STRATUM WEALTH MANAGEMENT LLC
CRD #127007 SEC #801-62142 BOCA RATON, FL 561-912-9450
SEC Registered
Total AUM
$61M
Discretionary
$61M
Employees
5
Clients
0
Accounts
49
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 15, 2005
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SCHOENBRUN, ROBERT, MARK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| SHEFFIELD LANE ASSOCIATES, LLC | DE | CHIEF COMPLAINCE OFFICER | NA | |
| GANZ, CHARLES, BENJAMIN | I | CHAIRMAN/CEO | E | Control |
| GANZ, CHARLES, BENJAMIN | I | CHAIRMAN/CEO | E | Control |
| GANZ, CHARLES, BENJAMIN | I | CHAIRMAN/CEO/ CHIEF COMPLIANCE OFFICER | E | Control |
| GANZ, CHARLES, BENJAMIN | I | CHAIRMAN/CEO/ CHIEF COMPLIANCE OFFICER | E | Control |
| GANZ, CHARLES, BENJAMIN | I | CHAIRMAN/CEO | E | Control |
| GANZ, CHARLES, BENJAMIN | I | CHAIRMAN/CEO | E | Control |
| GANZ, CHARLES, BENJAMIN | I | OFFICER | D | Control |
Registrations
Federal
IA
Sep 15, 2005 REGISTERED
Notice Filings (8)
CT FL MD MI NJ NY OH PA
Address
2101 NW CORPORATE BLVD.STE. 211
BOCA RATON, FL 33431
USA
Phone: 561-912-9450