WIN WEALTH MANAGEMENT, INC.
CRD #127019 SEC #801-79636 DENVER, CO 303-221-3157
SEC Registered
Total AUM
$119.6M
Discretionary
$119.6M
Employees
4
Clients
0
Accounts
648
Firm Details
- Organization Type
- Corporation
- State of Formation
- Colorado
- Fiscal Year End
- NOVEMBER
- Registration Date
- --
- Latest Filing
- Dec 22, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| AUTTERSON, MARK, EDWARD | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| AUTTERSON, MARK, EDWARD | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| AUTTERSON, MARK, EDWARD | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| AUTTERSON, MARK, EDWARD | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| AUTTERSON, MARK, EDWARD | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | D | Control |
| AUTTERSON, MARK, EDWARD | I | PRINCIPAL/SHAREHOLDER | D | Control |
| WINTERSCHEIDT, JOHN, MICHAEL | I | PRESIDENT, DIRECTOR | D | Control |
| WINTERSCHEIDT, JOHN, MICHAEL | I | PRESIDENT, DIRECTOR | D | Control |
| WINTERSCHEIDT, JOHN, MICHAEL | I | PRESIDENT, DIRECTOR | D | Control |
| WINTERSCHEIDT, JOHN, MICHAEL | I | PRESIDENT, DIRECTOR | D | Control |
| WINTERSCHEIDT, JOHN, MICHAEL | I | PRESIDENT, DIRECTOR | D | Control |
| WINTERSCHEIDT, JOHN, MICHAEL | I | PRESIDENT, DIRECTOR | D | Control |
| WINTERSCHEIDT, JOHN, MICHAEL | I | PRESIDENT, DIRECTOR | D | Control |
| WINTERSCHEIDT, JOHN, MICHAEL | I | PRESIDENT, DIRECTOR | D | Control |
| WINTERSCHEIDT, JOHN, MICHAEL | I | PRESIDENT, DIRECTOR | D | Control |
| WINTERSCHEIDT, JOHN, MICHAEL | I | PRESIDENT, DIRECTOR | D | Control |
| WINTERSCHEIDT, JOHN, MICHAEL | I | PRESIDENT, DIRECTOR | D | Control |
| WINTERSCHEIDT, JOHN, MICHAEL | I | PRESIDENT, DIRECTOR | D | Control |
| WINTERSCHEIDT, JOHN, MICHAEL | I | PRESIDENT, DIRECTOR | D | Control |
| WINTERSCHEIDT, JOHN, MICHAEL | I | PRESIDENT, DIRECTOR | D | Control |
| WINTERSCHEIDT, JOHN, MICHAEL | I | PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER | D | Control |
| AUTTERSON, MARK, EDWARD | I | CHIEF COMPLIANCE OFFICER | C | Control |
| AUTTERSON, MARK, EDWARD | I | CHIEF COMPLIANCE OFFICER | C | Control |
| AUTTERSON, MARK, EDWARD | I | CHIEF COMPLIANCE OFFICER | C | Control |
| AUTTERSON, MARK, EDWARD | I | CHIEF COMPLIANCE OFFICER | C | Control |
| AUTTERSON, MARK, EDWARD | I | CHIEF COMPLIANCE OFFICER | C | Control |
| AUTTERSON, MARK, EDWARD | I | CHIEF COMPLIANCE OFFICER | C | Control |
| AUTTERSON, MARK, EDWARD | I | CHIEF COMPLIANCE OFFICER | C | Control |
| AUTTERSON, MARK, EDWARD | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | C | Control |
| AUTTERSON, MARK, EDWARD | I | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | C | Control |
Registrations
Federal
IA
Dec 22, 2016 REGISTERED
Notice Filings (1)
CO
Address
8055 E. TUFTS AVENUESUITE 550
DENVER, CO 80237
United States
Phone: 303-221-3157