HEADSTREAM ADVISORS, L.L.C.
CRD #126550 SEC #801-65089 DALLAS, TX 214-378-6300
SEC Registered
Total AUM
$164.4M
Discretionary
$164.4M
Employees
5
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 31, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KINSER, SUSAN, WARD | I | CFO/ CHIEF COMPLIANCE OFFICER | NA | Control |
| KINSER, SUSAN, WARD | I | CFO/ CHIEF COMPLIANCE OFFICER | NA | Control |
| KINSER, SUSAN, WARD | I | CFO / CHIEF COMPLIANCE OFFICER | NA | Control |
| SMITH, JOSHUA, CABANNE | I | PORTFOLIO MANAGER | NA | Control |
| SMITH, JOSHUA, CABANNE | I | PORTFOLIO MANAGER | NA | Control |
| SMITH, JOSHUA, CABANNE | I | PORTFOLIO MANAGER | NA | Control |
| WARTMAN, JOHN, KEITH | I | VICE PRESIDENT | NA | Control |
| WINSLOW, JOHN, WILLIAM | I | COO | NA | Control |
| WINSLOW, JOHN, WILLIAM | I | COO | NA | Control |
| WINSLOW, JOHN, WILLIAM | I | COO | NA | Control |
| WARD, WILLIAM, CHARLES | I | MANAGING PARTNER | E | Control |
| WARD, WILLIAM, CHARLES | I | MANAGING PARTNER | E | Control |
| WARD, WILLIAM, CHARLES | I | MANAGING PARTNER | E | Control |
Registrations
Federal
IA
Jan 31, 2007 REGISTERED
Notice Filings (2)
FL TX
Address
5949 SHERRY LANESUITE 1735
DALLAS, TX 75225
USA
Phone: 214-378-6300