WATERVILLE INVESTMENTS, INC.
CRD #127017 SEC #801-63026 NEW YORK, NY 212-679-0114
SEC Registered
Total AUM
$34.5M
Discretionary
$0
Employees
5
Clients
--
Accounts
42
Firm Details
- Organization Type
- Corporation
- State of Formation
- --
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2007
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| O'DONNELL, JOHN, PATRICK | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| O'DONNELL, JOHN, PATRICK | I | PRESIDENT | E | Control |
| O'DONNELL, JOHN, PATRICK | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| O'DONNELL, JOHN, PATRICK | I | PRESIDENT / CHIEF COMPLIANCE OFFICER | E | Control |
| O'DONNELL, JOHN, PATRICK | I | PRESIDENT | E | Control |
Registrations
Federal
IA
Mar 28, 2007 REGISTERED
Notice Filings (2)
NJ NY
Address
443 PARK AVENUE SOUTHSUITE 1006
NEW YORK, NY 10016
USA
Phone: 212-679-0114