FREEDOM INVESTMENT MANAGEMENT, INC.
CRD #126052 SEC #801-68642 HARTFORD, CT 860-291-1998
SEC Registered
Total AUM
$605.5M
Discretionary
$605.5M
Employees
11
Clients
0
Accounts
1,236
Firm Details
- Organization Type
- Corporation
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 8, 2025
- Branch Offices
- 6
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROWN, CURTIS, CARNEGIE | I | PRESIDENT | NA | Control |
| BROWN, CURTIS, CARNEGIE | I | PRESIDENT | NA | Control |
| BROWN, CURTIS, CARNEGIE | I | PRESIDENT | NA | Control |
| BROWN, CURTIS, CARNEGIE | I | PRESIDENT | NA | Control |
| BROWN, CURTIS, CARNEGIE | I | PRESIDENT | NA | Control |
| BROWN, CURTIS, CARNEGIE | I | PRESIDENT | NA | Control |
| BROWN, ROBERT, ALAN | I | CHIEF FINANCIAL STRATEGIST | NA | Control |
| BROWN, ROBERT, ALAN | I | CHIEF FINANCIAL STRATEGIST | NA | Control |
| BROWN, ROBERT, ALAN | I | CHIEF FINANCIAL STRATEGIST | NA | Control |
| BROWN, ROBERT, ALAN | I | CHIEF FINANCIAL STRATEGIST | NA | Control |
| DAIGNAULT, STEVEN, MARK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DAIGNAULT, STEVEN, MARK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DAIGNAULT, STEVEN, MARK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DAIGNAULT, STEVEN, MARK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DAIGNAULT, STEVEN, MARK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DAIGNAULT, STEVEN, MARK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DAIGNAULT, STEVEN, MARK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DAIGNAULT, STEVEN, MARK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DAIGNAULT, STEVEN, MARK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DAIGNAULT, STEVEN, MARK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DAIGNAULT, STEVEN, MARK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| DAIGNAULT, STEVEN, MARK | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HERRMANN, ROBERT, PHILIP | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, ROBERT, PHILIP | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, ROBERT, PHILIP | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, ROBERT, PHILIP | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, ROBERT, PHILIP | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, ROBERT, PHILIP | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, ROBERT, PHILIP | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, ROBERT, PHILIP | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, ROBERT, PHILIP | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, ROBERT, PHILIP | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, ROBERT, PHILIP | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, ROBERT, PHILIP | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, ROBERT, PHILIP | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, ROBERT, PHILIP | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, ROBERT, PHILIP | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HERRMANN, ROBERT, PHILIP | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| HUNTER, JOSEPH, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| HUNTER, JOSEPH, FRANCIS | I | PRESIDENT AND CEO | NA | Control |
| HUNTER, JOSEPH, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| HUNTER, JOSEPH, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| HUNTER, JOSEPH, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| HUNTER, JOSEPH, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| HUNTER, JOSEPH, FRANCIS | I | PRESIDENT AND CEO | NA | Control |
| HUNTER, JOSEPH, FRANCIS | I | PRESIDENT AND CEO | NA | Control |
| HUNTER, JOSEPH, FRANCIS | I | PRESIDENT AND CEO | NA | Control |
| HUNTER, JOSEPH, FRANCIS | I | PRESIDENT AND CEO | NA | Control |
| HUNTER, JOSEPH, FRANCIS | I | PRESIDENT AND CEO | NA | Control |
| HUNTER, JOSEPH, FRANCIS | I | PRESIDENT AND CEO | NA | Control |
| HUNTER, JOSEPH, FRANCIS | I | PRESIDENT AND CEO | NA | Control |
| HUNTER, JOSEPH, FRANCIS | I | PRESIDENT AND CEO | NA | Control |
| HUNTER, JOSEPH, FRANCIS | I | PRESIDENT AND CEO | NA | Control |
| HUNTER, JOSEPH, FRANCIS | I | PRESIDENT AND CEO | NA | Control |
| HUNTER, JOSEPH, FRANCIS | I | PRESIDENT AND CEO | NA | Control |
| HUNTER, JOSEPH, FRANCIS | I | PRESIDENT AND CEO | NA | Control |
| HUNTER, JOSEPH, FRANCIS | I | PRESIDENT AND CEO | NA | Control |
| HUNTER, JOSEPH, FRANCIS | I | PRESIDENT AND CEO | NA | Control |
| HUNTER, JOSEPH, FRANCIS | I | PRESIDENT AND CEO | NA | Control |
| HUNTER, JOSEPH, FRANCIS | I | PRESIDENT AND COO | NA | Control |
| LUCICH, ANDREW, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUCICH, ANDREW, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUCICH, ANDREW, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUCICH, ANDREW, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUCICH, ANDREW, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUCICH, ANDREW, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUCICH, ANDREW, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUCICH, ANDREW, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUCICH, ANDREW, THOMAS | I | CHIEF COMPLIANCE OFFICER | NA | |
| LUHAN, JASON, ERIC | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| LUHAN, JASON, ERIC | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| LUHAN, JASON, ERIC | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| LUHAN, JASON, ERIC | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| LUHAN, JASON, ERIC | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| LUHAN, JASON, ERIC | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| LUHAN, JASON, ERIC | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| LUHAN, JASON, ERIC | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| LUHAN, JASON, ERIC | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| LUHAN, JASON, ERIC | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | NA | Control |
| LUHAN, JASON, ERIC | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| LUHAN, JASON, ERIC | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| LUHAN, JASON, ERIC | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| LUHAN, JASON, ERIC | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| LUHAN, JASON, ERIC | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| LUHAN, JASON, ERIC | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | NA | Control |
| LUHAN, JASON, ERIC | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | NA | Control |
| LUHAN, JASON, ERIC | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | NA | Control |
| LUHAN, JASON, ERIC | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | NA | Control |
| LUHAN, JASON, ERIC | I | CHIEF COMPLIANCE OFFICER / CHIEF LEGAL OFFICER | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| MENTING, DUANE | I | CHIEF FINANCIAL OFFICER / CHIEF LEGAL COUNCIL | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NELSON, WILLIAM, ROBERT | I | CHIEF INVESTMENT OFFICER | NA | Control |
| NEMER, GARY, JOEL | I | GENERAL COUNSEL | NA | Control |
| NEMER, GARY, JOEL | I | GENERAL COUNSEL | NA | Control |
| NEMER, GARY, JOEL | I | GENERAL COUNSEL | NA | Control |
| NEMER, GARY, JOEL | I | GENERAL COUNSEL | NA | Control |
| NEMER, GARY, JOEL | I | GENERAL COUNSEL | NA | Control |
| Nemer, Gary | I | GENERAL COUNSEL | NA | Control |
| Nemer, Gary | I | GENERAL COUNSEL | NA | Control |
| Nemer, Gary | I | GENERAL COUNSEL | NA | Control |
| Nemer, Gary | I | GENERAL COUNSEL | NA | Control |
| Nemer, Gary | I | GENERAL COUNSEL | NA | Control |
| Nemer, Gary | I | GENERAL COUNSEL | NA | Control |
| O'CONNOR, JOHN, ARTHUR | I | PRESIDENT & CCO | NA | Control |
| O'CONNOR, JOHN, ARTHUR | I | PRESIDENT & CCO | NA | Control |
| ORESTANO, ANTHONY, MARCUS | I | CHIEF OPERATING OFFICER | NA | Control |
| ORESTANO, ANTHONY, MARCUS | I | CHIEF OPERATING OFFICER | NA | Control |
| RAJAEE, SHIEVA | I | ACTING CHIEF COMPLIANCE OFFICER | NA | |
| RAJAEE, SHIEVA | I | ACTING CHIEF COMPLIANCE OFFICER | NA | |
| RAJAEE, SHIEVA | I | ACTING CHIEF COMPLIANCE OFFICER | NA | |
| RAJAEE, SHIEVA | I | ACTING CHIEF COMPLIANCE OFFICER | NA | |
| RAJAEE, SHIEVA | I | ACTING CHIEF COMPLIANCE OFFICER | NA | |
| RAJAEE, SHIEVA | I | ACTING CHIEF COMPLIANCE OFFICER | NA | |
| RAJAEE, SHIEVA | I | ACTING CHIEF COMPLIANCE OFFICER | NA | |
| RAJAEE, SHIEVA | I | ACTING CHIEF COMPLIANCE OFFICER | NA | |
| RAJAEE, SHIEVA | I | ACTING CHIEF COMPLIANCE OFFICER | NA | |
| RAJAEE, SHIEVA | I | CHIEF COMPLIANCE OFFICER | NA | |
| RAJAEE, SHIEVA | I | CHIEF COMPLIANCE OFFICER | NA | |
| STEVENS, SCOTT, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, SCOTT, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STEVENS, SCOTT, EDWARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Stevens, Scott | I | CHIEF FINANCIAL OFFICER | NA | Control |
| THOMPSON, MARK, GRANVILLE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| THOMPSON, MARK, GRANVILLE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| THOMPSON, MARK, GRANVILLE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| THOMPSON, MARK, GRANVILLE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| THOMPSON, MARK, GRANVILLE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| THOMPSON, MARK, GRANVILLE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| THOMPSON, MARK, GRANVILLE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| THOMPSON, MARK, GRANVILLE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| THOMPSON, MARK, GRANVILLE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| THOMPSON, MARK, GRANVILLE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| THOMPSON, MARK, GRANVILLE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| THOMPSON, MARK, GRANVILLE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| THOMPSON, MARK, GRANVILLE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| THOMPSON, MARK, GRANVILLE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TROTT, MICHAEL, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TROTT, MICHAEL, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TROTT, MICHAEL, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TROTT, MICHAEL, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TROTT, MICHAEL, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TROTT, MICHAEL, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TROTT, MICHAEL, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| TROTT, MICHAEL, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Thompson, Mark | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Thompson, Mark | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Thompson, Mark | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Thompson, Mark | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Thompson, Mark | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Thompson, Mark | I | CHIEF FINANCIAL OFFICER | NA | Control |
| Trott, Michael, Richard | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | EVP | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | EVP, ADVISOR AND EMPLOYEE EXPERIENCE | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | EVP, ADVISOR AND EMPLOYEE EXPERIENCE | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | EVP | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | CHIEF COMPLIANCE OFFICER / AMLCO | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | EVP | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | EVP | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | EVP | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | EVP | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | EVP | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | EVP | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | EVP | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | EVP | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | EVP | NA | Control |
| WINTERS, JENNIFER, CHRISTINE | I | EVP | NA | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | CEO | NA | Control |
| WOODARD, SUSAN, LAWSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| WOODARD, SUSAN, LAWSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| WOODARD, SUSAN, LAWSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| WOODARD, SUSAN, LAWSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| WOODARD, SUSAN, LAWSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| WOODARD, SUSAN, LAWSON | I | CHIEF COMPLIANCE OFFICER | NA | |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| EQIS HOLDING, INC. | DE | CORPORATION | E | Control |
| FREEDOM ADVISORS GROUP INTERMEDIATE HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | E | Control |
| FREEDOM ADVISORS GROUP INTERMEDIATE HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | E | Control |
| FREEDOM ADVISORS GROUP INTERMEDIATE HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | E | Control |
| FREEDOM ADVISORS GROUP INTERMEDIATE HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | E | Control |
| FREEDOM ADVISORS GROUP INTERMEDIATE HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | E | Control |
| FREEDOM ADVISORS GROUP INTERMEDIATE HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | E | Control |
| FREEDOM ADVISORS GROUP INTERMEDIATE HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | E | Control |
| FREEDOM ADVISORS GROUP INTERMEDIATE HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | E | Control |
| FREEDOM ADVISORS GROUP INTERMEDIATE HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | E | Control |
| FREEDOM ADVISORS GROUP INTERMEDIATE HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | E | Control |
| FREEDOM ADVISORS GROUP INTERMEDIATE HOLDINGS, LLC | DE | LIMITED LIABILITY COMPANY | E | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL | E | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL | E | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL | E | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL | E | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL | E | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL | E | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | CEO | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | CEO | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | CEO | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | CEO | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | CEO | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | CEO | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | CEO | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | CEO | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | CEO | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | CEO | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | CEO | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | CEO | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | CEO | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | CEO | C | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | B | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | B | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | B | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | B | Control |
| NELSON, WILLIAM, ROBERT | I | PRINCIPAL / CHIEF INVESTMENT OFFICER | B | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | CEO | B | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | CEO | B | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | CEO | B | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | CEO | B | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | CEO | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| COHEN, JEFFREY, MAX | I | EH SERIES A PREFERRED REVOCABLE TRUST | F | Control |
| COHEN, JEFFREY, MAX | I | EH SERIES A PREFERRED REVOCABLE TRUST | F | Control |
| COHEN, JEFFREY, MAX | I | EH SERIES A PREFERRED REVOCABLE TRUST | F | Control |
| COHEN, JEFFREY, MAX | I | EH SERIES A PREFERRED REVOCABLE TRUST | F | Control |
| COHEN, JEFFREY, MAX | I | EH SERIES A PREFERRED REVOCABLE TRUST | F | Control |
| COHEN, JEFFREY, MAX | I | EH SERIES A PREFERRED REVOCABLE TRUST | F | Control |
| COHEN, JEFFREY, MAX | I | EH SERIES A PREFERRED REVOCABLE TRUST | F | Control |
| COHEN, JEFFREY, MAX | I | EH SERIES A PREFERRED REVOCABLE TRUST | F | Control |
| COHEN, JEFFREY, MAX | I | EH SERIES A PREFERRED REVOCABLE TRUST | F | Control |
| COHEN, JEFFREY, MAX | I | EH SERIES A PREFERRED REVOCABLE TRUST | F | Control |
| COHEN, JEFFREY, MAX | I | EH SERIES A PREFERRED REVOCABLE TRUST | F | Control |
| COHEN, JEFFREY, MAX | I | EH SERIES A PREFERRED REVOCABLE TRUST | F | Control |
| COHEN, JEFFREY, MAX | I | EH SERIES A PREFERRED REVOCABLE TRUST | F | Control |
| COHEN, JEFFREY, MAX | I | EH SERIES A PREFERRED REVOCABLE TRUST | F | Control |
| COHEN, JEFFREY, MAX | I | EH SERIES A PREFERRED REVOCABLE TRUST | F | Control |
| COHEN, JEFFREY, MAX | I | EH SERIES A PREFERRED REVOCABLE TRUST | F | Control |
| LONG RIDGE EQUITY PARTNERS | DE | EQIS HOLDING, INC. | F | Control |
| LONG RIDGE EQUITY PARTNERS | DE | EQIS HOLDING, INC. | F | Control |
| LONG RIDGE EQUITY PARTNERS | DE | EQIS HOLDING, INC. | F | Control |
| LONG RIDGE EQUITY PARTNERS | DE | EQIS HOLDING, INC. | F | Control |
| LONG RIDGE EQUITY PARTNERS | DE | EQIS HOLDING, INC. | F | Control |
| LONG RIDGE EQUITY PARTNERS | DE | EQIS HOLDING, INC. | F | Control |
| LONG RIDGE EQUITY PARTNERS | DE | EQIS HOLDING, INC. | F | Control |
| LONG RIDGE EQUITY PARTNERS | DE | EQIS HOLDING, INC. | F | Control |
| LONG RIDGE EQUITY PARTNERS | DE | EQIS HOLDING, INC. | F | Control |
| LONG RIDGE EQUITY PARTNERS | DE | EQIS HOLDING, INC. | F | Control |
| LONG RIDGE EQUITY PARTNERS | DE | EQIS HOLDING, INC. | F | Control |
| LONG RIDGE EQUITY PARTNERS | DE | EQIS HOLDING, INC. | F | Control |
| LONG RIDGE EQUITY PARTNERS | DE | EQIS HOLDING, INC. | F | Control |
| LONG RIDGE EQUITY PARTNERS | DE | EQIS HOLDING, INC. | F | Control |
| LONG RIDGE EQUITY PARTNERS | DE | EQIS HOLDING, INC. | F | Control |
| LONG RIDGE EQUITY PARTNERS | DE | EQIS HOLDING, INC. | F | Control |
| LONG RIDGE EQUITY PARTNERS, LLC | DE | LONG RIDGE EQUITY PARTNERS I, L.P. | F | Control |
| LONG RIDGE EQUITY PARTNERS, LLC | DE | LONG RIDGE EQUITY PARTNERS I, L.P. | F | Control |
| LONG RIDGE EQUITY PARTNERS, LLC | DE | LONG RIDGE EQUITY PARTNERS I, L.P. | F | Control |
| LONG RIDGE EQUITY PARTNERS, LLC | DE | LONG RIDGE EQUITY PARTNERS I, L.P. | F | Control |
| LONG RIDGE EQUITY PARTNERS, LLC | DE | LONG RIDGE EQUITY PARTNERS I, L.P. | F | Control |
| LONG RIDGE EQUITY PARTNERS, LLC | DE | LONG RIDGE EQUITY PARTNERS I, L.P. | F | Control |
| LONG RIDGE EQUITY PARTNERS, LLC | DE | LONG RIDGE EQUITY PARTNERS I, L.P. | F | Control |
| LONG RIDGE EQUITY PARTNERS, LLC | DE | LONG RIDGE EQUITY PARTNERS I, L.P. | F | Control |
| LONG RIDGE EQUITY PARTNERS, LLC | DE | LONG RIDGE EQUITY PARTNERS I, L.P. | F | Control |
| LONG RIDGE EQUITY PARTNERS, LLC | DE | LONG RIDGE EQUITY PARTNERS I, L.P. | F | Control |
| LONG RIDGE EQUITY PARTNERS, LLC | DE | LONG RIDGE EQUITY PARTNERS I, L.P. | F | Control |
| LONG RIDGE EQUITY PARTNERS, LLC | DE | LONG RIDGE EQUITY PARTNERS I, L.P. | F | Control |
| LONG RIDGE EQUITY PARTNERS, LLC | DE | LONG RIDGE EQUITY PARTNERS I, L.P. | F | Control |
| LONG RIDGE EQUITY PARTNERS, LLC | DE | LONG RIDGE EQUITY PARTNERS I, L.P. | F | Control |
| LONG RIDGE EQUITY PARTNERS, LLC | DE | LONG RIDGE EQUITY PARTNERS I, L.P. | F | Control |
| LONG RIDGE EQUITY PARTNERS, LLC | DE | LONG RIDGE EQUITY PARTNERS I, L.P. | F | Control |
| EQIS HOLDING, INC. | DE | FREEDOM ADVISORS GROUP LLC | E | Control |
| EQIS HOLDING, INC. | DE | FREEDOM ADVISORS GROUP LLC | E | Control |
| EQIS HOLDING, INC. | DE | FREEDOM ADVISORS GROUP LLC | E | Control |
| EQIS HOLDING, INC. | DE | FREEDOM ADVISORS GROUP LLC | E | Control |
| EQIS HOLDING, INC. | DE | FREEDOM ADVISORS GROUP LLC | E | Control |
| EQIS HOLDING, INC. | DE | FREEDOM ADVISORS GROUP LLC | E | Control |
| EQIS HOLDING, INC. | DE | FREEDOM ADVISORS GROUP LLC | E | Control |
| EQIS HOLDING, INC. | DE | FREEDOM ADVISORS GROUP LLC | E | Control |
| FREEDOM ADVISORS GROUP LLC | DE | FREEDOM ADVISORS GROUP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FREEDOM ADVISORS GROUP LLC | DE | FREEDOM ADVISORS GROUP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FREEDOM ADVISORS GROUP LLC | DE | FREEDOM ADVISORS GROUP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FREEDOM ADVISORS GROUP LLC | DE | FREEDOM ADVISORS GROUP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FREEDOM ADVISORS GROUP LLC | DE | FREEDOM ADVISORS GROUP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FREEDOM ADVISORS GROUP LLC | DE | FREEDOM ADVISORS GROUP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FREEDOM ADVISORS GROUP LLC | DE | FREEDOM ADVISORS GROUP INTERMEDIATE HOLDINGS, LLC | E | Control |
| FREEDOM ADVISORS GROUP LLC | DE | FREEDOM ADVISORS GROUP INTERMEDIATE HOLDINGS, LLC | E | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS COMMON HOLDCO, LLC | E | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS COMMON HOLDCO, LLC | E | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS COMMON HOLDCO, LLC | E | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS COMMON HOLDCO, LLC | E | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS COMMON HOLDCO, LLC | E | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS COMMON HOLDCO, LLC | E | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS COMMON HOLDCO, LLC | E | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS COMMON HOLDCO, LLC | E | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS COMMON HOLDCO, LLC | E | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS COMMON HOLDCO, LLC | E | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS COMMON HOLDCO, LLC | E | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS COMMON HOLDCO, LLC | E | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS COMMON HOLDCO, LLC | E | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS COMMON HOLDCO, LLC | E | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS COMMON HOLDCO, LLC | E | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS COMMON HOLDCO, LLC | E | Control |
| EH SERIES A PREFERRED REVOCABLE TRUST | DE | EQIS HOLDING, INC. | D | Control |
| EH SERIES A PREFERRED REVOCABLE TRUST | DE | EQIS HOLDING, INC. | D | Control |
| EH SERIES A PREFERRED REVOCABLE TRUST | DE | EQIS HOLDING, INC. | D | Control |
| EH SERIES A PREFERRED REVOCABLE TRUST | DE | EQIS HOLDING, INC. | D | Control |
| EH SERIES A PREFERRED REVOCABLE TRUST | DE | EQIS HOLDING, INC. | D | Control |
| EH SERIES A PREFERRED REVOCABLE TRUST | DE | EQIS HOLDING, INC. | D | Control |
| EH SERIES A PREFERRED REVOCABLE TRUST | DE | EQIS HOLDING, INC. | D | Control |
| EH SERIES A PREFERRED REVOCABLE TRUST | DE | EQIS HOLDING, INC. | D | Control |
| EH SERIES A PREFERRED REVOCABLE TRUST | DE | EQIS HOLDING, INC. | D | Control |
| EH SERIES A PREFERRED REVOCABLE TRUST | DE | EQIS HOLDING, INC. | D | Control |
| EH SERIES A PREFERRED REVOCABLE TRUST | DE | EQIS HOLDING, INC. | D | Control |
| EH SERIES A PREFERRED REVOCABLE TRUST | DE | EQIS HOLDING, INC. | D | Control |
| EH SERIES A PREFERRED REVOCABLE TRUST | DE | EQIS HOLDING, INC. | D | Control |
| EH SERIES A PREFERRED REVOCABLE TRUST | DE | EQIS HOLDING, INC. | D | Control |
| EH SERIES A PREFERRED REVOCABLE TRUST | DE | EQIS HOLDING, INC. | D | Control |
| EH SERIES A PREFERRED REVOCABLE TRUST | DE | EQIS HOLDING, INC. | D | Control |
| EQIS COMMON HOLDCO, LLC | DE | EQIS HOLDING, INC. | D | Control |
| EQIS COMMON HOLDCO, LLC | DE | EQIS HOLDING, INC. | D | Control |
| EQIS COMMON HOLDCO, LLC | DE | EQIS HOLDING, INC. | D | Control |
| EQIS COMMON HOLDCO, LLC | DE | EQIS HOLDING, INC. | D | Control |
| EQIS COMMON HOLDCO, LLC | DE | EQIS HOLDING, INC. | D | Control |
| EQIS COMMON HOLDCO, LLC | DE | EQIS HOLDING, INC. | D | Control |
| EQIS COMMON HOLDCO, LLC | DE | EQIS HOLDING, INC. | D | Control |
| EQIS COMMON HOLDCO, LLC | DE | EQIS HOLDING, INC. | D | Control |
| EQIS COMMON HOLDCO, LLC | DE | EQIS HOLDING, INC. | D | Control |
| EQIS COMMON HOLDCO, LLC | DE | EQIS HOLDING, INC. | D | Control |
| EQIS COMMON HOLDCO, LLC | DE | EQIS HOLDING, INC. | D | Control |
| EQIS COMMON HOLDCO, LLC | DE | EQIS HOLDING, INC. | D | Control |
| EQIS COMMON HOLDCO, LLC | DE | EQIS HOLDING, INC. | D | Control |
| EQIS COMMON HOLDCO, LLC | DE | EQIS HOLDING, INC. | D | Control |
| EQIS COMMON HOLDCO, LLC | DE | EQIS HOLDING, INC. | D | Control |
| EQIS COMMON HOLDCO, LLC | DE | EQIS HOLDING, INC. | D | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | D | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | D | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | D | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | D | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | D | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | D | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | D | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | D | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | D | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | D | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | D | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | D | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | D | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | D | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | D | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | D | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | D | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | D | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | D | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | D | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | D | Control |
| BHATT, KEVIN, BHALCHANDRA | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BHATT, KEVIN, BHALCHANDRA | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BHATT, KEVIN, BHALCHANDRA | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BHATT, KEVIN, BHALCHANDRA | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BHATT, KEVIN, BHALCHANDRA | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BHATT, KEVIN, BHALCHANDRA | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BHATT, KEVIN, BHALCHANDRA | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BHATT, KEVIN, BHALCHANDRA | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BHATT, KEVIN, BHALCHANDRA | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BHATT, KEVIN, BHALCHANDRA | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BHATT, KEVIN, BHALCHANDRA | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BHATT, KEVIN, BHALCHANDRA | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BHATT, KEVIN, BHALCHANDRA | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BHATT, KEVIN, BHALCHANDRA | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BHATT, KEVIN, BHALCHANDRA | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BHATT, KEVIN, BHALCHANDRA | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BROWN, JAMES, GERARD | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BROWN, JAMES, GERARD | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BROWN, JAMES, GERARD | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BROWN, JAMES, GERARD | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BROWN, JAMES, GERARD | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BROWN, JAMES, GERARD | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BROWN, JAMES, GERARD | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BROWN, JAMES, GERARD | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BROWN, JAMES, GERARD | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BROWN, JAMES, GERARD | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BROWN, JAMES, GERARD | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BROWN, JAMES, GERARD | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BROWN, JAMES, GERARD | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BROWN, JAMES, GERARD | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BROWN, JAMES, GERARD | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| BROWN, JAMES, GERARD | I | LONG RIDGE EQUITY PARTNERS, LLC | C | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | C | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | C | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | C | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | C | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | C | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | C | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | C | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | C | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | C | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | C | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | C | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | C | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | C | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | C | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | C | Control |
| LONG RIDGE EQUITY PARTNERS I, L.P. | DE | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS HOLDING, INC. | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS COMMON HOLDCO, LLC | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS COMMON HOLDCO, LLC | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS COMMON HOLDCO, LLC | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS COMMON HOLDCO, LLC | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS COMMON HOLDCO, LLC | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS COMMON HOLDCO, LLC | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS COMMON HOLDCO, LLC | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS COMMON HOLDCO, LLC | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS COMMON HOLDCO, LLC | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS COMMON HOLDCO, LLC | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS COMMON HOLDCO, LLC | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS COMMON HOLDCO, LLC | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS COMMON HOLDCO, LLC | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS COMMON HOLDCO, LLC | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS COMMON HOLDCO, LLC | C | Control |
| NELSON, WILLIAM, ROBERT | I | EQIS COMMON HOLDCO, LLC | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS HOLDING, INC. | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS COMMON HOLDCO, LLC | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS COMMON HOLDCO, LLC | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS COMMON HOLDCO, LLC | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS COMMON HOLDCO, LLC | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS COMMON HOLDCO, LLC | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS COMMON HOLDCO, LLC | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS COMMON HOLDCO, LLC | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS COMMON HOLDCO, LLC | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS COMMON HOLDCO, LLC | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS COMMON HOLDCO, LLC | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS COMMON HOLDCO, LLC | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS COMMON HOLDCO, LLC | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS COMMON HOLDCO, LLC | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS COMMON HOLDCO, LLC | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS COMMON HOLDCO, LLC | C | Control |
| WINTERS, SCOTT, CHRISTOPHER | I | EQIS COMMON HOLDCO, LLC | C | Control |
Registrations
Federal
IA
Dec 8, 2025 REGISTERED
Notice Filings (51)
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Address
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