PROFESSIONAL PLANNING ADVISORS, LLC
Legal name: PROFESSIONAL PLANNING ADVISORS,LLC
CRD #126471 SEC #801-62413 ROSWELL, GA 770-998-8721
SEC Registered
Total AUM
$134.6M
Discretionary
$0
Employees
1
Clients
101
Accounts
637
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Georgia
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 30, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HESS, KARI, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| HESS, KARI, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| HESS, KARI, A | I | CHIEF COMPLIANCE OFFICER | NA | |
| HESS, KARI, ANN | I | OFFICE MANAGER | NA | |
| COSTA, CHARLES, JOSEPH | I | OWNER/PRESIDENT | E | Control |
| COSTA, CHARLES, JOSEPH | I | OWNER/PRESIDENT | E | Control |
| COSTA, CHARLES, JOSEPH | I | OWNER/PRESIDENT | E | Control |
| COSTA, CHARLES, JOSEPH | I | OWNER/PRESIDENT | E | Control |
| COSTA, CHARLES, JOSEPH | I | OWNER/PRESIDENT | E | Control |
| COSTA, CHARLES, JOSEPH | I | OWNER/PRESIDENT | E | Control |
| COSTA, CHARLES, JOSEPH | I | OWNER/PRESIDENT | E | Control |
| COSTA, CHARLES, JOSEPH | I | OWNER/PRESIDENT | E | Control |
| COSTA, CHARLES, JOSEPH | I | OWNER/PRESIDENT | E | Control |
| COSTA, CHARLES, JOSEPH | I | OWNER/PRESIDENT | E | Control |
| COSTA, CHARLES, JOSEPH | I | OWNER/PRESIDENT | E | Control |
| COSTA, CHARLES, JOSEPH | I | OWNER/PRESIDENT | E | Control |
| WATSON, RALPH, CORLEY | I | CHIEF COMPLIANCE OFFICER/ ADVISOR | B | |
| WATSON, RALPH, CORLEY | I | CHIEF COMPLIANCE OFFICER/ ADVISOR | B | |
| WATSON, RALPH, CORLEY | I | CHIEF COMPLIANCE OFFICER/ ADVISOR | B | |
| WATSON, RALPH, CORLEY | I | CHIEF COMPLIANCE OFFICER/ ADVISOR | B | |
| WATSON, RALPH, CORLEY | I | CHIEF COMPLIANCE OFFICER/ ADVISOR | B | |
| WATSON, RALPH, CORLEY | I | CHIEF COMPLIANCE OFFICER/ ADVISOR | B | |
| WATSON, RALPH, CORLEY | I | ADVISOR/ MINORITY OWNER | B | |
| WATSON, RALPH, CORLEY | I | CHIEF COMPLIANCE OFFICER/ ADVISOR | B | |
| WATSON, RALPH, CORLEY | I | CHIEF COMPLIANCE OFFICER/ ADVISOR | B |
Registrations
Federal
IA
Mar 30, 2012 REGISTERED
Notice Filings (15)
AL CA CO FL GA IL MD MO MS NC NY SC TN TX VA
Address
500 COLONIAL CENTER PARKWAYSUITE 600
ROSWELL, GA 30076
United States
Phone: 770-998-8721