APPLE & ASSOCIATES
CRD #126849 SEC #801-134872 GRASS VALLEY, CA 530-272-1346
SEC Registered
Total AUM
$138.1M
Discretionary
$138.1M
Employees
4
Clients
1
Accounts
538
Firm Details
- Organization Type
- Partnership
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 10, 2025
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| APPLE, DANIEL, BRYCE | I | PARTNER | D | Control |
| APPLE, DANIEL, BRYCE | I | PARTNER | D | Control |
| APPLE, DANIEL, BRYCE | I | PARTNER | D | Control |
| APPLE, DANIEL, BRYCE | I | PARTNER | D | Control |
| APPLE, MICHELLE, LEE | I | PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| APPLE, MICHELLE, LEE | I | PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| APPLE, MICHELLE, LEE | I | PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| APPLE, MICHELLE, LEE | I | PARTNER/CHIEF COMPLIANCE OFFICER | D | Control |
| APPLE, DANIEL, BRYCE | I | PARTNER | C | Control |
| APPLE, DANIEL, BRYCE | I | PARTNER | C | Control |
| APPLE, DANIEL, BRYCE | I | PARTNER | C | Control |
| APPLE, DANIEL, BRYCE | I | PARTNER | C | Control |
| APPLE, DANIEL, BRYCE | I | PARTNER | C | Control |
| APPLE, DANIEL, BRYCE | I | PARTNER | C | Control |
| APPLE, DANIEL, BRYCE | I | PARTNER | C | Control |
| APPLE, DANIEL, BRYCE | I | PARTNER | C | Control |
| APPLE, DANIEL, BRYCE | I | PARTNER | C | Control |
| APPLE, DANIEL, BRYCE | I | PARTNER | C | Control |
| APPLE, MICHELLE, LEE | I | PARTNER/CHIEF COMPLIANCE OFFICER | C | Control |
| APPLE, MICHELLE, LEE | I | PARTNER/CCO | C | Control |
| APPLE, MICHELLE, LEE | I | PARTNER/CCO | C | Control |
| APPLE, MICHELLE, LEE | I | PARTNER/CCO | C | Control |
| APPLE, MICHELLE, LEE | I | PARTNER | C | Control |
| APPLE, MICHELLE, LEE | I | PARTNER/CHIEF COMPLIANCE OFFICER | C | Control |
| APPLE, MICHELLE, LEE | I | PARTNER/CHIEF COMPLIANCE OFFICER | C | Control |
| APPLE, MICHELLE, LEE | I | PARTNER/CHIEF COMPLIANCE OFFICER | C | Control |
| APPLE, MICHELLE, LEE | I | PARTNER/CHIEF COMPLIANCE OFFICER | C | Control |
| APPLE, MICHELLE, LEE | I | PARTNER/CHIEF COMPLIANCE OFFICER | C | Control |
Registrations
Federal
IA
Nov 10, 2025 REGISTERED
Notice Filings (4)
CA ID OR TX
Address
565 BRUNSWICK ROAD, SUITE 8GRASS VALLEY, CA 95945
United States
Phone: 530-272-1346