SBM FINANCIAL, LLC
CRD #126754 SEC #801-62763 BETHESDA, MD 301-656-4200
SEC Registered
Total AUM
$32.9M
Discretionary
$32.9M
Employees
5
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Maryland
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 5, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| COBB, CALVIN, G | I | CHIEF FINANCIAL AND ACCOUNTING OFFICER | NA | Control |
| COBB, CALVIN, G | I | CHIEF FINANCIAL AND ACCOUNTING OFFICER | NA | Control |
| COBB, CALVIN, G | I | CHIEF FINANCIAL AND ACCOUNTING OFFICER | NA | Control |
| COBB, CALVIN, G | I | CHIEF FINANCIAL AND ACCOUNTING OFFICER | NA | Control |
| HAYDEN, PHILLIP, BRADY | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYDEN, PHILLIP, BRADY | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYDEN, PHILLIP, BRADY | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYDEN, PHILLIP, BRADY | I | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYDEN, PHILLIP, BRADY | I | VARIOUS TO CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYDEN, PHILLIP, BRADY | I | VICE PRESIDENT | NA | Control |
| HAYDEN, PHILLIP, BRADY | I | VARIOUS INCLUDING CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYDEN, PHILLIP, BRADY | I | VARIOUS INCLUDING CHIEF COMPLIANCE OFFICER | NA | Control |
| HAYDEN, PHILLIP, BRADY | I | VICE PRESIDENT | NA | Control |
| HAYDEN, PHILLIP, BRADY | I | VICE PRESIDENT | NA | Control |
| SNOWDEN, DIA, H | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| SNOWDEN, DIA, H | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| SNOWDEN, DIA, H | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| SNOWDEN, DIA, H | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| SNOWDEN, DIA, H | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| SNOWDEN, DIA, H | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| SNOWDEN, DIA, H | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| SNOWDEN, DIA, H | I | SECRETARY | NA | Control |
| SNOWDEN, DIA, H | I | SECRETARY | NA | Control |
| SNOWDEN, DIA, H | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| SNOWDEN, DIA, H | I | CHIEF ADMINISTRATIVE OFFICER | NA | Control |
| STAFFORD, JOHN, HORACE | I | CHIEF ACCOUNTING AND FINANCIAL OFFICER | NA | Control |
| STAFFORD, JOHN, HORACE | I | CHIEF ACCOUNTING AND FINANCIAL OFFICER | NA | Control |
| WESTBURY, ERIC, MITCHELL | I | CHIEF EXECUTIVE AND INVESTMENT OFFICER | NA | Control |
| WESTBURY, ERIC, MITCHELL | I | CHIEF EXECUTIVE AND INVESTMENT OFFICER | NA | Control |
| WESTBURY, ERIC, MITCHELL | I | CHIEF EXECUTIVE AND INVESTMENT OFFICER | NA | Control |
| WESTBURY, ERIC, MITCHELL | I | CHIEF EXECUTIVE AND INVESTMENT OFFICER | NA | Control |
| WESTBURY, ERIC, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WESTBURY, ERIC, MITCHELL | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| WESTBURY, ERIC, MITCHELL | I | CHIEF EXECUTIVE AND INVESTMENT OFFICER | NA | Control |
| WESTBURY, ERIC, MITCHELL | I | CHIEF EXECUTIVE AND INVESTMENT OFFICER | NA | Control |
| GENEVA CAPITAL PARTNERS, LLC | DE | MEMBER | E | Control |
| GENEVA CAPITAL PARTNERS, LLC | DE | MEMBER | E | Control |
| GENEVA CAPITAL PARTNERS, LLC | DE | MEMBER | E | Control |
| GENEVA CAPITAL PARTNERS, LLC | DE | MEMBER | E | Control |
| GENEVA CAPITAL PARTNERS, LLC | DE | MEMBER | E | Control |
| GENEVA CAPITAL PARTNERS, LLC | DE | MEMBER | E | Control |
| SBM FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| SBM FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| SBM FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| SBM FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| SBM FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
| SBM FINANCIAL GROUP, LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GENEVA CAPITAL PARTNERS, LLC | DE | SBM FINANCIAL GROUP, LLC | E | Control |
| GENEVA CAPITAL PARTNERS, LLC | DE | SBM FINANCIAL GROUP, LLC | E | Control |
| GENEVA CAPITAL PARTNERS, LLC | DE | SBM FINANCIAL GROUP, LLC | E | Control |
| GENEVA CAPITAL PARTNERS, LLC | DE | SBM FINANCIAL GROUP, LLC | E | Control |
| GENEVA CAPITAL PARTNERS, LLC | DE | SBM FINANCIAL GROUP, LLC | E | Control |
| GENEVA CAPITAL PARTNERS, LLC | DE | SBM FINANCIAL GROUP, LLC | E | Control |
| GENEVA FINANCIAL HOLDINGS, LLC | DE | GENEVA CAPITAL PARTNERS, LLC | E | Control |
| GENEVA FINANCIAL HOLDINGS, LLC | DE | GENEVA CAPITAL PARTNERS, LLC | E | Control |
| GENEVA FINANCIAL HOLDINGS, LLC | DE | GENEVA CAPITAL PARTNERS, LLC | E | Control |
| GENEVA FINANCIAL HOLDINGS, LLC | DE | GENEVA CAPITAL PARTNERS, LLC | E | Control |
| GENEVA FINANCIAL HOLDINGS, LLC | DE | GENEVA CAPITAL PARTNERS, LLC | E | Control |
| GENEVA FINANCIAL HOLDINGS, LLC | DE | GENEVA CAPITAL PARTNERS, LLC | E | Control |
| GENEVA FINANCIAL HOLDINGS, LLC | DE | GENEVA CAPITAL PARTNERS, LLC | E | Control |
| GENEVA FINANCIAL HOLDINGS, LLC | DE | GENEVA CAPITAL PARTNERS, LLC | E | Control |
| GENEVA FINANCIAL HOLDINGS, LLC | DE | GENEVA CAPITAL PARTNERS, LLC | E | Control |
| WESTBURY, ERIC, MITCHELL | I | GENEVA FINANCIAL HOLDINGS, LLC | E | Control |
| WESTBURY, ERIC, MITCHELL | I | GENEVA FINANCIAL HOLDINGS, LLC | E | Control |
| WESTBURY, ERIC, MITCHELL | I | GENEVA FINANCIAL HOLDINGS, LLC | E | Control |
| WESTBURY, ERIC, MITCHELL | I | GENEVA FINANCIAL HOLDINGS, LLC | E | Control |
| WESTBURY, ERIC, MITCHELL | I | GENEVA FINANCIAL HOLDINGS, LLC | E | Control |
| WESTBURY, ERIC, MITCHELL | I | GENEVA FINANCIAL HOLDINGS, LLC | E | Control |
| WESTBURY, ERIC, MITCHELL | I | GENEVA FINANCIAL HOLDINGS, LLC | E | Control |
| WESTBURY, ERIC, MITCHELL | I | GENEVA FINANCIAL HOLDINGS, LLC | E | Control |
| WESTBURY, ERIC, MITCHELL | I | GENEVA CAPITAL PARTNERS, LLC | E | Control |
| WESTBURY, ERIC, MITCHELL | I | GENEVA CAPITAL PARTNERS, LLC | E | Control |
| WESTBURY, ERIC, MITCHELL | I | GENEVA CAPITAL PARTNERS, LLC | E | Control |
| WESTBURY, ERIC, MITCHELL | I | GENEVA FINANCIAL HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
Mar 5, 2007 REGISTERED
Notice Filings (4)
DE MD NY VA
Address
7315 WISCONSIN AVESUITE 1250 WEST
BETHESDA, MD 20814
USA
Phone: 301-656-4200