STEVE GARRETT AND ASSOCIATES,INC.
CRD #126791 SEC #801-112386 MONROVIA, CA 626-390-4753
SEC Registered
Total AUM
$25M
Discretionary
$17M
Employees
3
Clients
1
Accounts
75
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jan 8, 2018
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GARRETT, STEPHEN, EARL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GARRETT, STEPHEN, EARL | I | CHIEF COMPLIANCE OFFICER | E | Control |
| GARRETT, STEPHEN, EARL | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Jan 8, 2018 REGISTERED
Address
2003 S MYRTLE AVENUEMONROVIA, CA 91016
United States
Phone: 626-390-4753