CAPFINANCIAL PARTNERS, LLC
Legal name: CAPTRUST FINANCIAL ADVISORS
CRD #126291 SEC #801-62193 RALEIGH, NC 919-870-6822
SEC Registered Broker-Dealer
Total AUM
$81B
Discretionary
$2.4B
Employees
230
Clients
1
Accounts
2,759
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 10, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| APPLEBY, JOHN EDMUND RUSSELL | I | VP, SROP, CROP | NA | Control |
| APPLEBY, JOHN EDMUND RUSSELL | I | VP, SROP, CROP | NA | Control |
| APPLEBY, JOHN EDMUND RUSSELL | I | MANAGING DIRECTOR, PROJECT MGT & ACQUISITIONS | NA | |
| APPLEBY, JOHN EDMUND RUSSELL | I | MANAGING DIRECTOR, PROJECT MGT & ACQUISITIONS | NA | |
| APPLEBY, JOHN EDMUND RUSSELL | I | MANAGING DIRECTOR, PROJECT MGT & ACQUISITIONS | NA | |
| APPLEBY, JOHN EDMUND RUSSELL | I | VP, SROP, CROP | NA | Control |
| APPLEBY, JOHN EDMUND RUSSELL | I | VP, SROP, CROP | NA | Control |
| APPLEBY, JOHN EDMUND RUSSELL | I | VP, SROP, CROP | NA | Control |
| APPLEBY, JOHN EDMUND RUSSELL | I | VP, SROP, CROP | NA | Control |
| APPLEBY, JOHN EDMUND RUSSELL | I | VP, SROP, CROP | NA | Control |
| APPLEBY, JOHN EDMUND RUSSELL | I | VP, SROP, CROP | NA | Control |
| APPLEBY, JOHN EDMUND RUSSELL | I | VP, SROP, CROP | NA | Control |
| APPLEBY, JOHN EDMUND RUSSELL | I | VP, SROP, CROP | NA | Control |
| APPLEBY, JOHN EDMUND RUSSELL | I | MANAGING DIRECTOR, PROJECT MGT & ACQUISITIONS | NA | |
| APPLEBY, JOHN EDMUND RUSSELL | I | MANAGING DIRECTOR, PROJECT MGT & ACQUISITIONS | NA | |
| APPLEBY, JOHN EDMUND RUSSELL | I | VP, SROP, CROP | NA | Control |
| APPLEBY, JOHN EDMUND RUSSELL | I | VP, SROP, CROP | NA | Control |
| APPLEBY, JOHN EDMUND RUSSELL | I | VP, SROP, CROP | NA | Control |
| APPLEBY, JOHN EDMUND RUSSELL | I | MANAGING DIRECTOR, PROJECT MGT & ACQUISITIONS | NA | |
| APPLEBY, JOHN EDMUND RUSSELL | I | MANAGING DIRECTOR, PROJECT MGT & ACQUISITIONS | NA | |
| APPLEBY, JOHN EDMUND RUSSELL | I | MANAGING DIRECTOR, PROJECT MGT & ACQUISITIONS/CROP/SROP | NA | |
| APPLEBY, JOHN EDMUND RUSSELL | I | MANAGING DIRECTOR, PROJECT MGT & ACQUISITIONS | NA | |
| APPLEBY, JOHN EDMUND RUSSELL | I | MANAGING DIRECTOR, PROJECT MGT & ACQUISITIONS | NA | |
| APPLEBY, JOHN EDMUND RUSSELL | I | MANAGING DIRECTOR, PROJECT MGT & ACQUISITIONS | NA | |
| APPLEBY, JOHN EDMUND RUSSELL | I | MANAGING DIRECTOR, PROJECT MGT & ACQUISITIONS | NA | |
| APPLEBY, JOHN EDMUND RUSSELL | I | MANAGING DIRECTOR, PROJECT MGT & ACQUISITIONS/CROP/SROP | NA | |
| APPLEBY, JOHN EDMUND RUSSELL | I | MANAGING DIRECTOR, PROJECT MGT & ACQUISITIONS | NA | |
| APPLEBY, JOHN EDMUND RUSSELL | I | MANAGING DIRECTOR, PROJECT MGT & ACQUISITIONS | NA | |
| APPLEBY, JOHN EDMUND RUSSELL | I | MANAGING DIRECTOR, PROJECT MGT & ACQUISITIONS/CROP/SROP | NA | |
| BERNHARDT, RICHMOND GILBERT III | I | SVP | NA | Control |
| BERNHARDT, RICHMOND GILBERT III | I | SVP | NA | Control |
| BERNHARDT, RICHMOND GILBERT III | I | SVP | NA | Control |
| BERNHARDT, RICHMOND GILBERT III | I | SVP | NA | Control |
| BERNHARDT, RICHMOND GILBERT III | I | SVP | NA | Control |
| BERNHARDT, RICHMOND GILBERT III | I | SVP | NA | Control |
| BERNHARDT, RICHMOND GILBERT III | I | SVP | NA | Control |
| BERNHARDT, RICHMOND GILBERT III | I | SVP | NA | Control |
| BERNHARDT, RICHMOND GILBERT III | I | SVP | NA | Control |
| BERNHARDT, RICHMOND GILBERT III | I | SVP | NA | Control |
| BERNHARDT, RICHMOND GILBERT III | I | SVP | NA | Control |
| BERNHARDT, RICHMOND GILBERT III | I | SVP | NA | Control |
| BERNHARDT, RICHMOND GILBERT III | I | SVP | NA | Control |
| BUCHANAN, DENISE MCGEE | I | CHIEF COMPLIANCE OFFICER/FINOP/MUNI PRINCIPAL | NA | |
| BUCHANAN, DENISE MCGEE | I | CHIEF COMPLIANCE OFFICER/MUNI PRINCIPAL/SENIOR DIRECTOR | NA | |
| BUCHANAN, DENISE MCGEE | I | CHIEF COMPLIANCE OFFICER/MUNI PRINCIPAL/SENIOR DIRECTOR | NA | |
| BUCHANAN, DENISE MCGEE | I | CHIEF COMPLIANCE OFFICER/MUNI PRINCIPAL/SENIOR DIRECTOR | NA | |
| BUCHANAN, DENISE MCGEE | I | CHIEF COMPLIANCE OFFICER/FINOP | NA | |
| BUCHANAN, DENISE MCGEE | I | CHIEF COMPLIANCE OFFICER/FINOP | NA | |
| BUCHANAN, DENISE MCGEE | I | CHIEF COMPLIANCE OFFICER/FINOP | NA | |
| BUCHANAN, DENISE MCGEE | I | CHIEF COMPLIANCE OFFICER/MUNI PRINCIPAL/SENIOR DIRECTOR | NA | |
| BUCHANAN, DENISE MCGEE | I | CHIEF COMPLIANCE OFFICER/MUNI PRINCIPAL/SENIOR DIRECTOR | NA | |
| BUCHANAN, DENISE MCGEE | I | CHIEF COMPLIANCE OFFICER/FINOP | NA | |
| BUCHANAN, DENISE MCGEE | I | CHIEF COMPLIANCE OFFICER/MUNI PRINCIPAL/SENIOR DIRECTOR | NA | |
| BUCHANAN, DENISE MCGEE | I | CHIEF COMPLIANCE OFFICER/MUNI PRINCIPAL/SENIOR DIRECTOR | NA | |
| BUCHANAN, DENISE MCGEE | I | CCO/MUNI PRINCIPAL/SENIOR DIRECTOR/FINOP | NA | |
| BUCHANAN, DENISE MCGEE | I | CHIEF COMPLIANCE OFFICER/MUNI PRINCIPAL/SENIOR DIRECTOR | NA | |
| BUCHANAN, DENISE MCGEE | I | CHIEF COMPLIANCE OFFICER/MUNI PRINCIPAL/SENIOR DIRECTOR | NA | |
| BUCHANAN, DENISE MCGEE | I | CHIEF COMPLIANCE OFFICER/MUNI PRINCIPAL/SENIOR DIRECTOR | NA | |
| BUCHANAN, DENISE MCGEE | I | CHIEF COMPLIANCE OFFICER/MUNI PRINCIPAL/SENIOR DIRECTOR | NA | |
| BUCHANAN, DENISE MCGEE | I | CCO/MUNI PRINCIPAL/SENIOR DIRECTOR/FINOP | NA | |
| BUCHANAN, DENISE MCGEE | I | CHIEF COMPLIANCE OFFICER/MUNI PRINCIPAL/SENIOR DIRECTOR | NA | |
| BUCHANAN, DENISE MCGEE | I | CHIEF COMPLIANCE OFFICER/MUNI PRINCIPAL/SENIOR DIRECTOR | NA | |
| BUCHANAN, DENISE MCGEE | I | CCO/MUNI PRINCIPAL/SENIOR DIRECTOR/FINOP | NA | |
| DALRYMPLE, EDWIN ARCHIBALD JR | I | MANAGING PRINCIPAL, MUNICIPAL PRINCIPAL | NA | Control |
| DALRYMPLE, EDWIN ARCHIBALD JR | I | MANAGING PRINCIPAL, MUNICIPAL PRINCIPAL | NA | Control |
| DALRYMPLE, EDWIN ARCHIBALD JR | I | MANAGING PRINCIPAL, MUNICIPAL PRINCIPAL | NA | Control |
| DALRYMPLE, EDWIN ARCHIBALD JR | I | MANAGING PRINCIPAL, MUNICIPAL PRINCIPAL | NA | Control |
| DALRYMPLE, EDWIN ARCHIBALD JR | I | MANAGING PRINCIPAL, MUNICIPAL PRINCIPAL | NA | Control |
| DALRYMPLE, EDWIN ARCHIBALD JR | I | MANAGING PRINCIPAL, MUNICIPAL PRINCIPAL | NA | Control |
| DALRYMPLE, EDWIN ARCHIBALD JR | I | MANAGING PRINCIPAL, MUNICIPAL PRINCIPAL | NA | Control |
| DALRYMPLE, EDWIN ARCHIBALD JR | I | MANAGING PRINCIPAL, MUNICIPAL PRINCIPAL | NA | Control |
| DALRYMPLE, EDWIN ARCHIBALD JR | I | MANAGING PRINCIPAL, MUNICIPAL PRINCIPAL | NA | Control |
| DALRYMPLE, EDWIN ARCHIBALD JR | I | MANAGING PRINCIPAL, MUNICIPAL PRINCIPAL | NA | Control |
| DALRYMPLE, EDWIN ARCHIBALD JR | I | MANAGING PRINCIPAL, MUNICIPAL PRINCIPAL | NA | Control |
| DALRYMPLE, EDWIN ARCHIBALD JR | I | MANAGING PRINCIPAL, MUNICIPAL PRINCIPAL | NA | Control |
| DALRYMPLE, EDWIN ARCHIBALD JR | I | MANAGING PRINCIPAL, MUNICIPAL PRINCIPAL | NA | Control |
| DIXON, CONSTANCE LYNN | I | MANAGING DIRECTOR, FINOP | NA | |
| DIXON, CONSTANCE LYNN | I | FINOP/DIRECTOR OF FINANCE | NA | |
| DIXON, CONSTANCE LYNN | I | FINOP/DIRECTOR OF FINANCE | NA | |
| DIXON, CONSTANCE LYNN | I | FINOP/DIRECTOR OF FINANCE | NA | |
| FREEDMAN, ERIC JAMES | I | MANAGING DIRECTOR, CONSULTING RESEARCH GROUP | NA | |
| FREEDMAN, ERIC JAMES | I | MANAGING DIRECTOR, CONSULTING RESEARCH GROUP | NA | |
| FREEDMAN, ERIC JAMES | I | MANAGING DIRECTOR, CONSULTING RESEARCH GROUP | NA | |
| FREEDMAN, ERIC JAMES | I | MANAGING DIRECTOR, CONSULTING RESEARCH GROUP | NA | |
| FREEDMAN, ERIC JAMES | I | MANAGING DIRECTOR, CONSULTING RESEARCH GROUP | NA | |
| FREEDMAN, ERIC JAMES | I | MANAGING DIRECTOR, CONSULTING RESEARCH GROUP | NA | |
| FREEDMAN, ERIC JAMES | I | MANAGING DIRECTOR, CONSULTING RESEARCH GROUP | NA | |
| FREEDMAN, ERIC JAMES | I | MANAGING DIRECTOR, CONSULTING RESEARCH GROUP | NA | |
| FREEDMAN, ERIC JAMES | I | MANAGING DIRECTOR, CONSULTING RESEARCH GROUP | NA | |
| FREEDMAN, ERIC JAMES | I | MANAGING DIRECTOR, CONSULTING RESEARCH GROUP | NA | |
| FREEDMAN, ERIC JAMES | I | MANAGING DIRECTOR, CONSULTING RESEARCH GROUP | NA | |
| FREEDMAN, ERIC JAMES | I | MANAGING DIRECTOR, CONSULTING RESEARCH GROUP | NA | |
| FREEDMAN, ERIC JAMES | I | MANAGING DIRECTOR, CONSULTING RESEARCH GROUP | NA | |
| FREEDMAN, ERIC JAMES | I | MANAGING DIRECTOR, CONSULTING RESEARCH GROUP | NA | |
| FREEDMAN, ERIC JAMES | I | MANAGING DIRECTOR, CONSULTING RESEARCH GROUP | NA | |
| FREEDMAN, ERIC JAMES | I | MANAGING DIRECTOR, CONSULTING RESEARCH GROUP | NA | |
| GOLDSTEIN, BENJAMIN STUART | I | MANAGING DIRECTOR, BUSINESS OPERATIONS GROUP | NA | |
| GOLDSTEIN, BENJAMIN STUART | I | MANAGING DIRECTOR, BUSINESS OPERATIONS GROUP | NA | |
| GOLDSTEIN, BENJAMIN STUART | I | MANAGING DIRECTOR, BUSINESS OPERATIONS GROUP | NA | |
| GOLDSTEIN, BENJAMIN STUART | I | MANAGING DIRECTOR, BUSINESS OPERATIONS GROUP | NA | |
| GOLDSTEIN, BENJAMIN STUART | I | MANAGING DIRECTOR, BUSINESS OPERATIONS GROUP | NA | |
| GOLDSTEIN, BENJAMIN STUART | I | MANAGING DIRECTOR, BUSINESS OPERATIONS GROUP | NA | |
| GOLDSTEIN, BENJAMIN STUART | I | MANAGING DIRECTOR, BUSINESS OPERATIONS GROUP | NA | |
| GOLDSTEIN, BENJAMIN STUART | I | MANAGING DIRECTOR, BUSINESS OPERATIONS GROUP | NA | |
| GOLDSTEIN, BENJAMIN STUART | I | MANAGING DIRECTOR, BUSINESS OPERATIONS GROUP | NA | |
| GOLDSTEIN, BENJAMIN STUART | I | MANAGING DIRECTOR, BUSINESS OPERATIONS GROUP | NA | |
| GOLDSTEIN, BENJAMIN STUART | I | MANAGING DIRECTOR, BUSINESS OPERATIONS GROUP | NA | |
| GOLDSTEIN, BENJAMIN STUART | I | MANAGING DIRECTOR, BUSINESS OPERATIONS GROUP | NA | |
| GOLDSTEIN, BENJAMIN STUART | I | MANAGING DIRECTOR, BUSINESS OPERATIONS GROUP | NA | |
| GOLDSTEIN, BENJAMIN STUART | I | MANAGING DIRECTOR, BUSINESS OPERATIONS GROUP | NA | |
| GOLDSTEIN, BENJAMIN STUART | I | MANAGING DIRECTOR, BUSINESS OPERATIONS GROUP | NA | |
| GOLDSTEIN, BENJAMIN STUART | I | MANAGING DIRECTOR, BUSINESS OPERATIONS GROUP | NA | |
| HOYLE, WILSON SMITH III | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| HOYLE, WILSON SMITH III | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| HOYLE, WILSON SMITH III | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| HOYLE, WILSON SMITH III | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| HOYLE, WILSON SMITH III | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| HOYLE, WILSON SMITH III | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| HOYLE, WILSON SMITH III | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| HOYLE, WILSON SMITH III | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| HOYLE, WILSON SMITH III | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| HOYLE, WILSON SMITH III | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| HOYLE, WILSON SMITH III | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| HOYLE, WILSON SMITH III | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| HOYLE, WILSON SMITH III | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| HOYLE, WILSON SMITH III | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| HOYLE, WILSON SMITH III | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| HOYLE, WILSON SMITH III | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| MCCULLOUGH, BONNIE ANNETTE | I | DIRECTOR OF FINANCE | NA | |
| MCCULLOUGH, BONNIE ANNETTE | I | CFO/DIRECTOR OF FINANCE | NA | |
| MCCULLOUGH, BONNIE ANNETTE | I | CFO/DIRECTOR OF FINANCE | NA | |
| MCCULLOUGH, BONNIE ANNETTE | I | CFO/DIRECTOR OF FINANCE | NA | |
| MCCULLOUGH, BONNIE ANNETTE | I | CFO/DIRECTOR OF FINANCE | NA | |
| MCCULLOUGH, BONNIE ANNETTE | I | DIRECTOR OF FINANCE | NA | |
| MCCULLOUGH, BONNIE ANNETTE | I | CFO/DIRECTOR OF FINANCE | NA | |
| MCCULLOUGH, BONNIE ANNETTE | I | CFO/DIRECTOR OF FINANCE | NA | |
| MCCULLOUGH, BONNIE ANNETTE | I | DIRECTOR OF FINANCE | NA | |
| MILLER, JAMES FIELDING | I | MANAGING PARTNER/CEO | NA | Control |
| MILLER, JAMES FIELDING | I | MANAGING PARTNER/CEO | NA | Control |
| MILLER, JAMES FIELDING | I | MANAGER, CEO | NA | Control |
| MILLER, JAMES FIELDING | I | MANAGER, CEO | NA | Control |
| MILLER, JAMES FIELDING | I | MANAGER, CEO | NA | Control |
| MILLER, JAMES FIELDING | I | MANAGING PARTNER/CEO | NA | Control |
| MILLER, JAMES FIELDING | I | MANAGING PARTNER/CEO | NA | Control |
| MILLER, JAMES FIELDING | I | MANAGING PARTNER/CEO | NA | Control |
| MILLER, JAMES FIELDING | I | MANAGING PARTNER/CEO | NA | Control |
| MILLER, JAMES FIELDING | I | MANAGING PARTNER/CEO | NA | Control |
| MILLER, JAMES FIELDING | I | MANAGING PARTNER/CEO | NA | Control |
| MILLER, JAMES FIELDING | I | MANAGING PARTNER/CEO | NA | Control |
| MILLER, JAMES FIELDING | I | MANAGING PARTNER/CEO | NA | Control |
| MILLER, JAMES FIELDING | I | MANAGER, CEO | NA | Control |
| MILLER, JAMES FIELDING | I | MANAGER, CEO | NA | Control |
| MILLER, JAMES FIELDING | I | MANAGING PARTNER/CEO | NA | Control |
| MILLER, JAMES FIELDING | I | MANAGING PARTNER/CEO | NA | Control |
| MILLER, JAMES FIELDING | I | MANAGING PARTNER/CEO | NA | Control |
| MILLER, JAMES FIELDING | I | MANAGER, CEO | NA | Control |
| MILLER, JAMES FIELDING | I | MANAGER, CEO | NA | Control |
| MILLER, JAMES FIELDING | I | MANAGER, CEO | NA | Control |
| MILLER, JAMES FIELDING | I | MANAGER, CEO | NA | Control |
| MILLER, JAMES FIELDING | I | MANAGER, CEO | NA | Control |
| MILLER, JAMES FIELDING | I | MANAGER, CEO | NA | Control |
| MILLER, JAMES FIELDING | I | MANAGER, CEO | NA | Control |
| MILLER, JAMES FIELDING | I | MANAGER, CEO | NA | Control |
| MILLER, JAMES FIELDING | I | MANAGER, CEO | NA | Control |
| MILLER, JAMES FIELDING | I | MANAGER, CEO | NA | Control |
| MILLER, JAMES FIELDING | I | MANAGER, CEO | NA | Control |
| PERKINS, DAVID BRIEN | I | MANAGING PARTNER | NA | Control |
| PERKINS, DAVID BRIEN | I | MANAGING PARTNER | NA | Control |
| PERKINS, DAVID BRIEN | I | MANAGING PARTNER | NA | Control |
| PERKINS, DAVID BRIEN | I | MANAGING PARTNER | NA | Control |
| PERKINS, DAVID BRIEN | I | MANAGING PARTNER | NA | Control |
| SALLEE, PATRICK STEVEN | I | FINOP/CROP/SROP | NA | |
| SALLEE, PATRICK STEVEN | I | FINOP/CROP/SROP | NA | |
| SALLEE, PATRICK STEVEN | I | FINOP/CROP/SROP | NA | |
| SALLEE, PATRICK STEVEN | I | CROP/SROP | NA | |
| SALLEE, PATRICK STEVEN | I | CROP/SROP | NA | |
| SALLEE, PATRICK STEVEN | I | CROP/SROP | NA | |
| SALLEE, PATRICK STEVEN | I | FINOP/CROP/SROP | NA | |
| SALLEE, PATRICK STEVEN | I | FINOP/CROP/SROP | NA | |
| SALLEE, PATRICK STEVEN | I | FINOP/CROP/SROP | NA | |
| SALLEE, PATRICK STEVEN | I | FINOP/CROP/SROP | NA | |
| SALLEE, PATRICK STEVEN | I | FINOP/CROP/SROP | NA | |
| SALLEE, PATRICK STEVEN | I | FINOP/CROP/SROP | NA | |
| SALLEE, PATRICK STEVEN | I | FINOP/CROP/SROP | NA | |
| SHOFF, DERICK DON | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| SHOFF, DERICK DON | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| SHOFF, DERICK DON | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| SHOFF, DERICK DON | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| SHOFF, DERICK DON | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| SHOFF, DERICK DON | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| SHOFF, DERICK DON | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| SHOFF, DERICK DON | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| SHOFF, DERICK DON | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| SHOFF, DERICK DON | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| SHOFF, DERICK DON | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| SHOFF, DERICK DON | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| SHOFF, DERICK DON | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| SHOFF, DERICK DON | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| SHOFF, DERICK DON | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| SHOFF, DERICK DON | I | MANAGING DIRECTOR, ADVISOR SUPPORT GROUP | NA | |
| STROTHER, MICHAEL DAVID | I | CFO/CHIEF COMPLIANCE OFFICER/FINOP | NA | Control |
| STROTHER, MICHAEL DAVID | I | CFO/CHIEF COMPLIANCE OFFICER/FINOP | NA | Control |
| STROTHER, MICHAEL DAVID | I | CFO/CHIEF COMPLIANCE OFFICER/FINOP | NA | Control |
| STROTHER, MICHAEL DAVID | I | CFO/CHIEF COMPLIANCE OFFICER/FINOP | NA | Control |
| STROTHER, MICHAEL DAVID | I | FINOP | NA | |
| STROTHER, MICHAEL DAVID | I | FINOP | NA | |
| STROTHER, MICHAEL DAVID | I | FINOP | NA | |
| STROTHER, MICHAEL DAVID | I | CFO/CHIEF COMPLIANCE OFFICER/FINOP | NA | Control |
| STROTHER, MICHAEL DAVID | I | CFO/CHIEF COMPLIANCE OFFICER/FINOP | NA | Control |
| STROTHER, MICHAEL DAVID | I | FINOP | NA | |
| STROTHER, MICHAEL DAVID | I | CFO/CHIEF COMPLIANCE OFFICER/FINOP | NA | Control |
| STROTHER, MICHAEL DAVID | I | CFO/CHIEF COMPLIANCE OFFICER/FINOP | NA | Control |
| STROTHER, MICHAEL DAVID | I | FINOP | NA | |
| STROTHER, MICHAEL DAVID | I | FINOP | NA | |
| STROTHER, MICHAEL DAVID | I | FINOP | NA | |
| CAPFINANCIAL GROUP, INC | DE | OWNER | E | Control |
| CAPFINANCIAL GROUP, INC | DE | OWNER | E | Control |
| CAPFINANCIAL GROUP, INC | DE | OWNER | E | Control |
| CAPFINANCIAL GROUP, INC | DE | OWNER | E | Control |
| CAPFINANCIAL GROUP, INC | DE | OWNER | E | Control |
| MILLER, PERKINS & ASSOCIATES, INC. | DE | OWNER | E | Control |
| THE CAPFINANCIAL GROUP, INC | DE | OWNER | E | Control |
| THE CAPFINANCIAL GROUP, INC | DE | MEMBER | E | Control |
| THE CAPFINANCIAL GROUP, INC | DE | MEMBER | E | Control |
| THE CAPFINANCIAL GROUP, INC | DE | MEMBER | E | Control |
| THE CAPFINANCIAL GROUP, INC | DE | OWNER | E | Control |
| THE CAPFINANCIAL GROUP, INC | DE | OWNER | E | Control |
| THE CAPFINANCIAL GROUP, INC | DE | OWNER | E | Control |
| THE CAPFINANCIAL GROUP, INC | DE | OWNER | E | Control |
| THE CAPFINANCIAL GROUP, INC | DE | OWNER | E | Control |
| THE CAPFINANCIAL GROUP, INC | DE | MEMBER | E | Control |
| THE CAPFINANCIAL GROUP, INC | DE | MEMBER | E | Control |
| THE CAPFINANCIAL GROUP, INC | DE | OWNER | E | Control |
| THE CAPFINANCIAL GROUP, INC | DE | MEMBER | E | Control |
| THE CAPFINANCIAL GROUP, INC | DE | MEMBER | E | Control |
| THE CAPFINANCIAL GROUP, INC | DE | MEMBER | E | Control |
| THE CAPFINANCIAL GROUP, INC | DE | MEMBER | E | Control |
| THE CAPFINANCIAL GROUP, INC | DE | MEMBER | E | Control |
| THE CAPFINANCIAL GROUP, INC | DE | MEMBER | E | Control |
| THE CAPFINANCIAL GROUP, INC | DE | MEMBER | E | Control |
| THE CAPFINANCIAL GROUP, INC | DE | MEMBER | E | Control |
| THE CAPFINANCIAL GROUP, INC | DE | MEMBER | E | Control |
| THE CAPFINANCIAL GROUP, INC | DE | MEMBER | E | Control |
| THE CAPFINANCIAL GROUP, INC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| MILLER, JAMES FIELDING | I | CAPFINANCIAL GROUP, INC. | E | Control |
| MILLER, JAMES FIELDING | I | THE CAPFINANCIAL GROUP, INC. | E | Control |
| MILLER, JAMES FIELDING | I | THE CAPFINANCIAL GROUP, INC. | E | Control |
| MILLER, JAMES FIELDING | I | THE CAPFINANCIAL GROUP, INC. | E | Control |
| MILLER, JAMES FIELDING | I | THE CAPFINANCIAL GROUP, INC. | E | Control |
| MILLER, JAMES FIELDING | I | THE CAPFINANCIAL GROUP, INC. | E | Control |
| MILLER, JAMES FIELDING | I | THE CAPFINANCIAL GROUP, INC. | E | Control |
| MILLER, JAMES FIELDING | I | THE CAPFINANCIAL GROUP, INC. | E | Control |
| MILLER, JAMES FIELDING | I | THE CAPFINANCIAL GROUP, INC. | E | Control |
| MILLER, JAMES FIELDING | I | THE CAPFINANCIAL GROUP, INC. | E | Control |
| MILLER, JAMES FIELDING | I | THE CAPFINANCIAL GROUP, INC. | E | Control |
| MILLER, JAMES FIELDING | I | THE CAPFINANCIAL GROUP, INC. | E | Control |
| MILLER, JAMES FIELDING | I | THE CAPFINANCIAL GROUP, INC. | E | Control |
| MILLER, JAMES FIELDING | I | THE CAPFINANCIAL GROUP, INC. | E | Control |
| MILLER, JAMES FIELDING | I | THE CAPFINANCIAL GROUP, INC. | E | Control |
| MILLER, JAMES FIELDING | I | THE CAPFINANCIAL GROUP, INC. | E | Control |
| MILLER, JAMES FIELDING | I | THE CAPFINANCIAL GROUP, INC. | E | Control |
| MILLER, JAMES FIELDING | I | THE CAPFINANCIAL GROUP, INC. | E | Control |
| MILLER, JAMES FIELDING | I | THE CAPFINANCIAL GROUP, INC. | E | Control |
| MILLER, JAMES FIELDING | I | THE CAPFINANCIAL GROUP, INC. | E | Control |
| MILLER, JAMES FIELDING | I | THE CAPFINANCIAL GROUP, INC. | E | Control |
| MILLER, JAMES FIELDING | I | THE CAPFINANCIAL GROUP, INC. | E | Control |
| MILLER, JAMES FIELDING | I | THE CAPFINANCIAL GROUP, INC. | E | Control |
| MILLER, JAMES FIELDING | I | THE CAPFINANCIAL GROUP, INC. | E | Control |
| MILLER, JAMES FIELDING | I | CAPFINANCIAL GROUP, INC. | D | Control |
| MILLER, JAMES FIELDING | I | CAPFINANCIAL GROUP, INC. | D | Control |
| MILLER, JAMES FIELDING | I | CAPFINANCIAL GROUP, INC. | D | Control |
| MILLER, JAMES FIELDING | I | CAPFINANCIAL GROUP, INC. | D | Control |
| MILLER, JAMES FIELDING | I | MILLER, PERKINS & ASSOCIATES, INC. | D | Control |
| PERKINS, DAVID BRIEN | I | CAPFINANCIAL GROUP, INC. | D | Control |
| PERKINS, DAVID BRIEN | I | CAPFINANCIAL GROUP, INC. | D | Control |
| PERKINS, DAVID BRIEN | I | CAPFINANCIAL GROUP, INC. | D | Control |
| PERKINS, DAVID BRIEN | I | CAPFINANCIAL GROUP, INC. | D | Control |
| PERKINS, DAVID BRIEN | I | MILLER, PERKINS & ASSOCIATES, INC. | D | Control |
| PERKINS, DAVID BRIEN | I | THE CAPFINANCIAL GROUP, INC. | C | |
| PERKINS, DAVID BRIEN | I | THE CAPFINANCIAL GROUP, INC. | C | |
| PERKINS, DAVID BRIEN | I | THE CAPFINANCIAL GROUP, INC. | C | |
| PERKINS, DAVID BRIEN | I | THE CAPFINANCIAL GROUP, INC. | C |
Registrations
Federal
IA
Jan 10, 2013 REGISTERED
Notice Filings (45)
AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS NC NE NH NJ NM NV NY OH OK PA RI SC TN TX UT VA VT WA WI WV
Address
4208 SIX FORKS ROADSUITE 1700
RALEIGH, NC 27609
United States
Phone: 919-870-6822