DIX AND COMPANY, PC
CRD #126506 SEC #801-62057 TERRE HAUTE, IN 812-232-9800
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
0
Accounts
--
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 10, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| DIX, GERALD, L | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DIX, GERALD, L | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
| DIX, GERALD, L | I | PRESIDENT/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Oct 10, 2005 REGISTERED
Notice Filings (1)
IN
Address
1540 S 3RD STREET STE BTERRE HAUTE, IN 47802
USA
Phone: 812-232-9800