VINING FINANCIAL SERVICES, INC.
Legal name: VINING FINANCIAL
CRD #126317 SEC #801-63117 MARIETTA, GA 770-971-9141
SEC Registered
Total AUM
$46.2M
Discretionary
$0
Employees
6
Clients
101
Accounts
289
Firm Details
- Organization Type
- Corporation
- State of Formation
- Georgia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 15, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| VINING, KAREN, CAMPBELL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| VINING, KAREN, CAMPBELL | I | PRESIDENT/CCO | E | Control |
| VINING, KAREN, CAMPBELL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| VINING, KAREN, CAMPBELL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| VINING, KAREN, CAMPBELL | I | PRESIDENT/CCO | E | Control |
| VINING, KAREN, CAMPBELL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| VINING, KAREN, CAMPBELL | I | PRESIDENT | E | Control |
| VINING, KAREN, CAMPBELL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| VINING, KAREN, CAMPBELL | I | PRESIDENT/CCO | E | Control |
| VINING, KAREN, CAMPBELL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| VINING, KAREN, CAMPBELL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| VINING, KAREN, CAMPBELL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| VINING, KAREN, CAMPBELL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| VINING, KAREN, CAMPBELL | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
May 15, 2012 REGISTERED
Notice Filings (2)
FL GA
Address
4994 LOWER ROSWELL ROADSUITE 4
MARIETTA, GA 30068
United States
Phone: 770-971-9141