GILOOLY, JOHN GOODWIN
Legal name: JOHN G. GILOOLY, CPA
CRD #126224 SEC #801-63705 SARATOGA SPRINGS, NY 518-691-0264
SEC Registered
Total AUM
$29M
Discretionary
$29M
Employees
10
Clients
251
Accounts
420
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 20, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GILOOLY, JOHN, GOODWIN | I | SOLE PROPRITOR/ CHIEF COMPLIANCE OFFICER | E | Control |
| GILOOLY, JOHN, GOODWIN | I | SOLE PROPRITOR/ CHIEF COMPLIANCE OFFICER | E | Control |
| GILOOLY, JOHN, GOODWIN | I | SOLE PROPRITOR/ CHIEF COMPLIANCE OFFICER | E | Control |
| GILOOLY, JOHN, GOODWIN | I | SOLE PROPRITOR/ CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 20, 2007 REGISTERED
Notice Filings (1)
NY
Address
83 RAILROAD PLACESARATOGA SPRINGS, NY 12866
USA
Phone: 518-691-0264