PRINCIPLE PLANNING ADVISORS, LLC
CRD #126069 SEC #801-62407 ROSWELL, GA 770-998-8721
SEC Registered
Total AUM
$97.1M
Discretionary
$68.2M
Employees
1
Clients
11
Accounts
213
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Georgia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BOONE, JAMES, MINTON | I | PRINCIPAL | D | Control |
| BOONE, JAMES, MINTON | I | PRINCIPAL | D | Control |
| BOONE, JAMES, MINTON | I | PRINCIPAL | D | Control |
| BOONE, JAMES, MINTON | I | PRINCIPAL | D | Control |
| BOONE, JAMES, MINTON | I | PRINCIPAL | D | Control |
| BOONE, JAMES, MINTON | I | PRINCIPAL | D | Control |
| BOONE, JAMES, MINTON | I | PRINCIPAL | D | Control |
| GRAY, CHARLES, GERALD | I | CHIEF COMPLIANCE OFFICER | D | Control |
| GRAY, CHARLES, GERALD | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| GRAY, CHARLES, GERALD | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| GRAY, CHARLES, GERALD | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| GRAY, CHARLES, GERALD | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| GRAY, CHARLES, GERALD | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| GRAY, CHARLES, GERALD | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Notice Filings (1)
GA
Address
500 COLONIAL CENTER PKWYSUITE 600
ROSWELL, GA 30076
United States
Phone: 770-998-8721