KRAMEDJIAN, SIMON, SUZMED	I	OWNER	A
KRAMEDJIAN, SIMON, SUZMED	I	OWNER	A
KRAMEDJIAN, SIMON, SUZMED	I	OWNER	A
KRAMEDJIAN, SIMON, SUZMED	I	OWNER	A
KRAMEDJIAN, SIMON, SUZMED	I	OWNER	A
KRAMEDJIAN, SIMON, SUZMED	I	OWNER	A
KRAMEDJIAN, SIMON, SUZMED	I	OWNER	A
KRAMEDJIAN, SIMON, SUZMED	I	OWNER	A
KRAMEDJIAN, SIMON, SUZMED	I	OWNER	A
KRAMEDJIAN, SIMON, SUZMED	I	OWNER	A
KRAMEDJIAN, SIMON, SUZMED	I	OWNER	A
SCHWARTZ, SETH, HOWARD	I	EVP/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/DIRECTOR	A	Control
SCHWARTZ, SETH, HOWARD	I	EVP/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/DIRECTOR	A	Control
SCHWARTZ, SETH, HOWARD	I	EVP/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/DIRECTOR	A	Control
SCHWARTZ, SETH, HOWARD	I	EVP/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/DIRECTOR	A	Control
SCHWARTZ, SETH, HOWARD	I	EVP/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/DIRECTOR	A	Control
SCHWARTZ, SETH, HOWARD	I	EVP/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/DIRECTOR	A	Control
SCHWARTZ, SETH, HOWARD	I	EVP/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/DIRECTOR	A	Control
SCHWARTZ, SETH, HOWARD	I	EVP/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/DIRECTOR	A	Control
SCHWARTZ, SETH, HOWARD	I	EVP/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/DIRECTOR	A	Control
SCHWARTZ, SETH, HOWARD	I	EVP/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/DIRECTOR	A	Control
SCHWARTZ, SETH, HOWARD	I	EVP/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/DIRECTOR	A	Control
SCHWARTZ, SETH, HOWARD	I	EVP/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/DIRECTOR	A	Control
SCHWARTZ, SETH, HOWARD	I	EVP/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/DIRECTOR	A	Control
SCHWARTZ, SETH, HOWARD	I	EVP/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/DIRECTOR	A	Control
SCHWARTZ, SETH, HOWARD	I	EVP/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/DIRECTOR	A	Control
SCHWARTZ, SETH, HOWARD	I	EVP/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/DIRECTOR	A	Control
SCHWARTZ, SETH, HOWARD	I	EVP/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/DIRECTOR	A	Control
SCHWARTZ, SETH, HOWARD	I	EVP/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/DIRECTOR	A	Control
SCHWARTZ, SETH, HOWARD	I	EVP/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER/DIRECTOR	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
MOLLOY, ARTHUR, EUGENE	I	CAPITAL GROWTH INC.	E	Control
MOLLOY, ARTHUR, EUGENE	I	CAPITAL GROWTH INC.	E	Control
MOLLOY, ARTHUR, EUGENE	I	CAPITAL GROWTH INC.	E	Control
MOLLOY, ARTHUR, EUGENE	I	CAPITAL GROWTH INC.	E	Control
MOLLOY, ARTHUR, EUGENE	I	CAPITAL GROWTH INC.	E	Control
MOLLOY, ARTHUR, EUGENE	I	CAPITAL GROWTH INC.	E	Control
MOLLOY, ARTHUR, EUGENE	I	CAPITAL GROWTH INC.	E	Control
MOLLOY, ARTHUR, EUGENE	I	CAPITAL GROWTH INC.	E	Control
MOLLOY, ARTHUR, EUGENE	I	CAPITAL GROWTH INC.	E	Control
MOLLOY, ARTHUR, EUGENE	I	CAPITAL GROWTH INC.	E	Control
MOLLOY, ARTHUR, EUGENE	I	CAPITAL GROWTH INC.	E	Control
MOLLOY, ARTHUR, EUGENE	I	CAPITAL GROWTH INC.	E	Control
MOLLOY, ARTHUR, EUGENE	I	CAPITAL GROWTH INC.	E	Control
MOLLOY, ARTHUR, EUGENE	I	CAPITAL GROWTH INC.	E	Control
MOLLOY, ARTHUR, EUGENE	I	CAPITAL GROWTH INC.	E	Control
MOLLOY, ARTHUR, EUGENE	I	CAPITAL GROWTH INC.	E	Control
MOLLOY, ARTHUR, EUGENE	I	CAPITAL GROWTH INC.	E	Control
MOLLOY, ARTHUR, EUGENE	I	CAPITAL GROWTH INC.	E	Control

Registrations

Federal

Feb 11, 2005 REGISTERED

Notice Filings (13)

AL AZ CA FL GA IN KY MD NJ NY OH OR WA

Address

7425 MISSION VALLEY RD,
SUITE 203
SAN DIEGO, CA 92108
USA

Phone: 619-209-3559