WATTERS FINANCIAL SERVICES, LLC
CRD #126339 SEC #801-119028 PARAMUS, NJ (201) 843-0044
SEC Registered
Total AUM
$178.1M
Discretionary
$90.7M
Employees
3
Clients
1
Accounts
416
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New Jersey
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 27, 2024
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WATTERS, TIMOTHY, JOHN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| WATTERS, TIMOTHY, JOHN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| WATTERS, TIMOTHY, JOHN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| WATTERS, TIMOTHY, JOHN | I | SOLE MEMBER OF LLC/CHIEF COMPLIANCE OFFICER | E | Control |
| WATTERS, TIMOTHY, JOHN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| WATTERS, TIMOTHY, JOHN | I | OWNER | E | Control |
| WATTERS, TIMOTHY, JOHN | I | OWNER/CHIEF COMPLIANCE OFFICER | E | Control |
| WATTERS, MAURA, ELIZABETH | I | MEMBER OF LLC | D | Control |
| WATTERS, MAURA, ELIZABETH | I | MEMBER OF LLC | D | Control |
| WATTERS, MAURA, ELIZABETH | I | MEMBER OF LLC | D | Control |
| WATTERS, MAURA, ELIZABETH | I | MEMBER OF LLC | D | Control |
| WATTERS, MAURA, ELIZABETH | I | MEMBER OF LLC | D | Control |
| WATTERS, MAURA, ELIZABETH | I | MEMBER OF LLC | D | Control |
| WATTERS, MAURA, ELIZABETH | I | MEMBER OF LLC | D | Control |
| WATTERS, MAURA, ELIZABETH | I | MEMBER OF LLC | D | Control |
| WATTERS, MAURA, ELIZABETH | I | MEMBER OF LLC | D | Control |
| WATTERS, MAURA, ELIZABETH | I | MEMBER OF LLC | D | Control |
| WATTERS, TIMOTHY, JOHN | I | MEMBER OF LLC/CHIEF COMPLIANCE OFFICER | D | Control |
| WATTERS, TIMOTHY, JOHN | I | MEMBER OF LLC/CHIEF COMPLIANCE OFFICER | D | Control |
| WATTERS, TIMOTHY, JOHN | I | MEMBER OF LLC/CHIEF COMPLIANCE OFFICER | D | Control |
| WATTERS, TIMOTHY, JOHN | I | MEMBER OF LLC/CHIEF COMPLIANCE OFFICER | D | Control |
| WATTERS, TIMOTHY, JOHN | I | MEMBER OF LLC/CHIEF COMPLIANCE OFFICER | D | Control |
| WATTERS, TIMOTHY, JOHN | I | MEMBER OF LLC/CHIEF COMPLIANCE OFFICER | D | Control |
| WATTERS, TIMOTHY, JOHN | I | MEMBER OF LLC/CHIEF COMPLIANCE OFFICER | D | Control |
| WATTERS, TIMOTHY, JOHN | I | MEMBER OF LLC/CHIEF COMPLIANCE OFFICER | D | Control |
| WATTERS, TIMOTHY, JOHN | I | MEMBER OF LLC/CHIEF COMPLIANCE OFFICER | D | Control |
| WATTERS, TIMOTHY, JOHN | I | MEMBER OF LLC/CHIEF COMPLIANCE OFFICER | D | Control |
| WATTERS, TIMOTHY, JOHN | I | MEMBER OF LLC/CHIEF COMPLIANCE OFFICER | D | Control |
| WATTERS, TIMOTHY, JOHN | I | MEMBER OF LLC/CHIEF COMPLIANCE OFFICER | D | Control |
| WATTERS, TIMOTHY, JOHN | I | MEMBER OF LLC/CHIEF COMPLIANCE OFFICER | D | Control |
| WATTERS, TIMOTHY, JOHN | I | MEMBER OF LLC/CHIEF COMPLIANCE OFFICER | D | Control |
| WATTERS, TIMOTHY, JOHN | I | MEMBER OF LLC/CHIEF COMPLIANCE OFFICER | D | Control |
| WATTERS, TIMOTHY, JOHN | I | MEMBER OF LLC/CHIEF COMPLIANCE OFFICER | D | Control |
| WATTERS, TIMOTHY, JOHN | I | MEMBER OF LLC/CHIEF COMPLIANCE OFFICER | D | Control |
| WATTERS, TIMOTHY, JOHN | I | MEMBER OF LLC/CHIEF COMPLIANCE OFFICER | D | Control |
| WATTERS, TIMOTHY, JOHN | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| WATTERS, TIMOTHY, JOHN | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| WATTERS, TIMOTHY, JOHN | I | MEMBER AND CHIEF COMPLIANCE OFFICER | D | Control |
| WATTERS, COLIN, RUSSELL | I | MEMBER OF LLC | C | Control |
| WATTERS, COLIN, RUSSELL | I | MEMBER OF LLC | C | Control |
| WATTERS, COLIN, RUSSELL | I | MEMBER OF LLC | C | Control |
| WATTERS, COLIN, RUSSELL | I | MEMBER OF LLC | C | Control |
| WATTERS, COLIN, RUSSELL | I | MEMBER OF LLC | C | Control |
| WATTERS, COLIN, RUSSELL | I | MEMBER OF LLC | C | Control |
| WATTERS, COLIN, RUSSELL | I | MEMBER OF LLC | C | Control |
| WATTERS, COLIN, RUSSELL | I | MEMBER OF LLC | C | Control |
| WATTERS, COLIN, RUSSELL | I | OWNER AND CLIENT ADVISOR | C | Control |
| WATTERS, COLIN, RUSSELL | I | OWNER AND CLIENT ADVISOR | C | Control |
| WATTERS, COLIN, RUSSELL | I | OWNER AND CLIENT ADVISOR | C | Control |
Registrations
Federal
IA
Feb 27, 2024 REGISTERED
Notice Filings (9)
CA CT FL MA NC NH NJ NY TX
Address
16 ARCADIAN AVENUESUITE C4
PARAMUS, NJ 07652-1291
United States
Phone: (201) 843-0044