KELLEHER FINANCIAL ADVISORS, LLC
CRD #126021 SEC #801-62029 NEW YORK, NY 212-709-9400
SEC Registered
Total AUM
$1B
Discretionary
$621.5M
Employees
16
Clients
101
Accounts
648
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 3, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALEXANDER, ERIC | I | CHIEF OPERATING OFFICER | NA | Control |
| ALEXANDER, ERIC | I | CHIEF OPERATING OFFICER | NA | Control |
| ALEXANDER, ERIC | I | PRESIDENT | NA | Control |
| ALEXANDER, ERIC | I | PRESIDENT | NA | Control |
| ALEXANDER, ERIC | I | PRESIDENT | NA | Control |
| ALEXANDER, ERIC | I | CHIEF OPERATING OFFICER | NA | Control |
| ALEXANDER, ERIC | I | PRESIDENT | NA | Control |
| ALEXANDER, ERIC | I | PRESIDENT | NA | Control |
| ALEXANDER, ERIC | I | CHIEF OPERATING OFFICER | NA | Control |
| ALEXANDER, ERIC | I | CHIEF OPERATING OFFICER | NA | Control |
| ALEXANDER, ERIC | I | PRESIDENT | NA | Control |
| ALEXANDER, ERIC | I | PRESIDENT | NA | Control |
| DECAPRIO, PAUL, RICHARD | I | GENERAL COUNSEL, VP COMPLIANCE OFFICER | NA | Control |
| DECAPRIO, PAUL, RICHARD | I | GENERAL COUNSEL, VP COMPLIANCE OFFICER | NA | Control |
| FITZGERALD, DENNIS, JOHN | I | VICE CHAIRMAN | NA | Control |
| FITZGERALD, DENNIS, JOHN | I | VICE CHAIRMAN | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF COMPLIANCE OFFICER/ COO | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF COMPLIANCE OFFICER/ COO | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF COMPLIANCE OFFICER/ COO | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF COMPLIANCE OFFICER/ COO | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF COMPLIANCE OFFICER/ COO | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF COMPLIANCE OFFICER/ COO | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF COMPLIANCE OFFICER/ COO | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF COMPLIANCE OFFICER/ COO | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF COMPLIANCE OFFICER/ COO | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF COMPLIANCE OFFICER/ COO | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF COMPLIANCE OFFICER/ COO | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF COMPLIANCE OFFICER/ COO | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF COMPLIANCE OFFICER/ COO | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF COMPLIANCE OFFICER/ COO | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER/ MANAGER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER/ MANAGER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER/ MANAGER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER/ MANAGER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER/ MANAGER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER/ MANAGER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER/ MANAGER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER/ MANAGER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER/ MANAGER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER/ MANAGER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER/ MANAGER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER/ MANAGER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER/ MANAGER | NA | Control |
| GOETCHIUS, ARTHUR, LEROY | I | CHIEF EXECUTIVE OFFICER/ MANAGER | NA | Control |
| Gould, Thayne, E | I | CHIEF COMPLIANCE OFFICER | NA | |
| Gould, Thayne, E | I | CHIEF COMPLIANCE OFFICER | NA | |
| KELLEHER, DENIS, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHAIRMAN | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHAIRMAN | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHAIRMAN | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHAIRMAN | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHAIRMAN | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHAIRMAN | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHAIRMAN | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHAIRMAN | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHAIRMAN | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHAIRMAN | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHAIRMAN | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHAIRMAN | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHAIRMAN | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHAIRMAN | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHAIRMAN | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHAIRMAN | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHAIRMAN | NA | Control |
| KELLEHER, DENIS, PATRICK | I | CHAIRMAN | NA | Control |
| KELLEHER, SEAN, MICHAEL | I | PRESIDENT | NA | Control |
| KELLEHER, SEAN, MICHAEL | I | PRESIDENT | NA | Control |
| KELLEHER, SEAN, MICHAEL | I | PRESIDENT | NA | Control |
| KELLEHER, SEAN, MICHAEL | I | PRESIDENT | NA | Control |
| KELLEHER, SEAN, MICHAEL | I | PRESIDENT | NA | Control |
| KELLEHER, SEAN, MICHAEL | I | PRESIDENT | NA | Control |
| KELLEHER, SEAN, MICHAEL | I | PRESIDENT | NA | Control |
| KELLEHER, SEAN, MICHAEL | I | PRESIDENT | NA | Control |
| KELLEHER, SEAN, MICHAEL | I | PRESIDENT/ MANAGER | NA | Control |
| KELLEHER, SEAN, MICHAEL | I | PRESIDENT | NA | Control |
| KELLEHER, SEAN, MICHAEL | I | PRESIDENT/ MANAGER | NA | Control |
| KELLEHER, SEAN, MICHAEL | I | PRESIDENT/ MANAGER | NA | Control |
| KELLEHER, SEAN, MICHAEL | I | PRESIDENT/ MANAGER | NA | Control |
| KELLEHER, SEAN, MICHAEL | I | PRESIDENT/ MANAGER | NA | Control |
| KELLEHER, SEAN, MICHAEL | I | PRESIDENT/ MANAGER | NA | Control |
| KELLEHER, SEAN, MICHAEL | I | PRESIDENT/ MANAGER | NA | Control |
| KELLEHER, SEAN, MICHAEL | I | PRESIDENT/ MANAGER | NA | Control |
| KELLEHER, SEAN, MICHAEL | I | PRESIDENT/ MANAGER | NA | Control |
| KELLEHER, SEAN, MICHAEL | I | PRESIDENT/ MANAGER | NA | Control |
| KELLEHER, SEAN, MICHAEL | I | PRESIDENT/ MANAGER | NA | Control |
| KELLEHER, SEAN, MICHAEL | I | PRESIDENT/ MANAGER | NA | Control |
| KELLEHER, SEAN, MICHAEL | I | PRESIDENT/ MANAGER | NA | Control |
| KELLEHER, SEAN, MICHAEL | I | PRESIDENT/ MANAGER | NA | Control |
| LAVIN, WILLIAM, KANE | I | MANAGER | NA | Control |
| LAVIN, WILLIAM, KANE | I | MANAGER | NA | Control |
| LAVIN, WILLIAM, KANE | I | MANAGER | NA | Control |
| LAVIN, WILLIAM, KANE | I | MANAGER | NA | Control |
| LAVIN, WILLIAM, KANE | I | MANAGER | NA | Control |
| LAVIN, WILLIAM, KANE | I | MANAGER | NA | Control |
| LAVIN, WILLIAM, KANE | I | MANAGER | NA | Control |
| LAVIN, WILLIAM, KANE | I | MANAGER | NA | Control |
| LAVIN, WILLIAM, KANE | I | MANAGER | NA | Control |
| LAVIN, WILLIAM, KANE | I | MANAGER | NA | Control |
| LAVIN, WILLIAM, KANE | I | MANAGER | NA | Control |
| LAVIN, WILLIAM, KANE | I | MANAGER | NA | Control |
| LAVIN, WILLIAM, KANE | I | MANAGER | NA | Control |
| LAVIN, WILLIAM, KANE | I | MANAGER | NA | Control |
| LYONS, WILLIAM, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LYONS, WILLIAM, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LYONS, WILLIAM, BERNARD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARKS, KEITH, STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARKS, KEITH, STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARKS, KEITH, STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARKS, KEITH, STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARKS, KEITH, STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARKS, KEITH, STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARKS, KEITH, STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARKS, KEITH, STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARKS, KEITH, STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARKS, KEITH, STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MARKS, KEITH, STANLEY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MASTRONARDI, STEVEN, WILLIAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MASTRONARDI, STEVEN, WILLIAM | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Marks, Keith, Stanley | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OUELLETTE, MICHAEL, ANTHONY | I | PRESIDENT, STARBOARD DIVISION | NA | Control |
| OUELLETTE, MICHAEL, ANTHONY | I | PRESIDENT, STARBOARD DIVISION | NA | Control |
| OUELLETTE, MICHAEL, ANTHONY | I | PRESIDENT, STARBOARD DIVISION | NA | Control |
| OUELLETTE, MICHAEL, ANTHONY | I | PRESIDENT, STARBOARD DIVISION | NA | Control |
| OUELLETTE, MICHAEL, ANTHONY | I | PRESIDENT, STARBOARD DIVISION | NA | Control |
| OUELLETTE, MICHAEL, ANTHONY | I | PRESIDENT, STARBOARD DIVISION | NA | Control |
| OUELLETTE, MICHAEL, ANTHONY | I | PRESIDENT, STARBOARD DIVISION | NA | Control |
| OUELLETTE, MICHAEL, ANTHONY | I | PRESIDENT, STARBOARD DIVISION | NA | Control |
| OUELLETTE, MICHAEL, ANTHONY | I | PRESIDENT, STARBOARD DIVISION | NA | Control |
| OUELLETTE, MICHAEL, ANTHONY | I | PRESIDENT, STARBOARD DIVISION | NA | Control |
| OUELLETTE, MICHAEL, ANTHONY | I | PRESIDENT, STARBOARD DIVISION | NA | Control |
| OUELLETTE, MICHAEL, ANTHONY | I | PRESIDENT, STARBOARD DIVISION | NA | Control |
| OUELLETTE, MICHAEL, ANTHONY | I | PRESIDENT, STARBOARD DIVISION | NA | Control |
| OUELLETTE, MICHAEL, ANTHONY | I | PRESIDENT, STARBOARD DIVISION | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER/ MANAGER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER/ MANAGER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER/ MANAGER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER/ MANAGER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER/ MANAGER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER/ MANAGER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER/ MANAGER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER/ MANAGER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER/ MANAGER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER/ MANAGER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER/ MANAGER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER/ MANAGER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER/ MANAGER | NA | Control |
| SORRENTINO, COLLEEN, PATRICIA | I | CHIEF INVESTMENT OFFICER/ MANAGER | NA | Control |
| VISCOVICH, GREGORY, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VISCOVICH, GREGORY, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VISCOVICH, GREGORY, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VISCOVICH, GREGORY, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VISCOVICH, GREGORY, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VISCOVICH, GREGORY, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VISCOVICH, GREGORY, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VISCOVICH, GREGORY, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VISCOVICH, GREGORY, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VISCOVICH, GREGORY, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VISCOVICH, GREGORY, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VISCOVICH, GREGORY, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VISCOVICH, GREGORY, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VISCOVICH, GREGORY, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VISCOVICH, GREGORY, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VISCOVICH, GREGORY, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VISCOVICH, GREGORY, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VISCOVICH, GREGORY, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VISCOVICH, GREGORY, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VISCOVICH, GREGORY, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VISCOVICH, GREGORY, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VISCOVICH, GREGORY, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VISCOVICH, GREGORY, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VISCOVICH, GREGORY, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VISCOVICH, GREGORY, DOMINIC | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WEISENFLUH, BARTON, WALL | I | MANAGER/ CHIEF EXECUTIVE OFFICER, STARBOARD DIVISION | NA | Control |
| WEISENFLUH, BARTON, WALL | I | MANAGER/ CHIEF EXECUTIVE OFFICER, STARBOARD DIVISION | NA | Control |
| WEISENFLUH, BARTON, WALL | I | MANAGER/ CHIEF EXECUTIVE OFFICER, STARBOARD DIVISION | NA | Control |
| WEISENFLUH, BARTON, WALL | I | MANAGER/ CHIEF EXECUTIVE OFFICER, STARBOARD DIVISION | NA | Control |
| WEISENFLUH, BARTON, WALL | I | MANAGER/ CHIEF EXECUTIVE OFFICER, STARBOARD DIVISION | NA | Control |
| WEISENFLUH, BARTON, WALL | I | MANAGER/ CHIEF EXECUTIVE OFFICER, STARBOARD DIVISION | NA | Control |
| WEISENFLUH, BARTON, WALL | I | MANAGER/ CHIEF EXECUTIVE OFFICER, STARBOARD DIVISION | NA | Control |
| WEISENFLUH, BARTON, WALL | I | MANAGER/ CHIEF EXECUTIVE OFFICER, STARBOARD DIVISION | NA | Control |
| WEISENFLUH, BARTON, WALL | I | MANAGER/ CHIEF EXECUTIVE OFFICER, STARBOARD DIVISION | NA | Control |
| WEISENFLUH, BARTON, WALL | I | MANAGER/ CHIEF EXECUTIVE OFFICER, STARBOARD DIVISION | NA | Control |
| WEISENFLUH, BARTON, WALL | I | MANAGER/ CHIEF EXECUTIVE OFFICER, STARBOARD DIVISION | NA | Control |
| WEISENFLUH, BARTON, WALL | I | MANAGER/ CHIEF EXECUTIVE OFFICER, STARBOARD DIVISION | NA | Control |
| WEISENFLUH, BARTON, WALL | I | MANAGER/ CHIEF EXECUTIVE OFFICER, STARBOARD DIVISION | NA | Control |
| WEISENFLUH, BARTON, WALL | I | MANAGER/ CHIEF EXECUTIVE OFFICER, STARBOARD DIVISION | NA | Control |
| WALL STREET ACCESS NY CORPORATION | DE | MEMBER | E | Control |
| WALL STREET ACCESS NY CORPORATION | DE | MEMBER | E | Control |
| WALL STREET ACCESS NY CORPORATION | DE | MEMBER | E | Control |
| WALL STREET ACCESS NY CORPORATION | DE | MEMBER | E | Control |
| WALL STREET ACCESS NY CORPORATION | DE | MEMBER | E | Control |
| WALL STREET ACCESS NY CORPORATION | DE | MEMBER | E | Control |
| WALL STREET ACCESS NY CORPORATION | DE | MEMBER | E | Control |
| WALL STREET ACCESS NY CORPORATION | DE | MEMBER | E | Control |
| WALL STREET ACCESS NY CORPORATION | DE | MEMBER | E | Control |
| WALL STREET ACCESS NY CORPORATION | DE | MEMBER | E | Control |
| WALL STREET ACCESS NY CORPORATION | DE | MEMBER | E | Control |
| WALL STREET ACCESS NY CORPORATION | DE | MEMBER | E | Control |
| WALL STREET ACCESS NY CORPORATION | DE | MEMBER | E | Control |
| WALL STREET ACCESS NY CORPORATION | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
| WALL STREET ACCESS, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| WALL STREET ACCESS CORPORATION | DE | WALL STREET ACCESS, LLC | E | Control |
| KELLEHER, SEAN, MICHAEL | I | WALL STREET ACCESS NY CORPORATION | C | Control |
| KELLEHER, SEAN, MICHAEL | I | WALL STREET ACCESS NY CORPORATION | C | Control |
| KELLEHER, SEAN, MICHAEL | I | WALL STREET ACCESS NY CORPORATION | C | Control |
| KELLEHER, SEAN, MICHAEL | I | WALL STREET ACCESS NY CORPORATION | C | Control |
| KELLEHER, SEAN, MICHAEL | I | WALL STREET ACCESS NY CORPORATION | C | Control |
| KELLEHER, SEAN, MICHAEL | I | WALL STREET ACCESS NY CORPORATION | C | Control |
| KELLEHER, SEAN, MICHAEL | I | WALL STREET ACCESS NY CORPORATION | C | Control |
| KELLEHER, SEAN, MICHAEL | I | WALL STREET ACCESS NY CORPORATION | C | Control |
| KELLEHER, SEAN, MICHAEL | I | WALL STREET ACCESS NY CORPORATION | C | Control |
| KELLEHER, SEAN, MICHAEL | I | WALL STREET ACCESS NY CORPORATION | C | Control |
| KELLEHER, SEAN, MICHAEL | I | WALL STREET ACCESS NY CORPORATION | C | Control |
| KELLEHER, SEAN, MICHAEL | I | WALL STREET ACCESS NY CORPORATION | C | Control |
Registrations
Federal
IA
Apr 3, 2025 REGISTERED
Notice Filings (20)
AZ CA CO CT DC FL GA KY LA MA MD ME MI NH NJ NY PA TX VA VT
Address
100 WALL STREETSUITE 804
NEW YORK, NY 10005
United States
Phone: 212-709-9400