CAPSTONE FINANCIAL SOLUTIONS, LLC
CRD #126451 SEC #801-62065 HOUSTON, TX 713-260-9000
SEC Registered
Total AUM
$437.6M
Discretionary
$437.6M
Employees
6
Clients
0
Accounts
954
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Texas
- Fiscal Year End
- SEPTEMBER
- Registration Date
- --
- Latest Filing
- Mar 2, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CODY, CLAUDE, CARR | I | DIRECTOR/SR. VICE PRESIDENT | NA | |
| CODY, CLAUDE, CARR | I | DIRECTOR/SR. VICE PRESIDENT | NA | |
| CODY, CLAUDE, CARR | I | DIRECTOR/SR. VICE PRESIDENT | NA | |
| CODY, CLAUDE, CARR | I | DIRECTOR/SR. VICE PRESIDENT | NA | |
| CODY, CLAUDE, CARR | I | DIRECTOR/SR. VICE PRESIDENT | NA | |
| CODY, MELVILLE, LOCKETT | I | DIRECTOR/SR. VICE PRESENT | NA | |
| CODY, MELVILLE, LOCKETT | I | DIRECTOR/SR. VICE PRESENT | NA | |
| CODY, MELVILLE, LOCKETT | I | DIRECTOR/SR. VICE PRESENT | NA | |
| CODY, MELVILLE, LOCKETT | I | DIRECTOR/SR. VICE PRESENT | NA | |
| CODY, MELVILLE, LOCKETT | I | DIRECTOR/SR. VICE PRESENT | NA | |
| EASTLAKE, W, TOD | I | CFO/VICE PRESIDENT/TREASURER | NA | Control |
| EASTLAKE, W, TOD | I | CFO/VICE PRESIDENT/TREASURER | NA | Control |
| EASTLAKE, W, TOD | I | CFO/VICE PRESIDENT/TREASURER | NA | Control |
| GARBODEN, PATRICK, NEIL | I | VICE PRESIDENT/MEMBER | NA | |
| GARBODEN, PATRICK, NEIL | I | VICE PRESIDENT | NA | |
| GARBODEN, PATRICK, NEIL | I | PRINCIPAL/SENIOR VICE PRESIDENT | NA | Control |
| GARBODEN, PATRICK, NEIL | I | PRINCIPAL/SENIOR VICE PRESIDENT | NA | Control |
| GARBODEN, PATRICK, NEIL | I | PRINCIPAL/SENIOR VICE PRESIDENT | NA | Control |
| GARBODEN, PATRICK, NEIL | I | PRINCIPAL/SR. VICE PRESIDENT/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARBODEN, PATRICK, NEIL | I | VICE PRESIDENT | NA | |
| GARBODEN, PATRICK, NEIL | I | PRINCIPAL/SR. VICE PRESIDENT/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARBODEN, PATRICK, NEIL | I | PRINCIPAL/SR. VICE PRESIDENT/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARBODEN, PATRICK, NEIL | I | PRINCIPAL/SR. VICE PRESIDENT/CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NA | Control |
| GARBODEN, PATRICK, NEIL | I | PRINCIPAL/SENIOR VICE PRESIDENT | NA | Control |
| GARBODEN, PATRICK, NEIL | I | PRINCIPAL/SENIOR VICE PRESIDENT | NA | Control |
| HEBDEN, FREDERICK, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEBDEN, FREDERICK, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEBDEN, FREDERICK, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEBDEN, FREDERICK, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEBDEN, FREDERICK, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEBDEN, FREDERICK, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEBDEN, FREDERICK, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEBDEN, FREDERICK, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HEBDEN, FREDERICK, KENNETH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| HOMER, CARLA, DIANE | I | TREASURER/CFO/MEMBER | NA | |
| HOMER, CARLA, DIANE | I | TREASURER/CFO | NA | |
| HOMER, CARLA, DIANE | I | TREASURER/CFO | NA | |
| HOMER, CARLA, DIANE | I | TREASURER | NA | |
| HOMER, CARLA, DIANE | I | TREASURER | NA | |
| HOMER, CARLA, DIANE | I | TREASURER/CFO | NA | |
| HOMER, CARLA, DIANE | I | TREASURER | NA | |
| HOMER, CARLA, DIANE | I | TREASURER | NA | |
| JAROSKI, EDWARD, LEONARD | I | PRESIDENT/CEO/MEMBER | NA | Control |
| JAROSKI, EDWARD, LEONARD | I | PRESIDENT/CEO | NA | Control |
| JAROSKI, EDWARD, LEONARD | I | PRESIDENT/CEO | NA | Control |
| JAROSKI, EDWARD, LEONARD | I | PRESIDENT/CEO/CHAIRMAN | NA | Control |
| JAROSKI, EDWARD, LEONARD | I | PRESIDENT/CEO/CHAIRMAN | NA | Control |
| JAROSKI, EDWARD, LEONARD | I | PRESIDENT/CEO/CHAIRMAN | NA | Control |
| JAROSKI, EDWARD, LEONARD | I | PRESIDENT/CEO/CHAIRMAN | NA | Control |
| JAROSKI, EDWARD, LEONARD | I | PRESIDENT/CEO/CHAIRMAN | NA | Control |
| JOHNS, DONALD, PAUL | I | CFO/VICE PRESIDENT/TREASURER | NA | Control |
| JOHNS, DONALD, PAUL | I | CFO/VICE PRESIDENT/TREASURER | NA | Control |
| JOHNS, DONALD, PAUL | I | CFO/VICE PRESIDENT/TREASURER | NA | Control |
| JOHNS, DONALD, PAUL | I | CFO/VICE PRESIDENT/TREASURER | NA | Control |
| JOHNS, DONALD, PAUL | I | CFO/VICE PRESIDENT/TREASURER | NA | Control |
| JOHNS, DONALD, PAUL | I | CFO/VICE PRESIDENT/TREASURER | NA | Control |
| JOHNS, DONALD, PAUL | I | CFO/VICE PRESIDENT/TREASURER | NA | Control |
| JOHNS, DONALD, PAUL | I | CFO/VICE PRESIDENT/TREASURER | NA | Control |
| JOHNS, DONALD, PAUL | I | CFO/VICE PRESIDENT/TREASURER | NA | Control |
| JOHNS, DONALD, PAUL | I | CFO/VICE PRESIDENT/TREASURER | NA | Control |
| JOHNS, DONALD, PAUL | I | CFO/VICE PRESIDENT/TREASURER | NA | Control |
| JOHNS, DONALD, PAUL | I | CFO/VICE PRESIDENT/TREASURER | NA | Control |
| JOHNS, DONALD, PAUL | I | CFO/VICE PRESIDENT/TREASURER | NA | Control |
| JOHNS, DONALD, PAUL | I | CFO/VICE PRESIDENT/TREASURER | NA | Control |
| JOHNS, DONALD, PAUL | I | CFO/VICE PRESIDENT/TREASURER | NA | Control |
| KENNEDY, JOEL | I | CHIEF FINANCIAL OFFICER | NA | |
| KENNEDY, JOEL | I | CHIEF FINANCIAL OFFICER | NA | |
| KENNEDY, JOEL | I | CHIEF FINANCIAL OFFICER/ SR. VICE PRESIDENT | NA | |
| KENNEDY, JOEL | I | CHIEF FINANCIAL OFFICER/ SR. VICE PRESIDENT | NA | |
| NUNN, RICHARD, ANDREW | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/SECRETARY/MEMBER | NA | |
| NUNN, RICHARD, ANDREW | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/SECRETARY | NA | |
| NUNN, RICHARD, ANDREW | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/SECRETARY | NA | |
| NUNN, RICHARD, ANDREW | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/SECRETARY | NA | |
| NUNN, RICHARD, ANDREW | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/SECRETARY | NA | |
| NUNN, RICHARD, ANDREW | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/SECRETARY | NA | |
| NUNN, RICHARD, ANDREW | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| NUNN, RICHARD, ANDREW | I | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | NA | |
| SEVERSON, SHELLEY, ANNE | I | CHIEF OPERATING OFFICER/SR. VICE PRESIDENT | NA | |
| SEVERSON, SHELLEY, ANNE | I | CHIEF OPERATING OFFICER/SR. VICE PRESIDENT | NA | |
| WILLINGHAM, DOUGLAS, EUGENE | I | VICE PRESIDENT/MEMBER | NA | |
| WILLINGHAM, DOUGLAS, EUGENE | I | VICE PRESIDENT | NA | |
| WILLINGHAM, DOUGLAS, EUGENE | I | VICE PRESIDENT | NA | |
| WYNANT, SCOTT, HOWARD | I | SENIOR VICE PRESIDENT/MEMBER | NA | |
| WYNANT, SCOTT, HOWARD | I | SENIOR VICE PRESIDENT | NA | |
| WYNANT, SCOTT, HOWARD | I | SENIOR VICE PRESIDENT | NA | |
| WYNANT, SCOTT, HOWARD | I | DIRECTOR/SENIOR VICE PRESIDENT | NA | |
| WYNANT, SCOTT, HOWARD | I | DIRECTOR/EXECUTIVE VICE PRESIDENT | NA | |
| WYNANT, SCOTT, HOWARD | I | PRESIDENT | NA | Control |
| WYNANT, SCOTT, HOWARD | I | DIRECTOR/SENIOR VICE PRESIDENT | NA | |
| WYNANT, SCOTT, HOWARD | I | PRESIDENT | NA | Control |
| WYNANT, SCOTT, HOWARD | I | PRESIDENT | NA | Control |
| WYNANT, SCOTT, HOWARD | I | PRESIDENT | NA | Control |
| WYNANT, SCOTT, HOWARD | I | PRESIDENT | NA | Control |
| WYNANT, SCOTT, HOWARD | I | PRESIDENT | NA | Control |
| WYNANT, SCOTT, HOWARD | I | PRESIDENT | NA | Control |
| WYNANT, SCOTT, HOWARD | I | PRESIDENT | NA | Control |
| WYNANT, SCOTT, HOWARD | I | PRESIDENT | NA | Control |
| WYNANT, SCOTT, HOWARD | I | DIRECTOR/EXECUTIVE VICE PRESIDENT | NA | |
| WYNANT, SCOTT, HOWARD | I | DIRECTOR/EXECUTIVE VICE PRESIDENT | NA | |
| CAPSTONE FINANCIAL SERVICES, INC. | DE | OWNER/MANAGING MEMBER | E | Control |
| CAPSTONE FINANCIAL SERVICES, INC. | DE | OWNER/MANAGING MEMBER | E | Control |
| CAPSTONE FINANCIAL SERVICES, INC. | DE | OWNER/MANAGING MEMBER | E | Control |
| CAPSTONE FINANCIAL SERVICES, INC. | DE | OWNER/MANAGING MEMBER | E | Control |
| CAPSTONE FINANCIAL SERVICES, INC. | DE | OWNER/MANAGING MEMBER | E | Control |
| STEWARD FINANCIAL HOLDINGS, INC. | DE | OWNER | E | Control |
| STEWARD FINANCIAL HOLDINGS, INC. | DE | OWNER | E | Control |
| STEWARD FINANCIAL HOLDINGS, INC. | DE | OWNER | E | Control |
| STEWARD FINANCIAL HOLDINGS, INC. | DE | OWNER | E | Control |
| STEWARD FINANCIAL HOLDINGS, INC. | DE | OWNER | E | Control |
| STEWARD FINANCIAL HOLDINGS, INC. | DE | OWNER | E | Control |
| STEWARD FINANCIAL HOLDINGS, INC. | DE | OWNER | E | Control |
| STEWARD FINANCIAL HOLDINGS, INC. | DE | OWNER | E | Control |
| STEWARD FINANCIAL HOLDINGS, INC. | DE | OWNER | E | Control |
| STEWARD FINANCIAL HOLDINGS, INC. | DE | OWNER | E | Control |
| STEWARD FINANCIAL HOLDINGS, INC. | DE | OWNER | E | Control |
| STEWARD FINANCIAL HOLDINGS, INC. | DE | OWNER | E | Control |
| STEWARD FINANCIAL HOLDINGS, INC. | DE | OWNER | E | Control |
| STEWARD FINANCIAL HOLDINGS, INC. | DE | OWNER | E | Control |
| STEWARD FINANCIAL HOLDINGS, INC. | DE | OWNER | E | Control |
| STEWARD FINANCIAL HOLDINGS, INC. | DE | OWNER | E | Control |
| STEWARD FINANCIAL HOLDINGS, INC. | DE | OWNER | E | Control |
| STEWARD FINANCIAL HOLDINGS, INC. | DE | OWNER | E | Control |
| CAPSTONE FINANCIAL SERVICES, INC. | DE | OWNER/MANAGING MEMBER | D | Control |
| CAPSTONE FINANCIAL SERVICES, INC. | DE | OWNER/MANAGING MEMBER | D | Control |
| CAPSTONE FINANCIAL SERVICES, INC. | DE | OWNER | D | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ASSEMBLIES OF GOD FOUNDATION | DE | STEWARD FINANCIAL HOLDINGS, INC. | E | |
| ASSEMBLIES OF GOD FOUNDATION | DE | STEWARD FINANCIAL HOLDINGS, INC. | E | |
| ASSEMBLIES OF GOD FOUNDATION | DE | STEWARD FINANCIAL HOLDINGS, INC. | E | |
| ASSEMBLIES OF GOD FOUNDATION | DE | STEWARD FINANCIAL HOLDINGS, INC. | E | |
| ASSEMBLIES OF GOD FOUNDATION | DE | STEWARD FINANCIAL HOLDINGS, INC. | E | |
| ASSEMBLIES OF GOD FOUNDATION | DE | STEWARD FINANCIAL HOLDINGS, INC. | E | |
| ASSEMBLIES OF GOD FOUNDATION | DE | STEWARD FINANCIAL HOLDINGS, INC. | E | |
| ASSEMBLIES OF GOD FOUNDATION | DE | STEWARD FINANCIAL HOLDINGS, INC. | E | |
| ASSEMBLIES OF GOD FOUNDATION | DE | STEWARD FINANCIAL HOLDINGS, INC. | E | |
| ASSEMBLIES OF GOD FOUNDATION | DE | STEWARD FINANCIAL HOLDINGS, INC. | E | |
| ASSEMBLIES OF GOD FOUNDATION | DE | STEWARD FINANCIAL HOLDINGS, INC. | E | |
| ASSEMBLIES OF GOD FOUNDATION | DE | STEWARD FINANCIAL HOLDINGS, INC. | E | |
| ASSEMBLIES OF GOD FOUNDATION | DE | STEWARD FINANCIAL HOLDINGS, INC. | E | |
| ASSEMBLIES OF GOD FOUNDATION | DE | STEWARD FINANCIAL HOLDINGS, INC. | E | |
| ASSEMBLIES OF GOD FOUNDATION | DE | STEWARD FINANCIAL HOLDINGS, INC. | E | |
| ASSEMBLIES OF GOD FOUNDATION | DE | STEWARD FINANCIAL HOLDINGS, INC. | E | |
| ASSEMBLIES OF GOD FOUNDATION | DE | STEWARD FINANCIAL HOLDINGS, INC. | E | |
| ASSEMBLIES OF GOD FOUNDATION | DE | STEWARD FINANCIAL HOLDINGS, INC. | E | |
| JAROSKI, EDWARD, LEONARD | I | CAPSTONE FINANCIAL SERVICES, INC. | C | Control |
| JAROSKI, EDWARD, LEONARD | I | CAPSTONE FINANCIAL SERVICES, INC. | C | Control |
| JAROSKI, EDWARD, LEONARD | I | CAPSTONE FINANCIAL SERVICES, INC. | C | Control |
| JAROSKI, EDWARD, LEONARD | I | CAPSTONE FINANCIAL SERVICES, INC. | C | Control |
| JAROSKI, EDWARD, LEONARD | I | CAPSTONE FINANCIAL SERVICES, INC. | C | Control |
| JAROSKI, EDWARD, LEONARD | I | CAPSTONE FINANCIAL SERVICES, INC. | C | Control |
| JAROSKI, EDWARD, LEONARD | I | CAPSTONE FINANCIAL SERVICES, INC. | C | Control |
| JAROSKI, EDWARD, LEONARD | I | CAPSTONE FINANCIAL SERVICES, INC. | C | Control |
| STEWARD FINANCIAL HOLDINGS, INC. | DE | CAPSTONE FINANCIAL SERVICES, INC. | C | |
| STEWARD FINANCIAL HOLDINGS, INC. | DE | CAPSTONE FINANCIAL SERVICES, INC. | C | |
| WATSON, DAN, EDWARD | I | CAPSTONE FINANCIAL SERVICES, INC. | C | Control |
| WATSON, DAN, EDWARD | I | CAPSTONE FINANCIAL SERVICES, INC. | C | Control |
| WATSON, DAN, EDWARD | I | CAPSTONE FINANCIAL SERVICES, INC. | C | Control |
| WATSON, DAN, EDWARD | I | CAPSTONE FINANCIAL SERVICES, INC. | C | Control |
| WATSON, DAN, EDWARD | I | CAPSTONE FINANCIAL SERVICES, INC. | C | Control |
| WATSON, DAN, EDWARD | I | CAPSTONE FINANCIAL SERVICES, INC. | C | Control |
| WATSON, DAN, EDWARD | I | CAPSTONE FINANCIAL SERVICES, INC. | C | Control |
| WATSON, DAN, EDWARD | I | CAPSTONE FINANCIAL SERVICES, INC. | C | Control |
Registrations
Federal
IA
Mar 2, 2012 REGISTERED
Notice Filings (32)
AL AR AZ CA CO FL GA IL IN KS LA MD MI MN MO MS MT NC ND NE NJ NY OH OK OR PA SC TN TX VA WA WI
Address
3700 WEST SAM HOUSTON PARKWAY SOUTHSUITE 250
HOUSTON, TX 77042
United States
Phone: 713-260-9000