ARC INVESTMENT PLANNING & MANAGEMENT INC
CRD #126355 SEC #801-63012 LENOX, MA 413-637-2900
SEC Registered
Total AUM
$170.6M
Discretionary
$170.6M
Employees
6
Clients
0
Accounts
732
Firm Details
- Organization Type
- Corporation
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 7, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SEELEY, RICHARD, A. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SEELEY, RICHARD, A. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SEELEY, RICHARD, A. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SEELEY, RICHARD, A. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SEELEY, RICHARD, A. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SEELEY, RICHARD, A. | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| RICHTER, EDWARD, STUART | I | PRESIDENT | C | Control |
| RICHTER, EDWARD, STUART | I | PRESIDENT | C | Control |
| RICHTER, EDWARD, STUART | I | PRESIDENT | C | Control |
| RICHTER, EDWARD, STUART | I | PRESIDENT | C | Control |
| RICHTER, EDWARD, STUART | I | PRESIDENT | C | Control |
| RICHTER, EDWARD, STUART | I | PRESIDENT | C | Control |
| RICHTER, EDWARD, STUART | I | PRESIDENT | C | Control |
| RICHTER, EDWARD, STUART | I | PRESIDENT | C | Control |
| RICHTER, EDWARD, STUART | I | PRESIDENT | C | Control |
| RICHTER, EDWARD, STUART | I | PRESIDENT | C | Control |
| RICHTER, EDWARD, STUART | I | PRESIDENT | C | Control |
| RICHTER, EDWARD, STUART | I | PRESIDENT | C | Control |
| RICHTER, EDWARD, STUART | I | PRESIDENT | C | Control |
| RICHTER, EDWARD, STUART | I | PRESIDENT | C | Control |
| RICHTER, EDWARD, STUART | I | PRESIDENT | C | Control |
| RICHTER, EDWARD, STUART | I | PRESIDENT | C | Control |
| RICHTER, EDWARD, STUART | I | PRESIDENT | C | Control |
| RICHTER, EDWARD, STUART | I | PRESIDENT | C | Control |
| RICHTER, EDWARD, STUART | I | PRESIDENT | C | Control |
| RICHTER, EDWARD, STUART | I | PRESIDENT | C | Control |
| RICHTER, EDWARD, STUART | I | PRESIDENT | C | Control |
| RICHTER, EDWARD, STUART | I | PRESIDENT | C | Control |
| RICHTER, EDWARD, STUART | I | PRESIDENT | C | Control |
| RICHTER, EDWARD, STUART | I | PRESIDENT | C | Control |
| RICHTER, EDWARD, STUART | I | PRESIDENT | C | Control |
| SIEGEL, HARVEY | I | CEO | C | Control |
| SIEGEL, HARVEY | I | CEO | C | Control |
| SIEGEL, HARVEY | I | CEO | C | Control |
| SIEGEL, HARVEY | I | CEO | C | Control |
| SIEGEL, HARVEY | I | CEO | C | Control |
| SIEGEL, HARVEY | I | CEO | C | Control |
| SIEGEL, HARVEY | I | CEO | C | Control |
| SIEGEL, HARVEY | I | CEO | C | Control |
| SIEGEL, HARVEY | I | CEO | C | Control |
| SIEGEL, HARVEY | I | CEO | C | Control |
| SIEGEL, HARVEY | I | CEO | C | Control |
| SIEGEL, HARVEY | I | CEO | C | Control |
| SIEGEL, HARVEY | I | CEO | C | Control |
| SIEGEL, HARVEY | I | CEO | C | Control |
| SIEGEL, HARVEY | I | CEO | C | Control |
| SIEGEL, HARVEY | I | CEO | C | Control |
| SIEGEL, HARVEY | I | CEO | C | Control |
| SIEGEL, HARVEY | I | CEO & CHIEF COMPLIANCE OFFICER | C | Control |
| SIEGEL, HARVEY | I | CEO | C | Control |
| SIEGEL, HARVEY | I | CEO & CHIEF COMPLIANCE OFFICER | C | Control |
| SIEGEL, HARVEY | I | CEO & CHIEF COMPLIANCE OFFICER | C | Control |
| SIEGEL, HARVEY | I | CEO | C | Control |
| SIEGEL, HARVEY | I | CEO & CHIEF COMPLIANCE OFFICER | C | Control |
| SIEGEL, HARVEY | I | CEO & CHIEF COMPLIANCE OFFICER | C | Control |
| SIEGEL, HARVEY | I | CEO & CHIEF COMPLIANCE OFFICER | C | Control |
| WESSON, BARRY, MARTIN | I | CORP. SECRETARY-CCO | B | Control |
| WESSON, BARRY, MARTIN | I | CORP. SECRETARY-CHIEF COMPLIANCE OFFICER | B | Control |
| WESSON, BARRY, MARTIN | I | CORP. SECRETARY-CHIEF COMPLIANCE OFFICER | B | Control |
| WESSON, BARRY, MARTIN | I | CORP. SECRETARY-CHIEF COMPLIANCE OFFICER | B | Control |
| WESSON, BARRY, MARTIN | I | CORP. SECRETARY-CCO | B | Control |
| WESSON, BARRY, MARTIN | I | CORP. SECRETARY-CHIEF COMPLIANCE OFFICER | B | Control |
| WESSON, BARRY, MARTIN | I | CORP. SECRETARY-CHIEF COMPLIANCE OFFICER | B | Control |
| WESSON, BARRY, MARTIN | I | CORP. SECRETARY-CHIEF COMPLIANCE OFFICER | B | Control |
| WESSON, BARRY, MARTIN | I | CORP. SECRETARY | B | Control |
| WESSON, BARRY, MARTIN | I | CORP. SECRETARY-CHIEF COMPLIANCE OFFICER | B | Control |
| WESSON, BARRY, MARTIN | I | CORP. SECRETARY-CHIEF COMPLIANCE OFFICER | B | Control |
| WESSON, BARRY, MARTIN | I | CORP. SECRETARY-CHIEF COMPLIANCE OFFICER | B | Control |
| WESSON, BARRY, MARTIN | I | CORP. SECRETARY-CCO | B | Control |
| WESSON, BARRY, MARTIN | I | CORP. SECRETARY | B | Control |
| WESSON, BARRY, MARTIN | I | CORP. SECRETARY-CHIEF COMPLIANCE OFFICER | B | Control |
| WESSON, BARRY, MARTIN | I | CORP. SECRETARY-CHIEF COMPLIANCE OFFICER | B | Control |
| WESSON, BARRY, MARTIN | I | CORP. SECRETARY-CHIEF COMPLIANCE OFFICER | B | Control |
| WESSON, BARRY, MARTIN | I | CORP. SECRETARY | B | Control |
| WESSON, BARRY, MARTIN | I | CORP. SECRETARY-CHIEF COMPLIANCE OFFICER | B | Control |
| WESSON, BARRY, MARTIN | I | CORP. SECRETARY | B | Control |
| WESSON, BARRY, MARTIN | I | CORP. SECRETARY | B | Control |
| WESSON, BARRY, MARTIN | I | CORP. SECRETARY-CHIEF COMPLIANCE OFFICER | B | Control |
| WESSON, BARRY, MARTIN | I | CORP. SECRETARY | B | Control |
| WESSON, BARRY, MARTIN | I | CORP. SECRETARY | B | Control |
| WESSON, BARRY, MARTIN | I | CORP. SECRETARY | B | Control |
Registrations
Federal
IA
Jun 7, 2016 REGISTERED
Notice Filings (9)
DC FL LA MA NH NJ NY TX VT
Address
5 WALKER STEETLENOX, MA 01240-2723
United States
Phone: 413-637-2900