HENNION & WALSH ASSET MANAGEMENT, INC.
CRD #126236 SEC #801-61977 PARSIPPANY, NJ 973-299-8989
SEC Registered Broker-Dealer
Total AUM
$590.1M
Discretionary
$566M
Employees
75
Clients
101
Accounts
1,423
Firm Details
- Organization Type
- Corporation
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jul 31, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DEMARCO, PETER, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| DEMARCO, PETER, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| DEMARCO, PETER, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| DEMARCO, PETER, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| DEMARCO, PETER, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| DEMARCO, PETER, JOSEPH | I | MANAGING DIRECTOR | NA | Control |
| Fitzsimmons, Phillip | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Fitzsimmons, Phillip | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Fitzsimmons, Phillip | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Fitzsimmons, Phillip | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Fitzsimmons, Phillip | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Fitzsimmons, Phillip | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Fitzsimmons, Phillip | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Fitzsimmons, Phillip | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Fitzsimmons, Phillip | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Fitzsimmons, Phillip | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Fitzsimmons, Phillip | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Fitzsimmons, Phillip | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Fitzsimmons, Phillip | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Fitzsimmons, Phillip | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Fitzsimmons, Phillip | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Fitzsimmons, Phillip | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Fitzsimmons, Phillip | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Fitzsimmons, Phillip | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Fitzsimmons, Phillip | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOFFMANN, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HOFFMANN, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HOFFMANN, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HOFFMANN, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HOFFMANN, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | MANAGING DIRECTOR | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | MANAGING DIRECTOR | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | MANAGING DIRECTOR | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | MANAGING DIRECTOR | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | MANAGING DIRECTOR | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | MANAGING DIRECTOR | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | MANAGING DIRECTOR | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | MANAGING DIRECTOR | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | CHIEF INVESTMENT OFFICER | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| MAHN, KEVIN, DOUGLAS | I | PRESIDENT | NA | Control |
| VERMITSKY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VERMITSKY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VERMITSKY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VERMITSKY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VERMITSKY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VERMITSKY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VERMITSKY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VERMITSKY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VERMITSKY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VERMITSKY, ALEXANDER | I | DIRECTOR OF COMPLIANCE | NA | Control |
| VERMITSKY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VERMITSKY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VERMITSKY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VERMITSKY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VERMITSKY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VERMITSKY, ALEXANDER | I | DIRECTOR OF COMPLIANCE | NA | Control |
| VERMITSKY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VERMITSKY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VERMITSKY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VERMITSKY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VERMITSKY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VERMITSKY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VERMITSKY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VERMITSKY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VERMITSKY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VERMITSKY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VERMITSKY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VERMITSKY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VERMITSKY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| VERMITSKY, ALEXANDER | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Vallone, Robert, Gerard | I | FINANCIAL PRINCIPAL | NA | |
| Vallone, Robert, Gerard | I | FINANCIAL PRINCIPAL | NA | |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WILLIAMS, DEBORAH, ANN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| WURST, WENDY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WURST, WENDY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WURST, WENDY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WURST, WENDY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| WURST, WENDY, ANN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HENNION, RICHARD | I | EXECUTIVE VICE PRESIDENT | D | Control |
| HENNION, RICHARD | I | EXECUTIVE VICE PRESIDENT | D | Control |
| HENNION, RICHARD | I | EXECUTIVE VICE PRESIDENT | D | Control |
| HENNION, RICHARD | I | EXECUTIVE VICE PRESIDENT | D | Control |
| HENNION, RICHARD | I | EXECUTIVE VICE PRESIDENT | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | EXECUTIVE VICE PRESIDENT | D | Control |
| HENNION, RICHARD | I | EXECUTIVE VICE PRESIDENT | D | Control |
| HENNION, RICHARD | I | EXECUTIVE VICE PRESIDENT | D | Control |
| HENNION, RICHARD | I | EXECUTIVE VICE PRESIDENT | D | Control |
| HENNION, RICHARD | I | EXECUTIVE VICE PRESIDENT | D | Control |
| HENNION, RICHARD | I | EXECUTIVE VICE PRESIDENT | D | Control |
| HENNION, RICHARD | I | EXECUTIVE VICE PRESIDENT | D | Control |
| HENNION, RICHARD | I | EXECUTIVE VICE PRESIDENT | D | Control |
| HENNION, RICHARD | I | EXECUTIVE VICE PRESIDENT | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| HENNION, RICHARD | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | PRESIDENT | D | Control |
| WALSH, WILLIAM, WALTER | I | PRESIDENT | D | Control |
| WALSH, WILLIAM, WALTER | I | PRESIDENT | D | Control |
| WALSH, WILLIAM, WALTER | I | PRESIDENT | D | Control |
| WALSH, WILLIAM, WALTER | I | PRESIDENT | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | PRESIDENT | D | Control |
| WALSH, WILLIAM, WALTER | I | PRESIDENT | D | Control |
| WALSH, WILLIAM, WALTER | I | PRESIDENT | D | Control |
| WALSH, WILLIAM, WALTER | I | PRESIDENT | D | Control |
| WALSH, WILLIAM, WALTER | I | PRESIDENT | D | Control |
| WALSH, WILLIAM, WALTER | I | PRESIDENT | D | Control |
| WALSH, WILLIAM, WALTER | I | PRESIDENT | D | Control |
| WALSH, WILLIAM, WALTER | I | PRESIDENT | D | Control |
| WALSH, WILLIAM, WALTER | I | PRESIDENT | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
| WALSH, WILLIAM, WALTER | I | OWNER | D | Control |
Registrations
Federal
IA
Jul 31, 2025 REGISTERED
Notice Filings (33)
AR AZ CA CO CT DC DE FL GA IA ID IL IN KS MA MD ME MI MN NC NH NJ NM NV NY OH OR PA SC TN TX VA WI
Address
2001 ROUTE 46WATERVIEW PLAZA
PARSIPPANY, NJ 07054
United States
Phone: 973-299-8989