RIA Intelligence

WATTERS FINANCIAL SERVICES, LLC

CRD #126339 SEC #801-119028 PARAMUS, NJ (201) 843-0044
SEC Registered
Total AUM
$178.1M
Discretionary
$90.7M
Employees
3
Clients
1
Accounts
416

Firm Details

Organization Type
Limited Liability Company
State of Formation
New Jersey
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Feb 27, 2024
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
WATTERS, TIMOTHY, JOHNIOWNER/CHIEF COMPLIANCE OFFICERE Control
WATTERS, TIMOTHY, JOHNIOWNER/CHIEF COMPLIANCE OFFICERE Control
WATTERS, TIMOTHY, JOHNIOWNER/CHIEF COMPLIANCE OFFICERE Control
WATTERS, TIMOTHY, JOHNISOLE MEMBER OF LLC/CHIEF COMPLIANCE OFFICERE Control
WATTERS, TIMOTHY, JOHNIOWNER/CHIEF COMPLIANCE OFFICERE Control
WATTERS, TIMOTHY, JOHNIOWNERE Control
WATTERS, TIMOTHY, JOHNIOWNER/CHIEF COMPLIANCE OFFICERE Control
WATTERS, MAURA, ELIZABETHIMEMBER OF LLCD Control
WATTERS, MAURA, ELIZABETHIMEMBER OF LLCD Control
WATTERS, MAURA, ELIZABETHIMEMBER OF LLCD Control
WATTERS, MAURA, ELIZABETHIMEMBER OF LLCD Control
WATTERS, MAURA, ELIZABETHIMEMBER OF LLCD Control
WATTERS, MAURA, ELIZABETHIMEMBER OF LLCD Control
WATTERS, MAURA, ELIZABETHIMEMBER OF LLCD Control
WATTERS, MAURA, ELIZABETHIMEMBER OF LLCD Control
WATTERS, MAURA, ELIZABETHIMEMBER OF LLCD Control
WATTERS, MAURA, ELIZABETHIMEMBER OF LLCD Control
WATTERS, TIMOTHY, JOHNIMEMBER OF LLC/CHIEF COMPLIANCE OFFICERD Control
WATTERS, TIMOTHY, JOHNIMEMBER OF LLC/CHIEF COMPLIANCE OFFICERD Control
WATTERS, TIMOTHY, JOHNIMEMBER OF LLC/CHIEF COMPLIANCE OFFICERD Control
WATTERS, TIMOTHY, JOHNIMEMBER OF LLC/CHIEF COMPLIANCE OFFICERD Control
WATTERS, TIMOTHY, JOHNIMEMBER OF LLC/CHIEF COMPLIANCE OFFICERD Control
WATTERS, TIMOTHY, JOHNIMEMBER OF LLC/CHIEF COMPLIANCE OFFICERD Control
WATTERS, TIMOTHY, JOHNIMEMBER OF LLC/CHIEF COMPLIANCE OFFICERD Control
WATTERS, TIMOTHY, JOHNIMEMBER OF LLC/CHIEF COMPLIANCE OFFICERD Control
WATTERS, TIMOTHY, JOHNIMEMBER OF LLC/CHIEF COMPLIANCE OFFICERD Control
WATTERS, TIMOTHY, JOHNIMEMBER OF LLC/CHIEF COMPLIANCE OFFICERD Control
WATTERS, TIMOTHY, JOHNIMEMBER OF LLC/CHIEF COMPLIANCE OFFICERD Control
WATTERS, TIMOTHY, JOHNIMEMBER OF LLC/CHIEF COMPLIANCE OFFICERD Control
WATTERS, TIMOTHY, JOHNIMEMBER OF LLC/CHIEF COMPLIANCE OFFICERD Control
WATTERS, TIMOTHY, JOHNIMEMBER OF LLC/CHIEF COMPLIANCE OFFICERD Control
WATTERS, TIMOTHY, JOHNIMEMBER OF LLC/CHIEF COMPLIANCE OFFICERD Control
WATTERS, TIMOTHY, JOHNIMEMBER OF LLC/CHIEF COMPLIANCE OFFICERD Control
WATTERS, TIMOTHY, JOHNIMEMBER OF LLC/CHIEF COMPLIANCE OFFICERD Control
WATTERS, TIMOTHY, JOHNIMEMBER OF LLC/CHIEF COMPLIANCE OFFICERD Control
WATTERS, TIMOTHY, JOHNIMEMBER AND CHIEF COMPLIANCE OFFICERD Control
WATTERS, TIMOTHY, JOHNIMEMBER AND CHIEF COMPLIANCE OFFICERD Control
WATTERS, TIMOTHY, JOHNIMEMBER AND CHIEF COMPLIANCE OFFICERD Control
WATTERS, COLIN, RUSSELLIMEMBER OF LLCC Control
WATTERS, COLIN, RUSSELLIMEMBER OF LLCC Control
WATTERS, COLIN, RUSSELLIMEMBER OF LLCC Control
WATTERS, COLIN, RUSSELLIMEMBER OF LLCC Control
WATTERS, COLIN, RUSSELLIMEMBER OF LLCC Control
WATTERS, COLIN, RUSSELLIMEMBER OF LLCC Control
WATTERS, COLIN, RUSSELLIMEMBER OF LLCC Control
WATTERS, COLIN, RUSSELLIMEMBER OF LLCC Control
WATTERS, COLIN, RUSSELLIOWNER AND CLIENT ADVISORC Control
WATTERS, COLIN, RUSSELLIOWNER AND CLIENT ADVISORC Control
WATTERS, COLIN, RUSSELLIOWNER AND CLIENT ADVISORC Control

Registrations

Federal

IA
Feb 27, 2024 REGISTERED

Notice Filings (9)

CA CT FL MA NC NH NJ NY TX

Address

16 ARCADIAN AVENUE
SUITE C4
PARAMUS, NJ 07652-1291
United States
Phone: (201) 843-0044