ADIRONDACK FINANCIAL SERVICES CORP
CRD #126155 SEC #801-64779 UTICA, NY 315-724-4186
SEC Registered
Total AUM
$411.9M
Discretionary
$367.6M
Employees
16
Clients
10
Accounts
868
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CLARK, JOHN, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CLARK, JOHN, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CLARK, JOHN, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CLARK, JOHN, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CLARK, JOHN, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CLARK, JOHN, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CLARK, JOHN, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CLARK, JOHN, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CLARK, JOHN, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CLARK, JOHN, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CLARK, JOHN, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| CLARK, JOHN, J | I | CHIEF INVESTMENT OFFICER | NA | Control |
| KLINE, WILLIAM, JOSEPH | I | PRESIDENT | NA | Control |
| LEMIRE, DAVID, S | I | PRESIDENT - INVESTMENT ADVISORY DIVISION | NA | Control |
| LEMIRE, DAVID, S | I | PRESIDENT - INVESTMENT ADVISORY DIVISION | NA | Control |
| LEMIRE, DAVID, S | I | PRESIDENT - INVESTMENT ADVISORY DIVISION | NA | Control |
| LEMIRE, DAVID, S | I | PRESIDENT - INVESTMENT ADVISORY DIVISION | NA | Control |
| LOCKE, WILLIAM, FOX | I | CEO | NA | Control |
| LOCKE, WILLIAM, FOX | I | CEO | NA | Control |
| LOCKE, WILLIAM, FOX | I | CEO | NA | Control |
| LOCKE, WILLIAM, FOX | I | CEO | NA | Control |
| LOCKE, WILLIAM, FOX | I | CEO | NA | Control |
| LOCKE, WILLIAM, FOX | I | CEO | NA | Control |
| LOCKE, WILLIAM, FOX | I | CEO | NA | Control |
| LOCKE, WILLIAM, FOX | I | CEO | NA | Control |
| LOCKE, WILLIAM, FOX | I | CEO | NA | Control |
| LOCKE, WILLIAM, FOX | I | CEO | NA | Control |
| LOCKE, WILLIAM, FOX | I | CEO | NA | Control |
| LOCKE, WILLIAM, FOX | I | CEO | NA | Control |
| LOCKE, WILLIAM, FOX | I | CEO | NA | Control |
| LOCKE, WILLIAM, FOX | I | CEO | NA | Control |
| LOCKE, WILLIAM, FOX | I | CEO | NA | Control |
| LOCKE, WILLIAM, FOX | I | CEO | NA | Control |
| LOCKE, WILLIAM, FOX | I | CEO | NA | Control |
| LOCKE, WILLIAM, FOX | I | CEO | NA | Control |
| MIELNICKI, AMY, LOUISE | I | EXECUTIVE VICE-PRESIDENT | NA | Control |
| MIELNICKI, AMY, LOUISE | I | EXECUTIVE VICE-PRESIDENT | NA | Control |
| MIELNICKI, AMY, LOUISE | I | EXECUTIVE VICE-PRESIDENT | NA | Control |
| MIELNICKI, AMY, LOUISE | I | EXECUTIVE VICE-PRESIDENT | NA | Control |
| MIELNICKI, AMY, LOUISE | I | EXECUTIVE VICE-PRESIDENT | NA | Control |
| RUGARI, PATRICIA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGARI, PATRICIA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGARI, PATRICIA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGARI, PATRICIA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGARI, PATRICIA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGARI, PATRICIA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGARI, PATRICIA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGARI, PATRICIA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGARI, PATRICIA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGARI, PATRICIA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGARI, PATRICIA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGARI, PATRICIA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGARI, PATRICIA, MARIE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUGARI, PATRICIA, MARIE | I | COO, CFO & CCO | NA | Control |
| RUGARI, PATRICIA, MARIE | I | COO, CFO & CCO | NA | Control |
| RUGARI, PATRICIA, MARIE | I | COO, CFO & CCO | NA | Control |
| RUGARI, PATRICIA, MARIE | I | COO, CFO & CCO | NA | Control |
| RUGARI, PATRICIA, MARIE | I | COO, CFO & CCO | NA | Control |
| SCHOEN, LAURIE, ANN | I | EXECUTIVE VICE-PRESIDENT | NA | Control |
| SCHOEN, LAURIE, ANN | I | EXECUTIVE VICE-PRESIDENT | NA | Control |
| SCHOEN, LAURIE, ANN | I | EXECUTIVE VICE-PRESIDENT | NA | Control |
| SCHOEN, LAURIE, ANN | I | EXECUTIVE VICE-PRESIDENT | NA | Control |
| SCHOEN, LAURIE, ANN | I | EXECUTIVE VICE-PRESIDENT | NA | Control |
| STEWART, MICHAEL, CHARLES | I | PRESIDENT | NA | Control |
| STEWART, MICHAEL, CHARLES | I | PRESIDENT | NA | Control |
| STEWART, MICHAEL, CHARLES | I | PRESIDENT | NA | Control |
| STEWART, MICHAEL, CHARLES | I | PRESIDENT | NA | Control |
| STEWART, MICHAEL, CHARLES | I | PRESIDENT | NA | Control |
| WILLIAMS, JANICE, POWERS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JANICE, POWERS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JANICE, POWERS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JANICE, POWERS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WILLIAMS, JANICE, POWERS | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CLARK, HAROLD, THOMAS | I | BOARD CHAIRMAN | E | Control |
| CLARK, HAROLD, THOMAS | I | BOARD CHAIRMAN | E | Control |
| CLARK, HAROLD, THOMAS | I | BOARD CHAIRMAN | E | Control |
| CLARK, HAROLD, THOMAS | I | BOARD CHAIRMAN | E | Control |
| CLARK, HAROLD, THOMAS | I | BOARD CHAIRMAN | E | Control |
| CLARK, HAROLD, THOMAS | I | BOARD CHAIRMAN | E | Control |
| CLARK, HAROLD, THOMAS | I | BOARD CHAIRMAN | E | Control |
| CLARK, HAROLD, THOMAS | I | BOARD CHAIRMAN | E | Control |
| CLARK, HAROLD, THOMAS | I | BOARD CHAIRMAN | E | Control |
| CLARK, HAROLD, THOMAS | I | BOARD CHAIRMAN | E | Control |
| CLARK, HAROLD, THOMAS | I | BOARD CHAIRMAN | E | Control |
| CLARK, HAROLD, THOMAS | I | BOARD CHAIRMAN | E | Control |
| CLARK, HAROLD, THOMAS | I | BOARD CHAIRMAN | E | Control |
| CLARK, HAROLD, THOMAS | I | BOARD CHAIRMAN | E | Control |
| CLARK, HAROLD, THOMAS | I | BOARD CHAIRMAN | E | Control |
| CLARK, HAROLD, THOMAS | I | BOARD CHAIRMAN | E | Control |
| CLARK, HAROLD, THOMAS | I | BOARD CHAIRMAN | E | Control |
| CLARK, HAROLD, THOMAS | I | BOARD CHAIRMAN | E | Control |
| CLARK, HAROLD, THOMAS | I | BOARD CHAIRMAN | E | Control |
| CLARK, HAROLD, THOMAS | I | BOARD CHAIRMAN | E | Control |
| CLARK, HAROLD, THOMAS | I | BOARD CHAIRMAN | E | Control |
| CLARK, HAROLD, THOMAS | I | BOARD CHAIRMAN | E | Control |
| CLARK, HAROLD, THOMAS | I | BOARD CHAIRMAN | E | Control |
Registrations
Federal
IA
Mar 31, 2025 REGISTERED
Notice Filings (28)
CA CO CT DE FL GA IL KS MA MD ME MI MS NC NH NJ NM NY OH OR PA SC TN TX UT VA VT WI
Address
185 GENESEE STREETSUITE 210
UTICA, NY 13501
United States
Phone: 315-724-4186