AURORA INVESTMENT MANAGEMENT L.L.C.
CRD #127065 SEC #801-62103 OAKBROOK TERRACE, IL 312-762-6700
SEC Registered Private Funds
Total AUM
$52.1M
Discretionary
$52.1M
Employees
6
Clients
--
Accounts
8
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 26, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CHAFKIN, JEREMIAH, HARRISON | I | DIRECTOR | NA | Control |
| FUESEL, JERRY, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FUESEL, JERRY, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FUESEL, JERRY, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FUESEL, JERRY, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FUESEL, JERRY, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FUESEL, JERRY, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FUESEL, JERRY, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FUESEL, JERRY, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FUESEL, JERRY, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FUESEL, JERRY, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| FUESEL, JERRY, SCOTT | I | CHIEF FINANCIAL OFFICER | NA | Control |
| GIUNTA, DAVID, LAWRENCE | I | DIRECTOR | NA | Control |
| GIUNTA, DAVID, LAWRENCE | I | DIRECTOR | NA | Control |
| GIUNTA, DAVID, LAWRENCE | I | DIRECTOR | NA | Control |
| GIUNTA, DAVID, LAWRENCE | I | DIRECTOR | NA | Control |
| GIUNTA, DAVID, LAWRENCE | I | DIRECTOR | NA | Control |
| GIUNTA, DAVID, LAWRENCE | I | DIRECTOR | NA | Control |
| GIUNTA, DAVID, LAWRENCE | I | DIRECTOR | NA | Control |
| GIUNTA, DAVID, LAWRENCE | I | DIRECTOR | NA | Control |
| GIUNTA, DAVID, LAWRENCE | I | DIRECTOR | NA | Control |
| GUERIN, GILLES | I | DIRECTOR | NA | Control |
| GUERIN, GILLES | I | DIRECTOR | NA | Control |
| GUERIN, GILLES | I | DIRECTOR | NA | Control |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HAILER, JOHN, THOMAS | I | DIRECTOR | NA | Control |
| HAMET, PETER, SCOTT | I | HEAD OF RESEARCH | NA | Control |
| HAMET, PETER, SCOTT | I | HEAD OF RESEARCH | NA | Control |
| HAMET, PETER, SCOTT | I | HEAD OF RESEARCH | NA | Control |
| HAMET, PETER, SCOTT | I | HEAD OF RESEARCH | NA | Control |
| HAMET, PETER, SCOTT | I | HEAD OF RESEARCH | NA | Control |
| HAMET, PETER, SCOTT | I | HEAD OF RESEARCH | NA | Control |
| HAMET, PETER, SCOTT | I | HEAD OF RESEARCH | NA | Control |
| HAMET, PETER, SCOTT | I | HEAD OF RESEARCH | NA | Control |
| HAMET, PETER, SCOTT | I | HEAD OF RESEARCH | NA | Control |
| HAMET, PETER, SCOTT | I | HEAD OF RESEARCH | NA | Control |
| HAMET, PETER, SCOTT | I | HEAD OF RESEARCH | NA | Control |
| HAMET, PETER, SCOTT | I | HEAD OF RESEARCH | NA | Control |
| HAMET, PETER, SCOTT | I | HEAD OF RESEARCH | NA | Control |
| HAMET, PETER, SCOTT | I | HEAD OF RESEARCH | NA | Control |
| HAYES, JAMES, HARVEY | I | CHIEF OPERATING OFFICER | NA | Control |
| HAYES, JAMES, HARVEY | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| HAYES, JAMES, HARVEY | I | MANAGING DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| HAYES, JAMES, HARVEY | I | MANAGING DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| HAYES, JAMES, HARVEY | I | CHIEF OPERATING OFFICER | NA | Control |
| HAYES, JAMES, HARVEY | I | MANAGING DIRECTOR OF MARKETING AND CLIENT SERVICE AND DIRECTOR | NA | Control |
| HAYES, JAMES, HARVEY | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| HAYES, JAMES, HARVEY | I | CHIEF OPERATING OFFICER | NA | Control |
| HAYES, JAMES, HARVEY | I | MANAGING DIRECTOR OF MARKETING AND CLIENT SERVICE AND DIRECTOR | NA | Control |
| HAYES, JAMES, HARVEY | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| HAYES, JAMES, HARVEY | I | CHIEF OPERATING OFFICER AND DIRECTOR | NA | Control |
| HAYES, JAMES, HARVEY | I | MANAGING DIRECTOR OF MARKETING AND CLIENT SERVICE AND DIRECTOR | NA | Control |
| HAYES, JAMES, HARVEY | I | MANAGING DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| HAYES, JAMES, HARVEY | I | MANAGING DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| HAYES, JAMES, HARVEY | I | MANAGING DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| HAYES, JAMES, HARVEY | I | MANAGING DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| HAYES, JAMES, HARVEY | I | MANAGING DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| HAYES, JAMES, HARVEY | I | PARTNER, MANAGING DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| HAYES, JAMES, HARVEY | I | MANAGING DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| HAYES, JAMES, HARVEY | I | MANAGING DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| HAYES, JAMES, HARVEY | I | PARTNER, MANAGING DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| HAYES, JAMES, HARVEY | I | MANAGING DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| HAYES, JAMES, HARVEY | I | MANAGING DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| HAYES, JAMES, HARVEY | I | MANAGING DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| HAYES, JAMES, HARVEY | I | MANAGING DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| HAYES, JAMES, HARVEY | I | MANAGING DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| HAYES, JAMES, HARVEY | I | MANAGING DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| HAYES, JAMES, HARVEY | I | MANAGING DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| HAYES, JAMES, HARVEY | I | MANAGING DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| HAYES, JAMES, HARVEY | I | MANAGING DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| HAYES, JAMES, HARVEY | I | MANAGING DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| HAYES, JAMES, HARVEY | I | PARTNER, MANAGING DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| HAYES, JAMES, HARVEY | I | PARTNER, MANAGING DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| HAYES, JAMES, HARVEY | I | PARTNER, MANAGING DIRECTOR OF MARKETING AND CLIENT SERVICE | NA | Control |
| JONES, SCOTT, CRAVEN | I | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| JONES, SCOTT, CRAVEN | I | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| JONES, SCOTT, CRAVEN | I | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| JONES, SCOTT, CRAVEN | I | CHIEF OPERATING OFFICER | NA | Control |
| JONES, SCOTT, CRAVEN | I | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| JONES, SCOTT, CRAVEN | I | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| JONES, SCOTT, CRAVEN | I | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| KUENZI, DAVID, EDWARD | I | MANAGING DIRECTOR OF RISK MANAGEMENT AND QUANTITATIVE RESEARCH | NA | Control |
| KUENZI, DAVID, EDWARD | I | MANAGING DIRECTOR OF RISK MANAGEMENT AND QUANTITATIVE RESEARCH | NA | Control |
| KUENZI, DAVID, EDWARD | I | MANAGING DIRECTOR OF RISK MANAGEMENT AND QUANTITATIVE RESEARCH | NA | Control |
| KUENZI, DAVID, EDWARD | I | MANAGING DIRECTOR OF RISK MANAGEMENT AND QUANTITATIVE RESEARCH | NA | Control |
| KUENZI, DAVID, EDWARD | I | MANAGING DIRECTOR OF RISK MANAGEMENT AND QUANTITATIVE RESEARCH | NA | Control |
| KUENZI, DAVID, EDWARD | I | PARTNER AND MANAGING DIRECTOR OF RISK MANAGEMENT AND QUANTITATIVE RESEARCH | NA | Control |
| KUENZI, DAVID, EDWARD | I | MANAGING DIRECTOR OF RISK MANAGEMENT AND QUANTITATIVE RESEARCH | NA | Control |
| KUENZI, DAVID, EDWARD | I | PARTNER AND MANAGING DIRECTOR OF RISK MANAGEMENT AND QUANTITATIVE RESEARCH | NA | Control |
| KUENZI, DAVID, EDWARD | I | MANAGING DIRECTOR OF RISK MANAGEMENT AND QUANTITATIVE RESEARCH | NA | Control |
| KUENZI, DAVID, EDWARD | I | MANAGING DIRECTOR OF RISK MANAGEMENT AND QUANTITATIVE RESEARCH | NA | Control |
| KUENZI, DAVID, EDWARD | I | MANAGING DIRECTOR OF RISK MANAGEMENT AND QUANTITATIVE RESEARCH | NA | Control |
| KUENZI, DAVID, EDWARD | I | MANAGING DIRECTOR OF RISK MANAGEMENT AND QUANTITATIVE RESEARCH | NA | Control |
| KUENZI, DAVID, EDWARD | I | MANAGING DIRECTOR OF RISK MANAGEMENT AND QUANTITATIVE RESEARCH | NA | Control |
| KUENZI, DAVID, EDWARD | I | MANAGING DIRECTOR OF RISK MANAGEMENT AND QUANTITATIVE RESEARCH | NA | Control |
| KUENZI, DAVID, EDWARD | I | MANAGING DIRECTOR OF RISK MANAGEMENT AND QUANTITATIVE RESEARCH | NA | Control |
| KUENZI, DAVID, EDWARD | I | PARTNER AND MANAGING DIRECTOR OF RISK MANAGEMENT AND QUANTITATIVE RESEARCH | NA | Control |
| KUENZI, DAVID, EDWARD | I | PARTNER AND MANAGING DIRECTOR OF RISK MANAGEMENT AND QUANTITATIVE RESEARCH | NA | Control |
| MARTINO, ROXANNE, MARY | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| MARTINO, ROXANNE, MARY | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | PRESIDENT, CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | PARTNER, CEO, AND INVESTMENT COMMITTEE CHAIR | NA | Control |
| MARTINO, ROXANNE, MARY | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | PARTNER, CEO, AND INVESTMENT COMMITTEE CHAIR | NA | Control |
| MARTINO, ROXANNE, MARY | I | CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | PRESIDENT, CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | CEO AND DIRECTOR | NA | Control |
| MARTINO, ROXANNE, MARY | I | PARTNER, CEO, AND INVESTMENT COMMITTEE CHAIR | NA | Control |
| MARTINO, ROXANNE, MARY | I | PARTNER, CEO, AND INVESTMENT COMMITTEE CHAIR | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER AND DIRECTOR | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | PARTNER, GENERAL COUNSEL, AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | PARTNER, GENERAL COUNSEL, AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND DIRECTOR | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | PARTNER, GENERAL COUNSEL, AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | PARTNER, GENERAL COUNSEL, AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | PARTNER, GENERAL COUNSEL, AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | PARTNER, GENERAL COUNSEL, AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL, AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | PARTNER, GENERAL COUNSEL, AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MONTPAS, SCOTT, MATTHEW | I | GENERAL COUNSEL, AND CHIEF COMPLIANCE OFFICER | NA | Control |
| MORLEY, ANNE MARIE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| MORLEY, ANNE MARIE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| MORLEY, ANNE MARIE | I | MANAGING DIRECTOR OF OPERATIONAL DUE DILIGENCE | NA | Control |
| MORLEY, ANNE MARIE | I | MANAGING DIRECTOR OF OPERATIONAL DUE DILIGENCE | NA | Control |
| MORLEY, ANNE MARIE | I | MANAGING DIRECTOR OF OPERATIONAL DUE DILIGENCE | NA | Control |
| MORLEY, ANNE MARIE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| MORLEY, ANNE MARIE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| MORLEY, ANNE MARIE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| MORLEY, ANNE MARIE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| MORLEY, ANNE MARIE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| MORLEY, ANNE MARIE | I | MANAGING DIRECTOR OF OPERATIONAL DUE DILIGENCE | NA | Control |
| MORLEY, ANNE MARIE | I | MANAGING DIRECTOR OF OPERATIONAL DUE DILIGENCE | NA | Control |
| MORLEY, ANNE MARIE | I | MANAGING DIRECTOR OF OPERATIONAL DUE DILIGENCE | NA | Control |
| MORLEY, ANNE MARIE | I | MANAGING DIRECTOR OF OPERATIONAL DUE DILIGENCE | NA | Control |
| MORLEY, ANNE MARIE | I | MANAGING DIRECTOR OF OPERATIONAL DUE DILIGENCE | NA | Control |
| MORLEY, ANNE MARIE | I | MANAGING DIRECTOR OF OPERATIONAL DUE DILIGENCE | NA | Control |
| MORLEY, ANNE MARIE | I | PARTNER, MANAGING DIRECTOR OF OPERATIONS | NA | Control |
| MORLEY, ANNE MARIE | I | MANAGING DIRECTOR OF OPERATIONAL DUE DILIGENCE | NA | Control |
| MORLEY, ANNE MARIE | I | MANAGING DIRECTOR OF OPERATIONAL DUE DILIGENCE | NA | Control |
| MORLEY, ANNE MARIE | I | PARTNER, MANAGING DIRECTOR OF OPERATIONS | NA | Control |
| MORLEY, ANNE MARIE | I | MANAGING DIRECTOR OF OPERATIONAL DUE DILIGENCE | NA | Control |
| MORLEY, ANNE MARIE | I | MANAGING DIRECTOR OF OPERATIONAL DUE DILIGENCE | NA | Control |
| MORLEY, ANNE MARIE | I | MANAGING DIRECTOR OF OPERATIONAL DUE DILIGENCE | NA | Control |
| MORLEY, ANNE MARIE | I | MANAGING DIRECTOR OF OPERATIONAL DUE DILIGENCE | NA | Control |
| MORLEY, ANNE MARIE | I | MANAGING DIRECTOR OF OPERATIONAL DUE DILIGENCE | NA | Control |
| MORLEY, ANNE MARIE | I | MANAGING DIRECTOR OF OPERATIONAL DUE DILIGENCE | NA | Control |
| MORLEY, ANNE MARIE | I | MANAGING DIRECTOR OF OPERATIONAL DUE DILIGENCE | NA | Control |
| MORLEY, ANNE MARIE | I | MANAGING DIRECTOR OF OPERATIONAL DUE DILIGENCE | NA | Control |
| MORLEY, ANNE MARIE | I | MANAGING DIRECTOR OF OPERATIONAL DUE DILIGENCE | NA | Control |
| MORLEY, ANNE MARIE | I | MANAGING DIRECTOR OF OPERATIONAL DUE DILIGENCE | NA | Control |
| MORLEY, ANNE MARIE | I | PARTNER, MANAGING DIRECTOR OF OPERATIONS | NA | Control |
| MORLEY, ANNE MARIE | I | PARTNER, MANAGING DIRECTOR OF OPERATIONS | NA | Control |
| MORLEY, ANNE MARIE | I | PARTNER, MANAGING DIRECTOR OF OPERATIONS | NA | Control |
| MORLEY, ANNE MARIE | I | PARTNER, MANAGING DIRECTOR OF OPERATIONS | NA | Control |
| MORLEY, ANNE MARIE | I | MANAGING DIRECTOR OF OPERATIONS | NA | Control |
| MORLEY, ANNE MARIE | I | PARTNER, MANAGING DIRECTOR OF OPERATIONS | NA | Control |
| MORLEY, ANNE MARIE | I | MANAGING DIRECTOR OF OPERATIONS | NA | Control |
| MORLEY, ANNEMARIE | I | CHIEF FINANCIAL OFFICER AND TREASURER | NA | Control |
| MORLEY, ANNEMARIE | I | CONTROLLER AND TREASURER | NA | Control |
| MORLEY, ANNEMARIE | I | CONTROLLER AND TREASURER | NA | Control |
| MORLEY, ANNEMARIE | I | CONTROLLER AND TREASURER | NA | Control |
| NAGLER, ANITA, MARIE | I | CHAIRMAN AND CEO | NA | Control |
| NAGLER, ANITA, MARIE | I | CHAIRMAN, CEO AND DIRECTOR | NA | Control |
| NAGLER, ANITA, MARIE | I | CHAIRMAN, CEO AND DIRECTOR | NA | Control |
| Orfanos, James, Theodore | I | DIRECTOR | NA | Control |
| Orfanos, James, Theodore | I | DIRECTOR | NA | Control |
| Orfanos, James, Theodore | I | DIRECTOR | NA | Control |
| Orfanos, James, Theodore | I | DIRECTOR | NA | Control |
| Orfanos, James, Theodore | I | DIRECTOR | NA | Control |
| PERRAULT, ISABELLE, MARIE | I | PARTNER, MANAGING DIRECTOR AND HEAD OF BUSINESS DEVELOPMENT | NA | Control |
| PERRAULT, ISABELLE, MARIE | I | PARTNER, MANAGING DIRECTOR AND HEAD OF BUSINESS DEVELOPMENT | NA | Control |
| PERRAULT, ISABELLE, MARIE | I | PARTNER, MANAGING DIRECTOR AND HEAD OF BUSINESS DEVELOPMENT | NA | Control |
| PERRAULT, ISABELLE, MARIE | I | PARTNER, MANAGING DIRECTOR AND HEAD OF BUSINESS DEVELOPMENT | NA | Control |
| PERRAULT, ISABELLE, MARIE | I | PARTNER, MANAGING DIRECTOR AND HEAD OF BUSINESS DEVELOPMENT | NA | Control |
| PERRAULT, ISABELLE, MARIE | I | PARTNER, MANAGING DIRECTOR AND HEAD OF BUSINESS DEVELOPMENT | NA | Control |
| ROLIGHED, RONALD, A | I | MANAGING DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| ROLIGHED, RONALD, A | I | MANAGING DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| ROLIGHED, RONALD, A | I | MANAGING DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| ROLIGHED, RONALD, ARTHUR | I | MANAGING DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| ROLIGHED, RONALD, ARTHUR | I | MANAGING DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| ROLIGHED, RONALD, ARTHUR | I | MANAGING DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| ROLIGHED, RONALD, ARTHUR | I | MANAGING DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| ROLIGHED, RONALD, ARTHUR | I | MANAGING DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| ROLIGHED, RONALD, ARTHUR | I | MANAGING DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| ROLIGHED, RONALD, ARTHUR | I | MANAGING DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| ROLIGHED, RONALD, ARTHUR | I | MANAGING DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| ROLIGHED, RONALD, ARTHUR | I | MANAGING DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| ROLIGHED, RONALD, ARTHUR | I | MANAGING DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| ROLIGHED, RONALD, ARTHUR | I | MANAGING DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| ROLIGHED, RONALD, ARTHUR | I | MANAGING DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| ROLIGHED, RONALD, ARTHUR | I | MANAGING DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| ROLIGHED, RONALD, ARTHUR | I | MANAGING DIRECTOR, BUSINESS DEVELOPMENT | NA | Control |
| ROSENBERG, ANITA, RIVAL | I | DIRECTOR | NA | Control |
| ROSENBERG, ANITA, RIVAL | I | DIRECTOR | NA | Control |
| ROSENBERG, ANITA, RIVAL | I | DIRECTOR | NA | Control |
| SATTERFIELD, BETH | I | CHIEF OPERATING OFFICER | NA | Control |
| SATTERFIELD, BETH | I | CHIEF OPERATING OFFICER | NA | Control |
| SATTERFIELD, BETH | I | CHIEF OPERATING OFFICER | NA | Control |
| SATTERFIELD, BETH | I | CHIEF OPERATING OFFICER | NA | Control |
| SATTERFIELD, BETH | I | CHIEF OPERATING OFFICER | NA | Control |
| SATTERFIELD, BETH | I | CHIEF OPERATING OFFICER | NA | Control |
| SATTERFIELD, BETH | I | CHIEF OPERATING OFFICER | NA | Control |
| SATTERFIELD, BETH | I | CHIEF OPERATING OFFICER | NA | Control |
| SATTERFIELD, BETH | I | CHIEF OPERATING OFFICER | NA | Control |
| SATTERFIELD, BETH | I | CHIEF OPERATING OFFICER | NA | Control |
| SATTERFIELD, BETH | I | CHIEF OPERATING OFFICER | NA | Control |
| SATTERFIELD, BETH | I | CHIEF OPERATING OFFICER | NA | Control |
| SATTERFIELD, BETH | I | CHIEF OPERATING OFFICER | NA | Control |
| SATTERFIELD, BETH | I | CHIEF OPERATING OFFICER | NA | Control |
| SATTERFIELD, BETH | I | CHIEF OPERATING OFFICER | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | EXECUTIVE VICE PRESIDENT AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | EXECUTIVE VICE PRESIDENT | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | PARTNER, PRESIDENT, AND PORTFOLIO MANAGER | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | PARTNER, PRESIDENT, AND PORTFOLIO MANAGER | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | PRESIDENT AND DIRECTOR | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | PARTNER, PRESIDENT, AND PORTFOLIO MANAGER | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | PARTNER, PRESIDENT, AND PORTFOLIO MANAGER | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | PARTNER, PRESIDENT, AND PORTFOLIO MANAGER | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | PARTNER, PRESIDENT, AND PORTFOLIO MANAGER | NA | Control |
| SCHWEIGHAUSER, SCOTT, CHARLES | I | PARTNER, PRESIDENT, AND PORTFOLIO MANAGER | NA | Control |
| SHEPERD, JUSTIN, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SHEPERD, JUSTIN, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SHEPERD, JUSTIN, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SHEPERD, JUSTIN, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SHEPERD, JUSTIN, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SHEPERD, JUSTIN, DAVID | I | PARTNER, CHIEF INVESTMENT OFFICER | NA | Control |
| SHEPERD, JUSTIN, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SHEPERD, JUSTIN, DAVID | I | PARTNER, CHIEF INVESTMENT OFFICER | NA | Control |
| SHEPERD, JUSTIN, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SHEPERD, JUSTIN, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SHEPERD, JUSTIN, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SHEPERD, JUSTIN, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SHEPERD, JUSTIN, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SHEPERD, JUSTIN, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SHEPERD, JUSTIN, DAVID | I | CHIEF INVESTMENT OFFICER | NA | Control |
| SHEPERD, JUSTIN, DAVID | I | PARTNER, CHIEF INVESTMENT OFFICER | NA | Control |
| SHEPERD, JUSTIN, DAVID | I | PARTNER, CHIEF INVESTMENT OFFICER | NA | Control |
| SULLIVAN, MICHAEL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SULLIVAN, MICHAEL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SULLIVAN, MICHAEL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SULLIVAN, MICHAEL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SULLIVAN, MICHAEL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SULLIVAN, MICHAEL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SULLIVAN, MICHAEL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SULLIVAN, MICHAEL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SULLIVAN, MICHAEL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SULLIVAN, MICHAEL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SULLIVAN, MICHAEL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SULLIVAN, MICHAEL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SULLIVAN, MICHAEL, JOSEPH | I | CHIEF FINANCIAL OFFICER | NA | Control |
| VOSS, PETER, STUART | I | DIRECTOR | NA | Control |
| VOSS, PETER, STUART | I | DIRECTOR | NA | Control |
| VOSS, PETER, STUART | I | DIRECTOR | NA | Control |
| VOSS, PETER, STUART | I | DIRECTOR | NA | Control |
| WARD, ERIC, NORMAN | I | DIRECTOR | NA | Control |
| WARD, ERIC, NORMAN | I | DIRECTOR | NA | Control |
| WARD, ERIC, NORMAN | I | DIRECTOR | NA | Control |
| WARD, ERIC, NORMAN | I | DIRECTOR | NA | Control |
| WARD, ERIC, NORMAN | I | DIRECTOR | NA | Control |
| WILKINSON, DUNCAN, BORGER ELLERTON | I | DIRECTOR | NA | Control |
| WILKINSON, DUNCAN, BORGER ELLERTON | I | DIRECTOR | NA | |
| WILKINSON, DUNCAN, BORGER ELLERTON | I | DIRECTOR | NA | Control |
| WILKINSON, DUNCAN, BORGER ELLERTON | I | DIRECTOR | NA | Control |
| WILKINSON, DUNCAN, BORGER ELLERTON | I | DIRECTOR | NA | Control |
| WILKINSON, DUNCAN, BORGER ELLERTON | I | DIRECTOR | NA | |
| WILKINSON, DUNCAN, BORGER ELLERTON | I | DIRECTOR | NA | Control |
| WILKINSON, DUNCAN, BORGER ELLERTON | I | DIRECTOR | NA | |
| WILKINSON, DUNCAN, BORGER ELLERTON | I | DIRECTOR | NA | Control |
| WILKINSON, DUNCAN, BORGER ELLERTON | I | DIRECTOR | NA | Control |
| WILKINSON, DUNCAN, BORGER ELLERTON | I | DIRECTOR | NA | |
| WILKINSON, DUNCAN, BORGER ELLERTON | I | DIRECTOR | NA | Control |
| WILKINSON, DUNCAN, BORGER ELLERTON | I | DIRECTOR | NA | Control |
| WILKINSON, DUNCAN, BORGER ELLERTON | I | DIRECTOR | NA | Control |
| WILKINSON, DUNCAN, BORGER ELLERTON | I | DIRECTOR | NA | Control |
| WILKINSON, DUNCAN, BORGER ELLERTON | I | DIRECTOR | NA | Control |
| WILKINSON, DUNCAN, BORGER ELLERTON | I | DIRECTOR | NA | Control |
| WILKINSON, DUNCAN, BORGER ELLERTON | I | DIRECTOR | NA | Control |
| WILKINSON, DUNCAN, BORGER ELLERTON | I | DIRECTOR | NA | Control |
| WILKINSON, DUNCAN, BORGER ELLERTON | I | DIRECTOR | NA | Control |
| WILKINSON, DUNCAN, BORGER ELLERTON | I | DIRECTOR | NA | Control |
| WILKINSON, DUNCAN, BORGER ELLERTON | I | DIRECTOR | NA | Control |
| WILKINSON, DUNCAN, BORGER ELLERTON | I | DIRECTOR | NA | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE SHAREHOLDER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ALTERNATIVES HOLDING, INC. | DE | SOLE MEMBER | E | Control |
| HARRIS ASSOCIATES LP | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CDC IXIS ASSET MANAGEMENT US LLC | DE | CDC IXIS ASSET MANAGEMENT NORTH AMERICA, L.P. | F | Control |
| CDC IXIS ASSET MANAGEMENT US LLC | DE | CDC IXIS ASSET MANAGEMENT NORTH AMERICA, L.P. | F | Control |
| CDC IXIS ASSET MANAGEMENT US LLC (CDCIAMUSLLC) | DE | CDC IXIS ASSET MANAGEMENT NORTH AMERICA, L.P. (CDCIAMNA) | F | Control |
| HARRIS ASSOCIATES INC. | DE | HARRIS ASSOCIATES L.P. | F | Control |
| IXIS ASSET MANAGEMENT US LLC (IXIS AM US LLC) | DE | IXIS AMNA USG | F | Control |
| IXIS ASSET MANAGEMENT US LLC (IXIS AM US LLC) | DE | IXIS AMNA | F | Control |
| IXIS ASSET MANAGEMENT US LLC (IXIS AM US LLC) | DE | IXIS AMNA USG | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, LLC (NGAMLLC) | DE | NGAMLP | F | Control |
| NATIXIS INVESTMENT MANAGERS, LLC (NIMLLC) | DE | NATIXIS INVESTMENT MANAGERS, L.P. (NIMLP) | F | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS (CDC) | FE | CDC HOLDING FINANCE | E | Control |
| CAISSE NATIONALE DES CAISSES D'EPARGNE (CNCE) | FE | CDC IXIS | E | Control |
| CDC FINANCE- CDC IXIS (CDC IXIS) | FE | CDC IXIS ASSET MANAGEMENT (CDCIAM) | E | Control |
| CDC FINANCE-CDC IXIS (CDC IXIS) | FE | CDC IXIS ASSET MANAGEMENT US CORPORATION (CDCIAM US) | E | Control |
| CDC IXIS (CDC FINANCE) | FE | CDC IXIS ASSET MANAGEMENT | E | Control |
| CDC IXIS (CDC FINANCE) | FE | CDC IXIS ASSET MANAGEMENT | E | Control |
| CDC IXIS ASSET MANAGEMENT | FE | CDC IXIS ASSET MANAGEMENT US CORPORATION | E | Control |
| CDC IXIS ASSET MANAGEMENT | FE | CDC IXIS ASSET MANAGEMENT US CORPORATION | E | Control |
| CDC IXIS ASSET MANAGEMENT (CDCIAM) | FE | CDC IXIS ASSET MANAGEMENT US CORPORATION (CDCIAM US) | E | Control |
| CDC IXIS ASSET MANAGEMENT HOLDINGS, LLC | DE | HARRIS ASSOCIATES INC. | E | Control |
| CDC IXIS ASSET MANAGEMENT NORTH AMERICA, L.P. | DE | HARRIS ASSOCIATES L.P. | E | Control |
| CDC IXIS ASSET MANAGEMENT NORTH AMERICA, L.P. | DE | CDC IXIS ASSET MANAGEMENT HOLDINGS, LLC | E | Control |
| CDC IXIS ASSET MANAGEMENT NORTH AMERICA, L.P. | DE | HARRIS ALTERNATIVES HOLDING, INC. | E | Control |
| CDC IXIS ASSET MANAGEMENT NORTH AMERICA, LP (CDCIAMNA) | DE | HARRIS ALTERNATIVES HOLDING, INC. | E | Control |
| CDC IXIS ASSET MANAGEMENT US CORPORATION | DE | CDC IXIS ASSET MANAGEMENT NORTH AMERICA, L.P. | E | Control |
| CDC IXIS ASSET MANAGEMENT US CORPORATION | DE | CDC IXIS ASSET MANAGEMENT US LLC | E | Control |
| CDC IXIS ASSET MANAGEMENT US CORPORATION | DE | CDC IXIS ASSET MANAGEMENT NORTH AMERICA, L.P. | E | Control |
| CDC IXIS ASSET MANAGEMENT US CORPORATION | DE | CDC IXIS ASSET MANAGEMENT US LLC | E | Control |
| CDC IXIS ASSET MANAGEMENT US CORPORATION (CDCIAM US) | DE | CDC IXIS ASSET MANAGEMENT NORTH AMERICA, LLC (CDCIAMNA) | E | Control |
| CDC IXIS ASSET MANAGEMENT US CORPORATION (CDCIAM US) | DE | CDC IXIS ASSET MANAGEMENT US LLC (CDCIAMUSLLC) | E | Control |
| IXIS ASSET MANAGEMENT GROUP | FE | IXIS AM US CORP | E | Control |
| IXIS ASSET MANAGEMENT GROUP | FE | IXIS AM US CORP | E | Control |
| IXIS ASSET MANAGEMENT GROUP (IXIS AM GROUP) | FE | IXIS AMP1 | E | Control |
| IXIS ASSET MANAGEMENT GROUP (IXIS AM GROUP) | FE | IXIS AMP1 | E | Control |
| IXIS ASSET MANAGEMENT GROUP (IXIS AM GROUP) | FE | IXIS AMP1 | E | Control |
| IXIS ASSET MANAGEMENT PARTICIPATIONS 1 (IXIS AMP1) | FE | IXIS AM US CORP | E | Control |
| IXIS ASSET MANAGEMENT PARTICIPATIONS 1 (IXIS AMP1) | FE | IXIS AM US | E | Control |
| IXIS ASSET MANAGEMENT PARTICIPATIONS 1 (IXIS AMP1) | FE | IXIS AM US | E | Control |
| IXIS ASSET MANAGEMENT US CORPORATION (IXIS AM US CORP) | DE | IXIS AMNA USG | E | Control |
| IXIS ASSET MANAGEMENT US CORPORATION (IXIS AM US CORP) | DE | IXIS AM US LLC | E | Control |
| IXIS ASSET MANAGEMENT US CORPORATION (IXIS AM US CORP) | DE | IXIS AMNA USG | E | Control |
| IXIS ASSET MANAGEMENT US CORPORATION (IXIS AM US CORP) | DE | IXIS AM US LLC | E | Control |
| IXIS ASSET MANAGEMENT US CORPORATION (IXIS AM US) | DE | IXIS AMNA | E | Control |
| IXIS ASSET MANAGEMENT US CORPORATION (IXIS AM US) | DE | IXIS AM US LLC | E | Control |
| IXIS ASSET MANAGEMENT US GROUP, L.P. (IXIS AMNA USG) | DE | HARRIS ALTERNATIVES HOLDING, INC. | E | Control |
| IXIS ASSET MANAGEMENT US GROUP, L.P. (IXIS AMNA USG) | DE | HARRIS ALTERNATIVES HOLDING, INC. | E | Control |
| IXIS ASSET MANAGEMENT US GROUP, L.P. (IXIS AMNA) | DE | HARRIS ALTERNATIVES HOLDING, INC. | E | Control |
| NATIXIS | FE | IXIS AM GROUP | E | Control |
| NATIXIS | FE | NP1 | E | Control |
| NATIXIS | FE | NP1 | E | Control |
| NATIXIS | FE | NP1 | E | Control |
| NATIXIS | FE | NP1 | E | Control |
| NATIXIS | FE | NP1 | E | Control |
| NATIXIS | FE | IXIS AM GROUP | E | Control |
| NATIXIS | FE | NP1 | E | Control |
| NATIXIS | FE | NXBP 1 | E | Control |
| NATIXIS | FE | NXBP 1 | E | Control |
| NATIXIS | FE | NP1 | E | Control |
| NATIXIS | FE | NATIXIS GLOBAL ASSET MANAGEMENT | E | Control |
| NATIXIS | FE | NATIXIS GLOBAL ASSET MANAGEMENT | E | Control |
| NATIXIS | FE | NATIXIS GLOBAL ASSET MANAGEMENT | E | Control |
| NATIXIS | FE | NATIXIS GLOBAL ASSET MANAGEMENT | E | Control |
| NATIXIS | FE | NATIXIS GLOBAL ASSET MANAGEMENT | E | Control |
| NATIXIS | FE | NATIXIS GLOBAL ASSET MANAGEMENT | E | Control |
| NATIXIS | FE | NATIXIS GLOBAL ASSET MANAGEMENT | E | Control |
| NATIXIS | FE | NATIXIS GLOBAL ASSET MANAGEMENT | E | Control |
| NATIXIS | FE | NATIXIS GLOBAL ASSET MANAGEMENT | E | Control |
| NATIXIS | FE | NATIXIS GLOBAL ASSET MANAGEMENT | E | Control |
| NATIXIS | FE | NATIXIS GLOBAL ASSET MANAGEMENT | E | Control |
| NATIXIS | FE | NATIXIS GLOBAL ASSET MANAGEMENT | E | Control |
| NATIXIS | FE | NATIXIS GLOBAL ASSET MANAGEMENT | E | Control |
| NATIXIS | FE | NATIXIS GLOBAL ASSET MANAGEMENT | E | Control |
| NATIXIS | FE | NATIXIS GLOBAL ASSET MANAGEMENT | E | Control |
| NATIXIS | FE | NATIXIS GLOBAL ASSET MANAGEMENT | E | Control |
| NATIXIS | FE | NATIXIS GLOBAL ASSET MANAGEMENT | E | Control |
| NATIXIS | FE | NATIXIS GLOBAL ASSET MANAGEMENT | E | Control |
| NATIXIS | FE | NATIXIS GLOBAL ASSET MANAGEMENT | E | Control |
| NATIXIS | FE | NATIXIS GLOBAL ASSET MANAGEMENT | E | Control |
| NATIXIS | FE | NATIXIS GLOBAL ASSET MANAGEMENT | E | Control |
| NATIXIS | FE | NATIXIS GLOBAL ASSET MANAGEMENT | E | Control |
| NATIXIS | FE | NATIXIS GLOBAL ASSET MANAGEMENT | E | Control |
| NATIXIS | FE | NATIXIS GLOBAL ASSET MANAGEMENT | E | Control |
| NATIXIS | FE | NATIXIS GLOBAL ASSET MANAGEMENT | E | Control |
| NATIXIS | FE | NATIXIS INVESTMENT MANAGERS (NIM) | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAM CORP | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAM CORP | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT (NGAM) | FE | NGAMP1 | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT CORPORATION (NGAM CORP) | DE | NGAMLP | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT CORPORATION (NGAM CORP) | DE | NGAMLLC | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT CORPORATION (NGAM CORP) | DE | NGAMLP | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT CORPORATION (NGAM CORP) | DE | NGAMLLC | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT CORPORATION (NGAM CORP) | DE | NGAMLP | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT CORPORATION (NGAM CORP) | DE | NGAMLLC | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT CORPORATION (NGAM CORP) | DE | NGAMLP | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT CORPORATION (NGAM CORP) | DE | NGAMLLC | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAM) | FE | NGAM CORP | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NGAM CORP | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NGAM CORP | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NGAM CORP | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NGAM CORP | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | HARRIS ALTERNATIVES HOLDING, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | HARRIS ALTERNATIVES HOLDING, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | HARRIS ALTERNATIVES HOLDING, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | HARRIS ALTERNATIVES HOLDING, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | HARRIS ALTERNATIVES HOLDING, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | HARRIS ALTERNATIVES HOLDING, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | HARRIS ALTERNATIVES HOLDING, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | HARRIS ALTERNATIVES HOLDING, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | HARRIS ALTERNATIVES HOLDING, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | NATIXIS GLOBAL ASSET MANAGEMENT HOLDINGS, LLC | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | HARRIS ALTERNATIVES HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | HARRIS ALTERNATIVES HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | NATIXIS GLOBAL ASSET MANAGEMENT HOLDINGS, LLC | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | NATIXIS GLOBAL ASSET MANAGEMENT HOLDINGS, LLC | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | HARRIS ALTERNATIVES HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | NATIXIS GLOBAL ASSET MANAGEMENT HOLDINGS, LLC | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | NATIXIS GLOBAL ASSET MANAGEMENT HOLDINGS, LLC | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | HARRIS ALTERNATIVES HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | HARRIS ALTERNATIVES HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | NATIXIS GLOBAL ASSET MANAGEMENT HOLDINGS, LLC | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | NATIXIS GLOBAL ASSET MANAGEMENT HOLDINGS, LLC | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | HARRIS ALTERNATIVES HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | NATIXIS GLOBAL ASSET MANAGEMENT HOLDINGS, LLC | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | HARRIS ALTERNATIVES HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | NATIXIS GLOBAL ASSET MANAGEMENT HOLDINGS, LLC | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | NATIXIS GLOBAL ASSET MANAGEMENT HOLDINGS, LLC | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | HARRIS ALTERNATIVES HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | HARRIS ALTERNATIVES HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | HARRIS ALTERNATIVES HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | HARRIS ALTERNATIVES HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | HARRIS ALTERNATIVES HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | HARRIS ALTERNATIVES HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | HARRIS ALTERNATIVES HOLDINGS, INC. | E | Control |
| NATIXIS GLOBAL ASSET MANAGEMENT, L.P. (NGAMLP) | DE | HARRIS ALTERNATIVES HOLDINGS, INC. | E | Control |
| NATIXIS INVESTMENT MANAGERS (NIM) | FE | NATIXIS INVESTMENT MANAGERS PARTICIPATIONS 1 (NGAMP1) | E | Control |
| NATIXIS INVESTMENT MANAGERS PARTICIPATIONS 1 (NGAMP1) | FE | NATIXIS U.S. HOLDINGS, INC. | E | Control |
| NATIXIS INVESTMENT MANAGERS, L.P. (NIMLP) | DE | HARRIS ALTERNATIVES HOLDING, INC. | E | Control |
| NATIXIS PARTICIPATIONS 1 (NP1) | FE | NGAM | E | Control |
| NATIXIS PARTICIPATIONS 1 (NP1) | FE | NGAM | E | Control |
| NATIXIS PARTICIPATIONS 1 (NP1) | FE | NGAM | E | Control |
| NATIXIS PARTICIPATIONS 1 (NP1) | FE | NGAM | E | Control |
| NATIXIS PARTICIPATIONS 1 (NP1) | FE | NGAM | E | Control |
| NATIXIS PARTICIPATIONS 1 (NP1) | FE | NGAM | E | Control |
| NATIXIS PARTICIPATIONS 1 (NP1) | FE | NGAM | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLP | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NGAMLLC | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NATIXIS INVESTMENT MANAGERS, L.P. (NIMLP) | E | Control |
| NATIXIS U.S. HOLDINGS, INC. | DE | NATIXIS INVESTMENT MANAGERS, LLC (NIMLLC) | E | Control |
| NXBP 1 | FE | NGAM | E | Control |
| NXBP 1 | FE | NGAM | E | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| BPCE | FE | NATIXIS | D | Control |
| CAISSE DE DEPOTS ET CONSIGNATIONS | FE | EULIA | D | Control |
| CAISSE DE DEPOTS ET CONSIGNATIONS | FE | EULIA | D | Control |
| CAISSE NATIONALE DES CAISSES D'EPARGNE (CNCE) | FE | IXIS AM GROUP | D | Control |
| EULIA | FE | CDC IXIS (CDC FINANCE) | D | Control |
| EULIA | FE | CDC IXIS (CDC FINANCE) | D | Control |
| BANQUE FEDERALE DES BANQUES POPULAIRES | FE | NATIXIS | C | Control |
| BANQUE FEDERALE DES BANQUES POPULAIRES | FE | NATIXIS | C | Control |
| BANQUE FEDERALE DES BANQUES POPULAIRES | FE | NATIXIS | C | Control |
| BANQUE FEDERALE DES BANQUES POPULAIRES | FE | NATIXIS | C | Control |
| BANQUE FEDERALE DES BANQUES POPULAIRES | FE | NATIXIS | C | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS | FE | CDC IXIS (CDC FINANCE) | C | |
| CAISSE DES DEPOTS ET CONSIGNATIONS | FE | CAISSE NATIONALE DES CAISSES E'EPARGNE | C | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS | FE | CDC IXIS (CDC FINANCE) | C | |
| CAISSE DES DEPOTS ET CONSIGNATIONS | FE | CAISSE NATIONALE DES CAISSES E'EPARGNE | C | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS (CDC) | FE | CAISSE NATIONALE DES CAISSES D'EPARGNE (CNCE) | C | Control |
| CAISSE DES DEPOTS ET CONSIGNATIONS (CDC) | FE | CAISSE NATIONALE DES CAISSES D'EPARGNE (CNCE) | C | Control |
| CAISSE NATIONALE DES CAISSES D'EPARGNE | FE | EULIA | C | Control |
| CAISSE NATIONALE DES CAISSES D'EPARGNE | FE | EULIA | C | Control |
| CAISSE NATIONALE DES CAISSES D'EPARGNE (CNCE) | FE | NATIXIS | C | Control |
| CAISSE NATIONALE DES CAISSES D'EPARGNE (CNCE) | FE | NATIXIS | C | Control |
| CAISSE NATIONALE DES CAISSES D'EPARGNE (CNCE) | FE | NATIXIS | C | Control |
| CAISSE NATIONALE DES CAISSES D'EPARGNE (CNCE) | FE | NATIXIS | C | Control |
| CAISSE NATIONALE DES CAISSES D'EPARGNE (CNCE) | FE | NATIXIS | C | Control |
| CDC HOLDING FINANCE | FE | CNCE | C | Control |
Registrations
Federal
IA
Mar 26, 2018 REGISTERED
Notice Filings (1)
IL
Address
18W140 BUTTERFIELD ROADSUITE 1200
OAKBROOK TERRACE, IL 60181
United States
Phone: 312-762-6700