POOL CAPITAL PARTNERS LLC
Legal name: POOL CAPITAL PARTNERS
CRD #127010 SEC #801-62640 HOUSTON, TX 713-220-5151
SEC Registered
Total AUM
$47.5M
Discretionary
$47.5M
Employees
5
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 2, 2009
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| OLSON, JOHN, ERIK | I | CO-MANAGING MEMBER | C | Control |
| OLSON, JOHN, ERIK | I | CO-MANAGING MEMBER | C | Control |
| OLSON, JOHN, ERIK | I | CO-MANAGING MEMBER | C | Control |
| OLSON, JOHN, ERIK | I | CO-MANAGING MEMBER | C | Control |
| OLSON, JOHN, ERIK | I | CO-MANAGING MEMBER | C | Control |
| OLSON, JOHN, ERIK | I | CO-MANAGING MEMBER | C | Control |
| OLSON, JOHN, ERIK | I | CO-MANAGING MEMBER | C | Control |
| OLSON, JOHN, ERIK | I | CO-MANAGING MEMBER | C | Control |
| OLSON, JOHN, ERIK | I | CO-MANAGING MEMBER | C | Control |
| OLSON, JOHN, ERIK | I | CO-MANAGING MEMBER | C | Control |
| POUNS, STEPHEN, HAROLD | I | CO-MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| POUNS, STEPHEN, HAROLD | I | CO-MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| POUNS, STEPHEN, HAROLD | I | CO-MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| POUNS, STEPHEN, HAROLD | I | CO-MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| POUNS, STEPHEN, HAROLD | I | CO-MANAGING MEMBER | C | Control |
| POUNS, STEPHEN, HAROLD | I | CO-MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| POUNS, STEPHEN, HAROLD | I | CO-MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | C | Control |
| POUNS, STEPHEN, HAROLD | I | CO-MANAGING MEMBER | C | Control |
| POUNS, STEPHEN, HAROLD | I | CO-MANAGING MEMBER | C | Control |
| POUNS, STEPHEN, HAROLD | I | CO-MANAGING MEMBER | C | Control |
| SANDERS MORRIS HARRIS GROUP INC. | DE | MEMBER | C | Control |
| SMH CAPITAL ADVISORS, INC. | DE | MEMBER | C | Control |
| SMH CAPITAL ADVISORS, INC. | DE | MEMBER | C | Control |
| SMH CAPITAL ADVISORS, INC. | DE | MEMBER | C | Control |
| SMH CAPITAL ADVISORS, INC. | DE | MEMBER | C | Control |
| SMH CAPITAL ADVISORS, INC. | DE | MEMBER | C | Control |
| SMH CAPITAL ADVISORS, INC. | DE | MEMBER | C | Control |
| SMH CAPITAL ADVISORS, INC. | DE | MEMBER | C | Control |
| SMH CAPITAL ADVISORS, INC. | DE | MEMBER | C | Control |
| SMH CAPITAL INC. | DE | MEMBER | C | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| SANDERS MORRIS HARRIS GROUP INC. | DE | SMH CAPITAL ADVISORS INC. | E | Control |
| SANDERS MORRIS HARRIS GROUP INC. | DE | SMH CAPITAL ADVISORS INC. | E | Control |
| SANDERS MORRIS HARRIS GROUP INC. | DE | SMH CAPITAL ADVISORS, INC. | C | Control |
| SANDERS MORRIS HARRIS GROUP INC. | DE | SMH CAPITAL ADVISORS, INC. | C | Control |
| SANDERS MORRIS HARRIS GROUP INC. | DE | SMH CAPITAL ADVISORS, INC. | C | Control |
| SANDERS MORRIS HARRIS GROUP INC. | DE | SMH CAPITAL INC. | C | Control |
| SANDERS MORRIS HARRIS GROUP INC. | DE | SMH CAPITAL ADVISORS, INC. | C | Control |
| SANDERS MORRIS HARRIS GROUP INC. | DE | SMH CAPITAL ADVISORS, INC. | C | Control |
| SANDERS MORRIS HARRIS GROUP INC. | DE | SMH CAPITAL ADVISORS, INC. | C | Control |
Registrations
Federal
IA
Apr 2, 2009 REGISTERED
Notice Filings (11)
CA FL KY LA MN MS NY OK PA TN TX
Address
600 TRAVIS STREETSUITE 5800
HOUSTON, TX 77002
United States
Phone: 713-220-5151