FIVE MILE RIVER INVESTMENT MANAGEMENT L.L.C.

Legal name: FIVE MILE RIVER I. M. L.L.C.

CRD #125964 SEC #801-63707 STAMFORD, CT 203-388-4810

SEC Registered Private Funds

Total AUM

$59.5M

Discretionary

$59.5M

Employees

Clients

Accounts

178

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: May 4, 2012
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
GARCIA, LEE, CRAWFORD	I	MANAGING MEMBER	D	Control
GARCIA, LEE, CRAWFORD	I	MANAGING MEMBER	D	Control
GARCIA, LEE, CRAWFORD	I	MANAGING MEMBER	D	Control
GARCIA, LEE, CRAWFORD	I	MANAGING MEMBER	D	Control
GARCIA, LEE, CRAWFORD	I	MANAGING MEMBER	D	Control
GARCIA, LEE, CRAWFORD	I	MANAGING MEMBER	D	Control
GARCIA, LEE, CRAWFORD	I	MANAGING MEMBER	D	Control
GARCIA, LEE, CRAWFORD	I	MANAGING DIRECTOR	D	Control
GARCIA, LEE, CRAWFORD	I	MANAGING DIRECTOR	D	Control
GARCIA, LEE, CRAWFORD	I	MANAGING DIRECTOR	D	Control
GARCIA, LEE, CRAWFORD	I	MANAGING DIRECTOR	D	Control
GARCIA, LEE, CRAWFORD	I	MANAGING DIRECTOR	D	Control
GARCIA, LEE, CRAWFORD	I	MANAGING DIRECTOR	D	Control
GARCIA, LEE, CRAWFORD	I	MANAGING DIRECTOR	D	Control
GARCIA, LEE, CRAWFORD	I	MANAGING DIRECTOR	D	Control
GARCIA, LEE, CRAWFORD	I	MANAGING DIRECTOR	D	Control
GARCIA, LEE, CRAWFORD	I	MANAGING DIRECTOR	D	Control
GARCIA, LEE, CRAWFORD	I	MANAGING DIRECTOR	D	Control
ROBBINS, MARTHA, SCOTT	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	C	Control
ROBBINS, MARTHA, SCOTT	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	C	Control
ROBBINS, MARTHA, SCOTT	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	C	Control
ROBBINS, MARTHA, SCOTT	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	C	Control
ROBBINS, MARTHA, SCOTT	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	C	Control
ROBBINS, MARTHA, SCOTT	I	MANAGING MEMBER/COMPLIANCE OFFICER	C	Control
ROBBINS, MARTHA, SCOTT	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	C	Control
ROBBINS, MARTHA, SCOTT	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	C	Control
ROBBINS, MARTHA, SCOTT	I	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	C	Control
ROBBINS, MARTHA, SCOTT	I	PRESIDENT/CHIEF COMPLIANCE OFFICER	C	Control
ROBBINS, MARTHA, SCOTT	I	PRESIDENT/CHIEF COMPLIANCE OFFICER	C	Control
ROBBINS, MARTHA, SCOTT	I	PRESIDENT/CHIEF COMPLIANCE OFFICER	C	Control
ROBBINS, MARTHA, SCOTT	I	PRESIDENT/CHIEF COMPLIANCE OFFICER	C	Control
ROBBINS, MARTHA, SCOTT	I	PRESIDENT/ COMPLIANCE OFFICER	C	Control
ROBBINS, MARTHA, SCOTT	I	PRESIDENT/ COMPLIANCE OFFICER	C	Control
ROBBINS, MARTHA, SCOTT	I	PRESIDENT/ COMPLIANCE OFFICER	C	Control
ROBBINS, MARTHA, SCOTT	I	PRESIDENT/CHIEF COMPLIANCE OFFICER	C	Control
ROBBINS, MARTHA, SCOTT	I	PRESIDENT/CHIEF COMPLIANCE OFFICER	C	Control
ROBBINS, THAYER, BROWN	I	MANAGING DIRECTOR	C	Control
ROBBINS, THAYER, BROWN	I	MANAGING DIRECTOR	C	Control
ROBBINS, THAYER, BROWN	I	MANAGING DIRECTOR	C	Control
ROBBINS, THAYER, BROWN	I	MANAGING DIRECTOR	C	Control
ROBBINS, THAYER, BROWN	I	MANAGING DIRECTOR	C	Control
ROBBINS, THAYER, BROWN	I	MANAGING DIRECTOR	C	Control
ROBBINS, THAYER, BROWN	I	MANAGING DIRECTOR	C	Control
ROBBINS, THAYER, BROWN	I	MANAGING DIRECTOR	C	Control
ROBBINS, THAYER, BROWN	I	MANAGING DIRECTOR	C	Control
ROBBINS, THAYER, BROWN	I	MANAGING DIRECTOR	C	Control
ROBBINS, THAYER, BROWN	I	MANAGING DIRECTOR	C	Control
ROBBINS, THAYER, BROWN	I	MANAGING DIRECTOR	C	Control
ROBBINS, THAYER, BROWN	I	MANAGING DIRECTOR	C	Control
ROBBINS, THAYER, BROWN	I	MANAGING DIRECTOR CHIEF COMPLIANCE OFFICER	C	Control
ROBBINS, THAYER, BROWN	I	MANAGING DIRECTOR CHIEF COMPLIANCE OFFICER	C	Control
ROBBINS, THAYER, BROWN	I	MANAGING DIRECTOR CHIEF COMPLIANCE OFFICER	C	Control
ROBBINS, THAYER, BROWN	I	MANAGING DIRECTOR	C	Control
ROBBINS, THAYER, BROWN	I	MANAGING DIRECTOR	C	Control

Registrations

Federal

May 4, 2012 REGISTERED

Notice Filings (19)

AZ CA CT FL GA MA MI MN NC NJ NY PA RI TN TX VA VT WA WV

Address

100 FIRST STAMFORD PLACE 6FL EAST
STAMFORD, CT 06902-6740
United States

Phone: 203-388-4810