CLAYTON, DUNNING ASSET MANAGEMENT INC.
CRD #126195 SEC #801-64646 MIAMI, FL 305-445-8776
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
0
Accounts
0
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 18, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LACKEY, RICHARD, LEON | I | PRESIDENT & CHIEF INVESTMENT OFFICER | NA | Control |
| LAU, ROBERT, CLAYTON | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
| LAU, ROBERT, CLAYTON | I | CHAIRMAN & CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Oct 18, 2005 REGISTERED
Address
2901 S. BAYSHORE DRIVE#1E
MIAMI, FL 33133
USA
Phone: 305-445-8776