PAOLINO, WILLIAM JOHN
Legal name: PAOLINO, WILLIAM
CRD #126118 SEC #801-68422 NYACK, NY 845-348-7663
SEC Registered
Total AUM
$139.7M
Discretionary
$139.7M
Employees
4
Clients
11
Accounts
649
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 2, 2023
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PAOLINO, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PAOLINO, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PAOLINO, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PAOLINO, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PAOLINO, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PAOLINO, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PAOLINO, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PAOLINO, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PAOLINO, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PAOLINO, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PAOLINO, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PAOLINO, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PAOLINO, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PAOLINO, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PAOLINO, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PAOLINO, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PAOLINO, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PAOLINO, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PAOLINO, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PAOLINO, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PAOLINO, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PAOLINO, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PAOLINO, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PAOLINO, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PAOLINO, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PAOLINO, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PAOLINO, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
| PAOLINO, WILLIAM | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Mar 2, 2023 REGISTERED
Notice Filings (11)
AZ CT FL LA NC NH NJ NY PA TX WA
Address
NYACK BUSINESS CENTER99 MAIN ST., #108
NYACK, NY 10960-3109
United States
Phone: 845-348-7663