WEST END PARTNERS, LLC
Legal name: WESTEND ADVISORS
CRD #126455 SEC #801-62786 CHARLOTTE, NC 704-556-9300
SEC Registered
Total AUM
$42.5M
Discretionary
$42.5M
Employees
10
Clients
0
Accounts
68
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 1, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| JOHNSON, DAVID, BRUCE | I | PRESIDENT | NA | Control |
| JOHNSON, DAVID, BRUCE | I | PRESIDENT | NA | Control |
| JOHNSON, DAVID, BRUCE | I | PRESIDENT | NA | Control |
| MACKEY, JAMES, LEE | I | GENERAL COUNSEL | NA | Control |
| PHARR, ROBERT, LANSING | I | MANAGING DIRECTOR | NA | Control |
| PHARR, ROBERT, LANSING | I | MANAGING DIRECTOR | NA | Control |
| PHARR, ROBERT, LANSING | I | MANAGING DIRECTOR | NA | Control |
| SHERCK, SARAH, JANE | I | DIRECTOR OF COMPLIANCE | NA | Control |
| SHERCK, SARAH, JANE | I | DIRECTOR OF COMPLIANCE | NA | Control |
| SHERCK, SARAH, JANE | I | DIRECTOR OF COMPLIANCE | NA | Control |
| POWELLJOHNSON, INC. | DE | MANAGER | E | Control |
| POWELLJOHNSON, INC. | DE | MANAGER | E | Control |
| POWELLJOHNSON, INC. | DE | MANAGER | E | Control |
| BLACK, JOHN, DAVID | I | MANAGING PARTNER | B | |
| PHARR, ROBERT, LANSING | I | MANAGING PARTNER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| J.E. POWELL, LLC | DE | POWELLJOHNSON, INC. | E | Control |
| J.E. POWELL, LLC | DE | POWELLJOHNSON, INC. | E | Control |
| J.E. POWELL, LLC | DE | POWELLJOHNSON, INC. | E | Control |
Registrations
Federal
IA
Feb 1, 2005 REGISTERED
Notice Filings (8)
FL GA NC NJ SC TN VA WV
Address
4064 COLONY ROADSUITE 130
CHARLOTTE, NC 28211
USA
Phone: 704-556-9300