CDM FINANCIAL COUNSELING SERVICES, INC.
Legal name: THAMES FINANCIAL MANAGEMENT
CRD #126295 SEC #801-112929 NORWICH, CT 860-886-5108
SEC Registered
Total AUM
$275.4M
Discretionary
$162.2M
Employees
2
Clients
1
Accounts
568
Firm Details
- Organization Type
- Corporation
- State of Formation
- Connecticut
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Dec 10, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SAWYER, ANDREW, DRAKE | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | D | Control |
| SAWYER, ANDREW, DRAKE | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | D | Control |
| SAWYER, ANDREW, DRAKE | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | D | Control |
| SAWYER, ANDREW, DRAKE | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | D | Control |
| BOKOFF, STEVEN, L. | I | TREASURER | C | Control |
| BOKOFF, STEVEN, L. | I | TREASURER | C | Control |
| BOKOFF, STEVEN, L. | I | TREASURER | C | Control |
| BOKOFF, STEVEN, L. | I | TREASURER | C | Control |
| BOKOFF, STEVEN, L. | I | TREASURER | C | Control |
| BOKOFF, STEVEN, L. | I | TREASURER | C | Control |
| BOKOFF, STEVEN, L. | I | TREASURER | C | Control |
| BOKOFF, STEVEN, L. | I | TREASURER | C | Control |
| BOKOFF, STEVEN, L. | I | TREASURER | C | Control |
| BOKOFF, STEVEN, L. | I | PRESIDENT, TREASURER | C | Control |
| BOKOFF, STEVEN, L. | I | PRESIDENT, TREASURER | C | Control |
| BOKOFF, STEVEN, L. | I | PRESIDENT, TREASURER | C | Control |
| BOKOFF, STEVEN, L. | I | PRESIDENT, TREASURER | C | Control |
| BOKOFF, STEVEN, L. | I | PRESIDENT, TREASURER | C | Control |
| BOKOFF, STEVEN, L. | I | PRESIDENT, TREASURER | C | Control |
| BOKOFF, STEVEN, L. | I | PRESIDENT, TREASURER | C | Control |
| BOKOFF, STEVEN, L. | I | PRESIDENT, TREASURER | C | Control |
| BOKOFF, STEVEN, L. | I | PRESIDENT, TREASURER | C | Control |
| BOKOFF, STEVEN, L. | I | PRESIDENT, TREASURER | C | Control |
| BOKOFF, STEVEN, L. | I | PRESIDENT, TREASURER | C | Control |
| BOKOFF, STEVEN, L. | I | PRESIDENT, TREASURER | C | Control |
| BOKOFF, STEVEN, L. | I | PRESIDENT, TREASURER | C | Control |
| BOKOFF, STEVEN, L. | I | PRESIDENT, TREASURER | C | Control |
| BOKOFF, STEVEN, L. | I | PRESIDENT, TREASURER | C | Control |
| BOKOFF, STEVEN, L. | I | PRESIDENT, TREASURER | C | Control |
| BOKOFF, STEVEN, L. | I | PRESIDENT, TREASURER | C | Control |
| BOKOFF, STEVEN, L. | I | PRESIDENT, TREASURER | C | Control |
| BOKOFF, STEVEN, L. | I | PRESIDENT, TREASURER | C | Control |
| GOLDBLATT, MICHAEL, ABBOTT | I | PRESIDENT | C | Control |
| GOLDBLATT, MICHAEL, ABBOTT | I | PRESIDENT | C | Control |
| GOLDBLATT, MICHAEL, ABBOTT | I | PRESIDENT | C | Control |
| GOLDBLATT, MICHAEL, ABBOTT | I | PRESIDENT | C | Control |
| GOLDBLATT, MICHAEL, ABBOTT | I | PRESIDENT | C | Control |
| GOLDBLATT, MICHAEL, ABBOTT | I | PRESIDENT | C | Control |
| GOLDBLATT, MICHAEL, ABBOTT | I | PRESIDENT | C | Control |
| GOLDBLATT, MICHAEL, ABBOTT | I | PRESIDENT | C | Control |
| GOLDBLATT, MICHAEL, ABBOTT | I | PRESIDENT | C | Control |
| KANTER, BARBARA, JEAN | I | SECRETARY/CHIEF COMPLIANCE OFFICER | C | Control |
| KANTER, ERIC, NORMAN | I | VICE PRESIDENT | C | Control |
| SAWYER, ANDREW, DRAKE | I | VICE PRESIDENT, SECRETARY | C | Control |
| SAWYER, ANDREW, DRAKE | I | VICE PRESIDENT, SECRETARY | C | Control |
| SAWYER, ANDREW, DRAKE | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | C | Control |
| SAWYER, ANDREW, DRAKE | I | VICE PRESIDENT, SECRETARY | C | Control |
| SAWYER, ANDREW, DRAKE | I | VICE PRESIDENT, SECRETARY | C | Control |
| SAWYER, ANDREW, DRAKE | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | C | Control |
| SAWYER, ANDREW, DRAKE | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | C | Control |
| SAWYER, ANDREW, DRAKE | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | C | Control |
| SAWYER, ANDREW, DRAKE | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | C | Control |
| SAWYER, ANDREW, DRAKE | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | C | Control |
| SAWYER, ANDREW, DRAKE | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | C | Control |
| SAWYER, ANDREW, DRAKE | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | C | Control |
| SAWYER, ANDREW, DRAKE | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | C | Control |
| SAWYER, ANDREW, DRAKE | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | C | Control |
| SAWYER, ANDREW, DRAKE | I | CHIEF COMPLIANCE OFFICER / VICE PRESIDENT | C | Control |
| GOLDBLATT, MICHAEL, ABBOTT | I | SHAREOWNER | B | Control |
| GOLDBLATT, MICHAEL, ABBOTT | I | SHAREOWNER | B | Control |
| GOLDBLATT, MICHAEL, ABBOTT | I | SHAREOWNER | B | Control |
| GOLDBLATT, MICHAEL, ABBOTT | I | SHAREOWNER | B | Control |
| GOLDBLATT, MICHAEL, ABBOTT | I | SHAREOWNER | B | Control |
| GOLDBLATT, MICHAEL, ABBOTT | I | SHAREOWNER | B | Control |
| GOLDBLATT, MICHAEL, ABBOTT | I | SHAREOWNER | B | Control |
| GOLDBLATT, MICHAEL, ABBOTT | I | SHAREOWNER | B | Control |
| GOLDBLATT, MICHAEL, ABBOTT | I | SHAREOWNER | B | Control |
| GOLDBLATT, MICHAEL, ABBOTT | I | SHAREOWNER | B | Control |
| GOLDBLATT, MICHAEL, ABBOTT | I | SHAREOWNER | B | Control |
| GOLDBLATT, MICHAEL, ABBOTT | I | SHAREOWNER | B | Control |
| GOLDBLATT, MICHAEL, ABBOTT | I | SHAREOWNER | B | Control |
| GOLDBLATT, MICHAEL, ABBOTT | I | SHAREOWNER | B | Control |
| GOLDBLATT, MICHAEL, ABBOTT | I | SHAREOWNER | B | Control |
| KANTER, BARBARA, D | I | SECRETARY/CHIEF COMPLIANCE OFFICER | B | |
| KANTER, BARBARA, D | I | SECRETARY/CHIEF COMPLIANCE OFFICER | B | |
| KANTER, BARBARA, JEAN | I | SECRETARY/CHIEF COMPLIANCE OFFICER | B | Control |
| KANTER, BARBARA, JEAN | I | SECRETARY/CHIEF COMPLIANCE OFFICER | B | Control |
| KANTER, BARBARA, JEAN | I | SECRETARY/CHIEF COMPLIANCE OFFICER | B | Control |
| KANTER, BARBARA, JEAN | I | SECRETARY/CHIEF COMPLIANCE OFFICER | B | Control |
| KANTER, BARBARA, JEAN | I | SECRETARY/CHIEF COMPLIANCE OFFICER | B | Control |
| KANTER, BARBARA, JEAN | I | SECRETARY/CHIEF COMPLIANCE OFFICER | B | Control |
| KANTER, ERIC, NORMAN | I | VICE PRESIDENT | B | Control |
| KANTER, ERIC, NORMAN | I | VICE PRESIDENT | B | Control |
| KANTER, ERIC, NORMAN | I | VICE PRESIDENT | B | Control |
| KANTER, ERIC, NORMAN | I | VICE PRESIDENT | B | Control |
| KANTER, ERIC, NORMAN | I | VICE PRESIDENT | B | Control |
| KANTER, ERIC, NORMAN | I | VICE PRESIDENT | B | Control |
| KANTER, ERIC, NORMAN | I | VICE PRESIDENT | B | Control |
| KANTER, ERIC, NORMAN | I | VICE PRESIDENT | B | Control |
| Lindell, Denise, G | I | SHAREHOLDER | B | |
| Lindell, Denise, G | I | SHAREHOLDER | B | |
| Lindell, Denise, G | I | SHAREHOLDER | B | |
| Lindell, Denise, G | I | SHAREHOLDER | B | |
| KANTER, BARBARA, D | I | CHIEF COMPLIANCE OFFICER | A | |
| KANTER, BARBARA, D | I | CHIEF COMPLIANCE OFFICER | A | |
| KANTER, BARBARA, D | I | EMPLOYEE | A | |
| KANTER, BARBARA, D | I | CHIEF COMPLIANCE OFFICER | A | |
| KANTER, BARBARA, D | I | CHIEF COMPLIANCE OFFICER | A | |
| KANTER, BARBARA, D | I | SHAREOWNER | A | |
| KANTER, BARBARA, D | I | EMPLOYEE | A | |
| KANTER, BARBARA, D | I | SHAREOWNER | A | |
| KANTER, BARBARA, D | I | SHAREOWNER | A | |
| KANTER, BARBARA, D | I | SHAREOWNER | A | |
| KANTER, BARBARA, D | I | SHAREOWNER | A | |
| KANTER, BARBARA, D | I | SHAREOWNER | A | |
| KANTER, BARBARA, D | I | SHAREOWNER | A | |
| KANTER, BARBARA, D | I | SHAREOWNER | A | |
| KANTER, BARBARA, D | I | SHAREOWNER | A | |
| KANTER, ERIC, NORMAN | I | PORTFOLIO MANAGER | A | Control |
| KANTER, ERIC, NORMAN | I | PORTFOLIO MANAGER | A | Control |
| KANTER, ERIC, NORMAN | I | PORTFOLIO MANAGER | A | Control |
| KANTER, ERIC, NORMAN | I | PORTFOLIO MANAGER | A | Control |
| KANTER, ERIC, NORMAN | I | PORTFOLIO MANAGER | A | Control |
| KANTER, ERIC, NORMAN | I | SHAREOWNER | A | |
| KANTER, ERIC, NORMAN | I | PORTFOLIO MANAGER | A | Control |
| KANTER, ERIC, NORMAN | I | SHAREOWNER | A | |
| KANTER, ERIC, NORMAN | I | SHAREOWNER | A | |
| KANTER, ERIC, NORMAN | I | SHAREOWNER | A | |
| KANTER, ERIC, NORMAN | I | SHAREOWNER | A | |
| KANTER, ERIC, NORMAN | I | SHAREOWNER | A | |
| KANTER, ERIC, NORMAN | I | SHAREOWNER | A | |
| KANTER, ERIC, NORMAN | I | SHAREOWNER | A | |
| KANTER, ERIC, NORMAN | I | SHAREOWNER | A |
Registrations
Federal
IA
Dec 10, 2025 REGISTERED
Notice Filings (13)
CT FL MA ME MN NH NJ NY PA RI TX VA WA
Address
457 WEST MAIN STREETNORWICH, CT 06360
United States
Phone: 860-886-5108