AJF CAPITAL MANAGEMENT, INC.

CRD #126414 SEC #801-94167 NEW YORK, NY 212-779-0789

SEC Registered

Total AUM

$178.5M

Discretionary

$178.5M

Employees

Clients

Accounts

540

Firm Details

Organization Type: Corporation
State of Formation: New York
Fiscal Year End: SEPTEMBER
Registration Date: --
Latest Filing: Nov 14, 2025
Branch Offices: 1

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BRENNAN, STEVEN, JAMES	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
BRENNAN, STEVEN, JAMES	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
BRENNAN, STEVEN, JAMES	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
BRENNAN, STEVEN, JAMES	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
BRENNAN, STEVEN, JAMES	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	NA	Control
CHIOU, CHRISTOPHER, XAVIER	I	CHIRSTOPHER CHIOU	NA	Control
CHIOU, CHRISTOPHER, XAVIER	I	CHIEF INVESTMENT OFFICER	NA	Control
RYAN, MICHAEL, J	I	CCO	NA	Control
RYAN, MICHAEL, J	I	CCO	NA	Control
RYAN, MICHAEL, J	I	CCO	NA	Control
RYAN, MICHAEL, J	I	CCO	NA	Control
RYAN, MICHAEL, J	I	CCO	NA	Control
RYAN, MICHAEL, J	I	CCO	NA	Control
RYAN, MICHAEL, J	I	CCO	NA	Control
RYAN, MICHAEL, J	I	CCO	NA	Control
RYAN, MICHAEL, J	I	CCO	NA	Control
RYAN, MICHAEL, J	I	CCO	NA	Control
RYAN, MICHAEL, J	I	CCO	NA	Control
RYAN, MICHAEL, J	I	CCO	NA	Control
RYAN, MICHAEL, J	I	CCO	NA	Control
RYAN, MICHAEL, J	I	CCO	NA	Control
RYAN, MICHAEL, J	I	CCO	NA	Control
RYAN, MICHAEL, J	I	CCO	NA	Control
RYAN, MICHAEL, J	I	CCO	NA	Control
RYAN, MICHAEL, J	I	CCO	NA	Control
RYAN, MICHAEL, J	I	CCO	NA	Control
RYAN, MICHAEL, J	I	CCO	NA	Control
RYAN, MICHAEL, J	I	CCO	NA	Control
RYAN, MICHAEL, J	I	CCO	NA	Control
Romano, John, Ralph	I	CHIEF INVESTMENT OFFICER	NA
Romano, John, Ralph	I	CHIEF INVESTMENT OFFICER	NA
Romano, John, Ralph	I	CHIEF INVESTMENT OFFICER	NA
Romano, John, Ralph	I	CHIEF INVESTMENT OFFICER	NA
Romano, John, Ralph	I	CHIEF INVESTMENT OFFICER	NA
FRIEDMAN, ANDREW, JON	I	PRES. & CCO	E	Control
FRIEDMAN, ANDREW, JON	I	PRES	E	Control
FRIEDMAN, ANDREW, JON	I	PRES	E	Control
FRIEDMAN, ANDREW, JON	I	PRES	E	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	E	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	E	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	E	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	E	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	E	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	E	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	E	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	E	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	E	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	E	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	E	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	E	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	E	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	E	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	E	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	E	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	E	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	E	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	E	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	E	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	E	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	E	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	E	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	E	Control
FRIEDMAN, ANDREW, JON	I	PRESIDENT	D	Control
FRIEDMAN, ANDREW, JON	I	PRESIDENT	C	Control
FRIEDMAN, ANDREW, JON	I	PRESIDENT	C	Control
FRIEDMAN, ANDREW, JON	I	PRESIDENT	C	Control
FRIEDMAN, ANDREW, JON	I	PRESIDENT	C	Control
FRIEDMAN, ANDREW, JON	I	PRESIDENT	C	Control
FRIEDMAN, ANDREW, JON	I	PRESIDENT	C	Control
FRIEDMAN, ANDREW, JON	I	PRESIDENT	C	Control
FRIEDMAN, ANDREW, JON	I	PRESIDENT	C	Control
FRIEDMAN, ANDREW, JON	I	PRESIDENT	C	Control
FRIEDMAN, ANDREW, JON	I	PRESIDENT	C	Control
FRIEDMAN, ANDREW, JON	I	PRESIDENT	C	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	C	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	C	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	C	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	C	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	C	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	C	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	C	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	C	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	C	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	C	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	C	Control
ROSS-FRIEDMAN, LORETTA, NO MIDDLE NAME	I	OWNER	C	Control
BRENNAN, STEVEN, JAMES	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	B	Control
BRENNAN, STEVEN, JAMES	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	B	Control
BRENNAN, STEVEN, JAMES	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	B	Control
BRENNAN, STEVEN, JAMES	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	B	Control
BRENNAN, STEVEN, JAMES	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	B	Control
BRENNAN, STEVEN, JAMES	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	B	Control
BRENNAN, STEVEN, JAMES	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	B	Control
BRENNAN, STEVEN, JAMES	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	B	Control
Romano, John, Ralph	I	CHIEF INVESTMENT OFFICER	B
Romano, John, Ralph	I	CHIEF INVESTMENT OFFICER	B
Romano, John, Ralph	I	CHIEF INVESTMENT OFFICER	B
Romano, John, Ralph	I	CHIEF INVESTMENT OFFICER	B
Romano, John, Ralph	I	CHIEF INVESTMENT OFFICER	B
Romano, John, Ralph	I	CHIEF INVESTMENT OFFICER	B
Romano, John, Ralph	I	CHIEF INVESTMENT OFFICER	B
Romano, John, Ralph	I	CHIEF INVESTMENT OFFICER	B
BRENNAN, STEVEN, JAMES	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	A	Control
BRENNAN, STEVEN, JAMES	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	A	Control
BRENNAN, STEVEN, JAMES	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	A	Control
BRENNAN, STEVEN, JAMES	I	CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER	A	Control
FRIEDMAN, ANDREW, JON	I	PRES	A	Control
FRIEDMAN, ANDREW, JON	I	PRES	A	Control
FRIEDMAN, ANDREW, JON	I	PRES	A	Control
FRIEDMAN, ANDREW, JON	I	PRES	A	Control
FRIEDMAN, ANDREW, JON	I	PRES	A	Control
FRIEDMAN, ANDREW, JON	I	PRES	A	Control
FRIEDMAN, ANDREW, JON	I	PRES	A	Control
FRIEDMAN, ANDREW, JON	I	PRES	A	Control
FRIEDMAN, ANDREW, JON	I	PRES	A	Control
FRIEDMAN, ANDREW, JON	I	PRES	A	Control
FRIEDMAN, ANDREW, JON	I	PRES	A	Control
FRIEDMAN, ANDREW, JON	I	PRESIDENT	A	Control
FRIEDMAN, ANDREW, JON	I	PRESIDENT	A	Control
FRIEDMAN, ANDREW, JON	I	PRESIDENT	A	Control
FRIEDMAN, ANDREW, JON	I	PRESIDENT	A	Control
FRIEDMAN, ANDREW, JON	I	PRESIDENT	A	Control
FRIEDMAN, ANDREW, JON	I	PRESIDENT	A	Control
FRIEDMAN, ANDREW, JON	I	PRESIDENT	A	Control
FRIEDMAN, ANDREW, JON	I	PRESIDENT	A	Control
FRIEDMAN, ANDREW, JON	I	PRESIDENT	A	Control
FRIEDMAN, ANDREW, JON	I	PRESIDENT	A	Control
FRIEDMAN, ANDREW, JON	I	PRESIDENT	A	Control
FRIEDMAN, ANDREW, JON	I	PRESIDENT	A	Control
FRIEDMAN, ANDREW, JON	I	PRESIDENT	A	Control
Romano, John, Ralph	I	CHIEF INVESTMENT OFFICER	A
Romano, John, Ralph	I	CHIEF INVESTMENT OFFICER	A
Romano, John, Ralph	I	CHIEF INVESTMENT OFFICER	A
Romano, John, Ralph	I	CHIEF INVESTMENT OFFICER	A

Registrations

Federal

Nov 14, 2025 REGISTERED

Notice Filings (7)

CA CT FL LA NJ NY TX

Address

211 EAST 43RD ST.
SUITE 2004
NEW YORK, NY 10017
United States

Phone: 212-779-0789