RIA Intelligence

BLACKROCK HPB MANAGEMENT, LLC

CRD #127003 SEC #801-62159 NEW YORK, NY 212-810-5300
SEC Registered
Total AUM
$221.9M
Discretionary
$221.9M
Employees
5
Clients
--
Accounts
12

Firm Details

Organization Type
Limited Liability Company
State of Formation
--
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 31, 2009
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BATTISTA, BARTHOLOMEW, ANGELOICHIEF COMPLIANCE OFFICERNA Control
BATTISTA, BARTHOLOMEW, ANGELOICHIEF COMPLIANCE OFFICERNA Control
BATTISTA, BARTHOLOMEW, ANGELOICHIEF COMPLIANCE OFFICERNA Control
BATTISTA, BARTHOLOMEW, ANGELOICHIEF COMPLIANCE OFFICERNA Control
BATTISTA, BARTHOLOMEW, ANGELOICHIEF COMPLIANCE OFFICERNA Control
BATTISTA, BARTHOLOMEW, ANGELOICHIEF COMPLIANCE OFFICER & MANAGING DIRECTORNA Control
BATTISTA, BARTHOLOMEW, ANGELOICHIEF COMPLIANCE OFFICER & MANAGING DIRECTORNA Control
FINK, LAURENCE, DOUGLASIDIRECTORNA
FINK, LAURENCE, DOUGLASIDIRECTORNA
FINK, LAURENCE, DOUGLASIDIRECTORNA
FINK, LAURENCE, DOUGLASIDIRECTORNA
FINK, LAURENCE, DOUGLASIDIRECTORNA
FINK, LAURENCE, DOUGLASIDIRECTORNA
FINK, LAURENCE, DOUGLASIDIRECTORNA
FINK, LAURENCE, DOUGLASIDIRECTORNA
FINK, LAURENCE, DOUGLASIDIRECTORNA
FINK, LAURENCE, DOUGLASIDIRECTORNA
FINK, LAURENCE, DOUGLASIDIRECTORNA
KAPITO, ROBERT, STEVENIDIRECTORNA Control
KAPITO, ROBERT, STEVENIDIRECTORNA Control
SCHLOSSTEIN, RALPH, LEWISIDIRECTORNA
SCHLOSSTEIN, RALPH, LEWISIDIRECTORNA
SCHLOSSTEIN, RALPH, LEWISIDIRECTORNA
SCHLOSSTEIN, RALPH, LEWISIDIRECTORNA
SCHLOSSTEIN, RALPH, LEWISIDIRECTORNA
SCHLOSSTEIN, RALPH, LEWISIDIRECTORNA
SCHLOSSTEIN, RALPH, LEWISIDIRECTORNA
SCHLOSSTEIN, RALPH, LEWISIDIRECTORNA
SCHLOSSTEIN, RALPH, LEWISIDIRECTORNA
BLACKROCK FINANCIAL MANAGEMENT, INCDEMAJORITY SHAREHOLDER OF APPLICANTE Control
BLACKROCK FINANCIAL MANAGEMENT, INCDEMAJORITY SHAREHOLDER OF APPLICANTE Control
BLACKROCK FINANCIAL MANAGEMENT, INCDEMAJORITY SHAREHOLDER OF APPLICANTE Control
BLACKROCK FINANCIAL MANAGEMENT, INCDEMAJORITY SHAREHOLDER OF APPLICANTE Control
BLACKROCK FINANCIAL MANAGEMENT, INCDEMAJORITY SHAREHOLDER OF APPLICANTE Control
BLACKROCK FINANCIAL MANAGEMENT, INCDEMAJORITY SHAREHOLDER OF APPLICANTE Control
BLACKROCK FINANCIAL MANAGEMENT, INCDEMAJORITY SHAREHOLDER OF APPLICANTE Control
BLACKROCK FINANCIAL MANAGEMENT, INCDEMAJORITY SHAREHOLDER OF APPLICANTE Control
BLACKROCK FINANCIAL MANAGEMENT, INCDEWHOLE SHAREHOLDERE Control
BLACKROCK FINANCIAL MANAGEMENT, INCDEWHOLE SHAREHOLDERE Control
BLACKROCK FINANCIAL MANAGEMENT, INCDEMAJORITY SHAREHOLDER OF APPLICANTE Control
BERKOWITZ, HOWARD, PIPRESIDENT, CEO, CIO AND DIRECTORB Control
BERKOWITZ, HOWARD, PIPRESIDENT, CEO, CIO AND DIRECTORB Control
BERKOWITZ, HOWARD, PIPRESIDENT, CEO, CIO AND DIRECTORB Control
BERKOWITZ, HOWARD, PIPRESIDENT, CEO, CIO AND DIRECTORB Control
BERKOWITZ, HOWARD, PIPRESIDENT, CEO, CIO AND DIRECTORB Control
BERKOWITZ, HOWARD, PIPRESIDENT, CEO, CIO AND DIRECTORB Control
BERKOWITZ, HOWARD, PIPRESIDENT, CEO, CIO AND DIRECTORB Control
BERKOWITZ, HOWARD, PIPRESIDENT, CEO, CIO AND DIRECTORB Control
BERKOWITZ, HOWARD, PIPRESIDENT, CEO, CIO AND DIRECTORB Control
BERKOWITZ, HOWARD, PERRYIPRESIDENT, CEO, CIO AND DIRECTORB Control
BERKOWITZ, HOWARD, PERRYIPRESIDENT, CEO, CIO AND DIRECTORB Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
BLACKROCK ADVISORS, INC.DEBLACKROCK FINANCIAL MANAGEMENT, INC.E Control
BLACKROCK ADVISORS, INC.DEBLACKROCK FINANCIAL MANAGEMENT, INC.E Control
BLACKROCK ADVISORS, INC.DEBLACKROCK FINANCIAL MANAGEMENT, INC.E Control
BLACKROCK ADVISORS, INC.DEBLACKROCK FINANCIAL MANAGEMENT, INC.E Control
BLACKROCK ADVISORS, INC.DEBLACKROCK FINANCIAL MANAGEMENT, INC.E Control
BLACKROCK ADVISORS, INC.DEBLACKROCK FINANCIAL MANAGEMENT, INC.E Control
BLACKROCK ADVISORS, INC.DEBLACKROCK FINANCIAL MANAGEMENT, INC.E Control
BLACKROCK HOLDCO 1, LLCDEBR HOLDCO 2, LLCE Control
BLACKROCK HOLDCO 1, LLCDEBR HOLDCO 2, LLCE Control
BLACKROCK HOLDCO 2, INC.DEBLACKROCK FINANCIAL MANAGEMENT, INC.E Control
BLACKROCK HOLDCO 2, INC.DEBLACKROCK FINANCIAL MANAGEMENT, INC.E Control
BLACKROCK, INC.DEBLACKROCK HOLDCO 1, LLCE Control
BLACKROCK, INC.DEBLACKROCK ADVISORS, INC.E Control
BLACKROCK, INC.DEBLACKROCK ADVISORS, INC.E Control
BLACKROCK, INC.DEBLACKROCK ADVISORS, INC.E Control
BLACKROCK, INC.DEBLACKROCK ADVISORS, INC.E Control
BLACKROCK, INC.DEBLACKROCK ADVISORS, INC.E Control
BLACKROCK, INC.DEBLACKROCK HOLDCO 1, LLCE Control
BLACKROCK, INC.DEBLACKROCK ADVISORS, INC.E Control
BLACKROCK, INC.DEBLACKROCK HOLDCO 2, INC.E Control
BLACKROCK, INC.DEBLACKROCK HOLDCO 2, INC.E Control
BLACKROCK, INC.DEBLACKROCK ADVISORS, INC.E Control
BR HOLDCO 2, LLCDEBLACKROCK FINANCIAL MANAGEMENT, INC.E Control
BR HOLDCO 2, LLCDEBLACKROCK FINANCIAL MANAGEMENT, INC.E Control
PNC BANCORP, INC.DEPNC BANK, N.A.E Control
PNC BANCORP, INC.DEPNC BANK, N.A.E Control
PNC BANCORP, INC.DEPNC BANK, N.A.E Control
PNC BANK, N.A.DEPNC INVESTMENT HOLDINGS, INC.E Control
PNC BANK, N.A.DEPNC INVESTMENT HOLDINGS, INC.E Control
PNC BANK, N.A.DEPNC INVESTMENT HOLDINGS, INC.E Control
PNC INVESTMENT HOLDINGS, INC.DEPNC ASSET MANAGEMENT, INC.E Control
PNC INVESTMENT HOLDINGS, INC.DEPNC ASSET MANAGEMENT, INC.E Control
PNC INVESTMENT HOLDINGS, INC.DEPNC ASSET MANAGEMENT, INC.E Control
THE PNC FINANCIAL SERVICES GROUP, INC.DEPNC BANCORP, INC.E Control
THE PNC FINANCIAL SERVICES GROUP, INC.DEPNC BANCORP, INC.E Control
THE PNC FINANCIAL SERVICES GROUP, INC.DEPNC BANCORP, INC.E Control
THE PNC FINANCIAL SERVICES GROUP, INC.DEPNC BANCORP, INC.E Control
THE PNC FINANCIAL SERVICES GROUP, INC.DEPNC BANCORP, INC.E Control
THE PNC FINANCIAL SERVICES GROUP, INC.DEPNC BANCORP, INC.E Control
THE PNC FINANCIAL SERVICES GROUP, INC.DEPNC BANCORP, INC.E Control
PNC ASSET MANAGEMENT, INC.DEBLACKROCK, INC.D Control
PNC ASSET MANAGEMENT, INC.DEBLACKROCK, INC.D Control
PNC ASSET MANAGEMENT, INC.DEBLACKROCK, INC.D Control
PNC BANCORP, INC.DEBLACKROCK, INC.D Control
PNC BANCORP, INC.DEBLACKROCK, INC.D Control
PNC BANCORP, INC.DEBLACKROCK, INC.D Control
PNC BANCORP, INC.DEBLACKROCK, INC.D Control

Registrations

Federal

IA
Mar 31, 2009 REGISTERED

Address

40 EAST 52ND STREET
NEW YORK, NY 10022
United States
Phone: 212-810-5300