SUMMIT PLANNING GROUP, INC.
CRD #125994 SEC #801-122168 E. SYRACUSE, NY 315-425-0344
SEC Registered Disclosures
Total AUM
$104.1M
Discretionary
$96.9M
Employees
5
Clients
101
Accounts
466
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 9, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| URCIUOLI, RICHARD, JOHN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| URCIUOLI, RICHARD, JOHN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| URCIUOLI, RICHARD, JOHN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| URCIUOLI, RICHARD, JOHN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| URCIUOLI, RICHARD, JOHN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| URCIUOLI, RICHARD, JOHN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| URCIUOLI, RICHARD, JOHN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| URCIUOLI, RICHARD, JOHN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| URCIUOLI, RICHARD, JOHN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| URCIUOLI, RICHARD, JOHN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| URCIUOLI, RICHARD, JOHN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
| URCIUOLI, RICHARD, JOHN | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Apr 9, 2025 REGISTERED
Notice Filings (4)
FL NH NY TX
Address
6674 HAMMERSMITH DR.E. SYRACUSE, NY 13057
United States
Phone: 315-425-0344