LGC&D WEALTH MANAGEMENT, LLC
CRD #126062 SEC #801-68914 PROVIDENCE, RI 401-421-4800
SEC Registered
Total AUM
$29.7M
Discretionary
$22.9M
Employees
1
Clients
--
Accounts
59
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Rhode Island
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 17, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DORFMAN, JERROLD, NED | I | MANAGER & CHIEF COMPLIANCE OFFICER | NA | Control |
| DORFMAN, JERROLD, NED | I | MANAGER & CHIEF COMPLIANCE OFFICER | NA | Control |
| DORFMAN, JERROLD, NED | I | MANAGER & CHIEF COMPLIANCE OFFICER | NA | Control |
| DORFMAN, JERROLD, NED | I | MANAGER & CHIEF COMPLIANCE OFFICER | NA | Control |
| DORFMAN, JERROLD, NED | I | MANAGER & CHIEF COMPLIANCE OFFICER | NA | Control |
| LEFKOWITZ, GARFINKEL, CHAMPI & DERIENZO, INC. | DE | MEMBER | E | Control |
| LEFKOWITZ, GARFINKEL, CHAMPI & DERIENZO, INC. | DE | MEMBER | E | Control |
| LEFKOWITZ, GARFINKEL, CHAMPI & DERIENZO, INC. | DE | MEMBER | E | Control |
| LEFKOWITZ, GARFINKEL, CHAMPI & DERIENZO, INC. | DE | MEMBER | E | Control |
| LEFKOWITZ, GARFINKEL, CHAMPI & DERIENZO, INC. | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DERIENZO, RICHARD, J. | I | LEFKOWITZ, GARFINKEL, CHAMPI & DERIENZO, INC. | C | Control |
| DORFMAN, JERROLD, NED | I | LEFKOWITZ, GARFINKEL, CHAMPI & DERIENZO, INC. | C | Control |
| GEREMIA, STEPHEN, W. | I | LEFKOWITZ, GARFINKEL, CHAMPI & DERIENZO, INC. | C | Control |
Registrations
Federal
IA
Apr 17, 2012 REGISTERED
Notice Filings (2)
MA RI
Address
10 WEYBOSSET STREETSUITE 700
PROVIDENCE, RI 02903
United States
Phone: 401-421-4800